Initial Statement of Beneficial Ownership (3)
07 February 2017 - 8:34AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Stenzel Christopher
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/30/2017
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3. Issuer Name
and
Ticker or Trading Symbol
CONSTELLATION BRANDS, INC. [STZ]
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(Last)
(First)
(Middle)
C/O CONSTELLATION BRANDS, INC., 207 HIGH POINT DRIVE, BUILDING 100
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Exec Vice President /
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(Street)
VICTOR, NY 14564
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Class A Common Stock
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42573.0000
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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(1)
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4/3/2022
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Class 1 Common Stock
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3267.0000
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$24.5000
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D
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Non-Qualified Stock Option (right to buy)
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(2)
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4/26/2023
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Class 1 Common Stock
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4944.0000
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$47.7900
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D
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Non-Qualified Stock Option (right to buy)
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(3)
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4/28/2024
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Class 1 Common Stock
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5025.0000
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$79.6100
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D
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Non-Qualified Stock Option (right to buy)
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4/28/2016
(4)
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4/28/2025
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Class 1 Common Stock
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6190.0000
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$117.1200
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D
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Non-Qualified Stock Option (right to buy)
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4/25/2017
(4)
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4/25/2026
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Class 1 Common Stock
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4766.0000
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$156.8400
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D
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Restricted Stock Units
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5/1/2017
(5)
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(5)
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Class A Common Stock
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590.0000
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(6)
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D
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Restricted Stock Units
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5/1/2017
(7)
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5/1/2017
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Class A Common Stock
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447.0000
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(6)
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D
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Restricted Stock Units
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5/1/2017
(8)
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5/1/2018
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Class A Common Stock
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554.0000
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(6)
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D
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Restricted Stock Units
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5/1/2017
(9)
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5/1/2019
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Class A Common Stock
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585.0000
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(6)
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D
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Restricted Stock Units
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5/1/2018
(7)
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5/1/2018
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Class A Common Stock
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4330.0000
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(6)
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D
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Explanation of Responses:
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(
1)
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100% of this option has become exercisable.
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(
2)
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50% of this option has become exercisable; the remaining 50% of the option becomes exercisable on 4/26/2017.
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(
3)
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One-third of this option has become exercisable; the remaining two-thirds of the option becomes exercisable at the rate of 50% per year beginning on 4/28/2017.
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(
4)
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This option becomes exercisable at the rate of 25% per year beginning on the date specified.
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(
5)
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These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
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(
6)
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Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
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(
7)
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All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
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(
8)
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All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date net of shares withheld to satisfy taxes.
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(
9)
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These restricted stock units vest in two equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
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Remarks:
stenzelpoa.txt - Exhibit 24 - Power of Attorney
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Stenzel Christopher
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR, NY 14564
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Exec Vice President
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Signatures
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/s/ H. Elaine Ziakas for Christopher Stenzel
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2/6/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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