VIA optronics AG Announces Receipt of Notice Regarding NYSE Continued Listing Standards
16 January 2024 - 10:30PM
Business Wire
VIA optronics AG (NYSE: VIAO) (“VIA” or the “Company”), a
leading supplier of interactive display systems and solutions,
today announced that on December 19, 2023 it received a letter from
the New York Stock Exchange (the “NYSE”) notifying the Company that
it is below the NYSE's continued listing standards due to the
trading price of the Company’s listed shares.
Pursuant to Section 802.01C of the NYSE's Listed Company Manual,
a company will be considered to be below compliance standards if
the average closing price of its security is less than US $1.00
over a consecutive 30 trading-day period. The Company has six
months (the "Cure Period") following receipt of the notice to
regain compliance with the minimum share price requirement. The
Company can regain compliance at any time during the cure period if
on the last trading day of any calendar month during the cure
period the company has a closing share price of at least US $1.00
and an average closing share price of at least US $1.00 over the 30
trading-day period ending on the last trading day of that month. In
the event that at the expiration of the six-month cure period, both
a US $1.00 closing share price on the last trading day of the cure
period and a US $1.00 average closing share price over the 30
trading-day period ending on the last trading day of the cure
period are not attained, the NYSE will commence suspension and
delisting procedures.
The Company has notified the NYSE on December 22, 2023 of its
intent to cure within the applicable time period. The Company’s
common stock will continue to be listed and trade on the NYSE
during the cure period, subject to the Company’s compliance with
other NYSE continued listing standards. The Company’s receipt of
the Letter does not affect the Company’s business, operations or
reporting requirements with the Securities and Exchange
Commission.
About VIA
VIA is a leading provider of enhanced display solutions for
multiple end-markets in which superior functionality or durability
is a critical differentiating factor. Its customizable technology
is well-suited for high-end markets with unique specifications as
well as demanding environments that pose technical and optical
challenges for displays, such as bright ambient light, vibration
and shock, extreme temperatures and condensation. VIA’s interactive
display systems combine system design, interactive displays,
software functionality, cameras and other hardware components.
VIA’s intellectual property portfolio, process know-how, and
optical bonding and metal mesh touch sensor and camera module
technologies provide enhanced display solutions that are built to
meet the specific needs of its customers.
Forward-Looking Statements
Statements in this press release about future expectations,
plans and prospects, as well as any other statements regarding
matters that are not historical facts, may constitute
“forward-looking statements.” These statements include, but are not
limited to statements relating to: future events; the estimated or
anticipated future results and revenues of the Company, including
any guidance provided by the Company related thereto; future
opportunities for the Company; future planned products and
services; business strategy, plans and the implementation of
operational initiatives; objectives of management for future
operations of the Company; market size and growth opportunities;
expectations regarding customer relationships and retention; the
future availability or cost of purchased components, compounds, raw
materials and energy due to shortages, increased demand and wages,
supply chain interruptions, or natural or other disasters; supply
chains, distribution and logistics; competitive position,
technological and market trends; the outcome of any potential
internal investigations and other statements that are not
historical facts. The words, without limitation, “anticipate,”
“believe,” “continue,” “could,” “estimate,” “expect,” “intend,”
“may,” “plan,” “potential,” “predict,” “project,” “should,”
“target,” “will,” “would” and similar expressions are intended to
identify forward-looking statements, although not all
forward-looking statements contain these or similar identifying
words.
Forward-looking statements are based largely on our current
expectations and projections about future events and financial
trends that we believe may affect our financial condition, results
of operations, business strategy, short-term and long-term business
operations and objectives, and financial needs. These
forward-looking statements involve known and unknown risks,
uncertainties, changes in circumstances that are difficult to
predict and other important factors that may cause our actual
results, performance or achievements to be materially different
from any future results, performance or achievements expressed or
implied by the forward-looking statement, including, without
limitation, risks relating to: (1) operational execution, including
the extent to which the Company can realize the benefits of changes
to the Management Board and planned operational improvements; (2)
competitive conditions and customer preferences; (3) disruption in
supply chain and distribution; (4) increases or volatility in the
cost of raw materials and commodities; (5) failure to meet high and
ethical standards; and (6) significant changes or deterioration in
customer relationships. Additional factors are described under Item
3. “Key Information—D. Risk Factors,” in our Annual Report on Form
20-F as filed with the US Securities and Exchange Commission.
Moreover, new risks emerge from time to time. It is not possible
for our management to predict all risks, nor can we assess the
impact of all factors on our business or the extent to which any
factor, or combination of factors, may cause actual results to
differ materially from those contained in any forward-looking
statements we may make. In light of these risks, uncertainties and
assumptions, the forward-looking events and circumstances discussed
in this release may not occur and actual results could differ
materially and adversely from those anticipated or implied in the
forward-looking statements. We caution you therefore against
relying on these forward-looking statements, and we qualify all of
our forward-looking statements by these cautionary statements. Any
forward-looking statements contained in this press release are
based on the current expectations of VIA’s management team and
speak only as of the date hereof, and VIA specifically disclaims
any obligation to update any forward-looking statement, whether as
a result of new information, future events or otherwise. Due to
rounding, it is possible that individual figures in this and other
documents do not add up precisely to the totals shown and that
percentages presented do not accurately reflect the absolute values
to which they relate.
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version on businesswire.com: https://www.businesswire.com/news/home/20240116335413/en/
Investor Relations Griffin Morris Margaret Jones Alpha IR
Group Phone: +1 312-445-2870 VIAO@alpha-ir.com Media
Alexandra Müller-Pl�tz Phone: +49 911 597 575-302
Amueller-ploetz@via-optronics.com
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