Statement of Changes in Beneficial Ownership (4)
14 November 2014 - 7:47AM
Edgar (US Regulatory)
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FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HART JOHN
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2. Issuer Name
and
Ticker or Trading Symbol
PLANTRONICS INC /CA/
[
PLT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
345 ENCINAL STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/11/2014
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(Street)
SANTA CRUZ, CA 95060
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK
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11/11/2014
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M
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200.0
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A
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$30.21
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10540
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D
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COMMON STOCK
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11/11/2014
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S
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200.0
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D
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$52.21
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10340
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D
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COMMON STOCK
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11/11/2014
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M
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200.0
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A
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$30.21
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10540
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D
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COMMON STOCK
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11/11/2014
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S
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200.0
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D
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$52.2075
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10340
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D
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COMMON STOCK
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11/11/2014
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M
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100.0
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A
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$30.21
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10440
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D
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COMMON STOCK
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11/11/2014
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S
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100.0
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D
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$52.205
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10340
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D
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COMMON STOCK
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11/11/2014
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M
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1000.0
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A
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$30.21
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11340
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D
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COMMON STOCK
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11/11/2014
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S
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1000.0
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D
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$52.2
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10340
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D
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COMMON STOCK
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11/11/2014
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M
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600.0
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A
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$30.21
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10940
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D
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COMMON STOCK
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11/11/2014
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S
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600.0
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D
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$52.19
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10340
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D
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COMMON STOCK
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11/11/2014
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M
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222.0
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A
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$30.21
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10562
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D
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COMMON STOCK
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11/11/2014
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S
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222.0
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D
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$52.18
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10340
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D
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COMMON STOCK
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11/11/2014
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M
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100.0
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A
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$30.21
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10440
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D
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COMMON STOCK
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11/11/2014
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S
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100.0
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D
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$52.14
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10340
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D
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COMMON STOCK
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11/11/2014
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S
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200.0
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D
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$52.34
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10140
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D
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COMMON STOCK
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11/11/2014
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S
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100.0
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D
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$52.32
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10040
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D
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COMMON STOCK
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11/11/2014
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S
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100.0
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D
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$52.31
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9940
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D
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COMMON STOCK
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11/11/2014
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S
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200.0
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D
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$52.29
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9740
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D
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COMMON STOCK
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11/11/2014
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S
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200.0
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D
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$52.23
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9540
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D
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COMMON STOCK
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11/11/2014
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S
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50.0
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D
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$52.215
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9490
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D
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COMMON STOCK
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11/11/2014
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S
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100.0
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D
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$52.21
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9390
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D
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COMMON STOCK
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11/11/2014
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S
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106.0
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D
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$52.205
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9284
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D
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COMMON STOCK
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11/11/2014
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S
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1000.0
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D
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$52.2
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8284
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D
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COMMON STOCK
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11/11/2014
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S
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400.0
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D
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$52.19
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7884
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D
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COMMON STOCK
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11/11/2014
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S
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544.0
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D
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$52.18
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7340
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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$20.28
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11/11/2014
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M
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372.0
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1/15/2009
(1)
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1/15/2015
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COMMON STOCK
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372
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$52.38
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0
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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128.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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128
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$52.38
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2872
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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100.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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100
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$52.362
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2772
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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1600.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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1600
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$52.36
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1172
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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100.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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100
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$52.33
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1072
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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100.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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100
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$52.32
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972
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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100.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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100
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$52.31
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872
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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200.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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200
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$52.3
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672
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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400.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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400
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$52.29
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272
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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100.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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100
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$52.27
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172
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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100.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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100
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$52.25
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72
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D
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Non-Qualified Stock Option (right to buy)
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$23.49
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11/11/2014
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M
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72.0
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7/29/2010
(1)
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7/29/2016
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COMMON STOCK
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72
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$52.23
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0
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D
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Non-Qualified Stock Option (right to buy)
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$30.21
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11/11/2014
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M
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228.0
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7/27/2011
(1)
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7/27/2017
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COMMON STOCK
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228
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$52.23
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2772
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D
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Non-Qualified Stock Option (right to buy)
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$30.21
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11/11/2014
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M
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100.0
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7/27/2011
(1)
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7/27/2017
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COMMON STOCK
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100
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$52.22
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2672
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D
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Non-Qualified Stock Option (right to buy)
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$30.21
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11/11/2014
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M
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250.0
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7/27/2011
(1)
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7/27/2017
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COMMON STOCK
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250
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$52.215
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2422
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D
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Non-Qualified Stock Option (right to buy)
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$30.21
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11/11/2014
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M
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200.0
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7/27/2011
(1)
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7/27/2017
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COMMON STOCK
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200
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$52.21
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2222
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D
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Non-Qualified Stock Option (right to buy)
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$30.21
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11/11/2014
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M
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200.0
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7/27/2011
(1)
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7/27/2017
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COMMON STOCK
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200
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$52.2075
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2022
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D
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Non-Qualified Stock Option (right to buy)
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$30.21
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11/11/2014
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M
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100.0
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7/27/2011
(1)
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7/27/2017
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COMMON STOCK
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100
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$52.205
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1922
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D
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Non-Qualified Stock Option (right to buy)
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$30.21
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11/11/2014
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M
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1000.0
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7/27/2011
(1)
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7/27/2017
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COMMON STOCK
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1000
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$52.2
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922
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D
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Non-Qualified Stock Option (right to buy)
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$30.21
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11/11/2014
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M
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600.0
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7/27/2011
(1)
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7/27/2017
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COMMON STOCK
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600
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$52.19
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322
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D
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Non-Qualified Stock Option (right to buy)
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$30.21
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11/11/2014
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M
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222.0
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7/27/2011
(1)
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7/27/2017
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COMMON STOCK
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222
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$52.18
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100
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D
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Non-Qualified Stock Option (right to buy)
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$30.21
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11/11/2014
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M
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100.0
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7/27/2011
(1)
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7/27/2017
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COMMON STOCK
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100
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$52.14
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0
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D
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Explanation of Responses:
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(
1)
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This option shall become exercisable in installments cumulatively with respect to twenty-five percent (25%) of the Optioned Stock one year after the date of grant and as to an additional six and one-quarter percent (6.25%) of the Optioned Stock each three months thereafter, if on such dates Optionee has remained in Continuous Status as a Director, so that one hundred percent (100%) of the Optioned Stock shall be exercisable four years after the date of grant.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HART JOHN
345 ENCINAL STREET
SANTA CRUZ, CA 95060
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X
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Signatures
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JOHN H HART
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11/13/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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