TSX VENTURE COMPANIES:
AMERICAS PETROGAS INC. ("BOE")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Brokered Private Placement announced March 12, 2010 and March 25, 2010:
Number of Shares: 19,753,114 common shares
Purchase Price: $0.81 per share
Number of Placees: 81 placees
No Insider / Pro Group Participation
Agent's Fee: Mackie Research Capital Corporation รป
$560,000.95 cash and 493,828 broker warrants
Dundee Securities Corporation - $70,000.12
cash and 61,728 broker warrants
Byron Securities Ltd. - $ 35,000.06 cash and
30,864 broker warrants
PI Financial Corp. - $35,000.06 cash and
30,864 broker warrants
Scarsdale Equities LLC - $ 255,000 cash
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ATW GOLD CORP. ("ATW")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: November 16, 2010
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing a Farm-In Agreement dated
October 5, 2010 between the Company's subsidiary ATW Gold Corp., Australia
Pty. Ltd. and James Millar whereby the subsidiary can earn an 80% interest
in the Cobra Gold Project that is located in Western Australia.
Consideration is A$100,000 and A$800,000 to be expended on the property,
both over a two-year period.
Clive Massey will receive a finder's fee of $10,000.00.
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AVINO SILVER & GOLD MINES LTD. ("ASM")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Non-Brokered Private Placement announced October 21, 2010:
Number of Shares: 2,400,000 shares
Purchase Price: $1.25 per share
Warrants: 2,400,000 share purchase warrants to purchase
2,400,000 shares
Warrant Exercise Price: $1.52 for a three year period
Number of Placees: 6 placees
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placement does not close promptly.
(Note that in certain circumstances the Exchange may later extend the
expiry date of the warrants, if they are less than the maximum permitted
term.)
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BARD VENTURES LTD. ("CBS")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to
the second and final tranche of a Non-Brokered Private Placement announced
August 23, 2010:
Number of Shares: 500,000 flow-through shares
Purchase Price: $0.075 per share
Warrants: 250,000 share purchase warrants to purchase
250,000 shares
Warrant Exercise Price: $0.10 for a one year period
$0.12 in the second year
Number of Placees: 1 placee
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placement does not close promptly. Note
that in certain circumstances the Exchange may later extend the expiry date
of the warrants, if they are less than the maximum permitted term.
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CAERUS RESOURCE CORPORATION ("CA")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange Inc. (the "Exchange") has accepted for filing
documentation in connection with a letter of Intent (the "Letter of
Intent") between Caerus Resource Corporation (the "Company") and Empressa
Minera El Pino ("Empressa") for the acquisition of a 100% interest in the
El Pino Gold Mine, located in Maceo Municipio, within the Department of
Antioqia, Colombia. Under the terms of the Letter of Intent, the
consideration payable to Empressa is US$960,000 and 250,000 common shares
of the Company to be paid and issued over three years.
The Company will pay a finder's fee of 10,000 shares to each of Juan
Restrepo and James Reeves.
For further information see the Company's news releases of April 12, 2010
and August 19, 2010 which are available on SEDAR under the Company's
profile.
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CANADA ZINC METALS CORP. ("CZX")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Non-Brokered Private Placement announced July 26, 2010:
Number of Shares: 31,386,224 shares
Purchase Price: $0.5735 per share
Warrants: 15,693,112 share purchase warrants to purchase
15,693,112 shares
Warrant Exercise Price: $0.675 for a one year period
$0.775 in the second year
Number of Placees: 1 placee
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P / # of Shares
Tongling Nonferrous
Metals Group Holdings Co. Y 31,386,224
Shareholder approval was obtained with respect to this private placement at
an Annual General and Special Meeting that was held on September 30, 2010.
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placement does not close promptly. Note
that in certain circumstances the Exchange may later extend the expiry date
of the warrants, if they are less than the maximum permitted term.
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CAYDEN RESOURCES INC. ("CYD")
BULLETIN TYPE: Stock Split
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
Pursuant to a Resolution passed by directors on November 9, 2010, the
Company's common shares will be split on a 1 old for 3 new basis.
The common shares of the Company will commence trading on a split basis at
the opening, November 17, 2010. The Record date is November 19, 2010. The
Company is classified as a 'Mining' company.
Post - Split
Capitalization: Unlimited shares with no par value of which
31,550,751 shares are issued and outstanding
Escrowed Shares: 6,831,000
Transfer Agent: Olympia Trust Company
Trading Symbol: CYD
CUSIP Number: 149738 10 6 (UNCHANGED)
Common shareholders of record at the close of business November 19, 2010
will be mailed additional certificates. The new certificates will be mailed
on or about November 19, 2010. The push-out method will be used to effect
the split.
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COBRA VENTURE CORPORATION ("CBV")
BULLETIN TYPE: Normal Course Issuer Bid
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has been advised by the Company that pursuant to a
Notice of Intention to make a Normal Course Issuer Bid dated November 12,
2010, it may repurchase for cancellation, up to 874,037 shares in its own
capital stock. The purchases are to be made through the facilities of TSX
Venture Exchange during the period December 1, 2010 to November 30, 2011.
Purchases pursuant to the bid will be made by McIver Wealth Management
Consulting Group on behalf of the Company.
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COMPASS PETROLEUM LTD. ("CPO")
BULLETIN TYPE: Normal Course Issuer Bid
BULLETIN DATE: November 16, 2010
TSX Venture Tier 1 Company
TSX Venture Exchange has been advised by the Company that pursuant to a
Notice of Intention to make a Normal Course Issuer Bid dated November 11,
2010, it may repurchase for cancellation, up to 1,601,175 shares in its own
capital stock. The purchases are to be made through the facilities of TSX
Venture Exchange during the period November 17, 2010 to November 16, 2011.
Purchases pursuant to the bid will be made by Raymond James Ltd. on behalf
of the Company.
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CSM SYSTEMS CORP. ("CKX")
BULLETIN TYPE: Halt
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
Effective at 10:46 a.m. PST, November 16, 2010, trading in the shares of
the Company was halted pending contact with the Company; this regulatory
halt is imposed by Investment Industry Regulatory Organization of Canada,
the Market Regulator of the Exchange pursuant to the provisions of Section
10.9(1) of the Universal Market Integrity Rules.
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EXCELSIOR ENERGY LIMITED ("ELE")
BULLETIN TYPE: Delist-Offer to Purchase
BULLETIN DATE: November 16, 2010
TSX Venture Tier 1 Company
Effective at the close of business Wednesday, November 17, 2010, the common
shares of Excelsior Energy Limited will be delisted from TSX Venture
Exchange. The delisting of the Company's shares results from Athabasca Oil
Sands Corp. purchasing 100% of the Company's shares pursuant to a plan of
arrangement approved by shareholders on November 2, 2010. Shareholders will
receive either (i) $0.36 cash; or (ii) 0.0347 of a common share of
Athabasca Oil Sands Corp. for every Excelsior share held. For further
information, please refer to the information circular of the Company dated
October 14, 2010 and the company's news release dated November 10, 2010.
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G4G RESOURCES LTD. ("GXG")
BULLETIN TYPE: Warrant Term Extension, Correction
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange Bulletin dated September 21, 2010, with
regards to the extension of the expiry date for 2,600,000 warrants, the
Bulletin should have stated that the new expiry date is March 31, 2011.
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GRAYD RESOURCE CORPORATION ("GYD")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Brokered Private Placement announced October 26, 2010:
Number of Shares: 4,800,000 shares
Purchase Price: $1.25 per share
Number of Placees: 16 placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P / # of Shares
Sun Valley Gold Master Fund Ltd. Y 2,500,000
Agent's Fee: $172,620, 84,504 common shares and 168,000
Agent Warrants, payable to Canaccord Capital
Corporation
$49,320, 24,144 common shares and 48,000 Agent
Warrants payable to Macquarie Capital Markets
Canada Ltd.
$24,660, 12,072 common shares and 24,000 Agent
Warrants payable to Desjardins Securities Inc.
- Each Agent Warrant is exercisable at $1.25
into one common share at an exercise price of
$1.25 for an 18 month period.
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placement does not close promptly.
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GUNPOINT EXPLORATION LTD. ("GUN")
(formerly Christopher James Gold Corp. ("CJG"))
BULLETIN TYPE: Name Change and Consolidation, Amendment
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
Further to the bulletin dated November 15, 2010, the bulletin should have
read as follows:
Pursuant to a resolution passed by shareholders on November 8, 2010, the
Company has consolidated its capital on a 10 old for 1 new basis. The name
of the Company has also been changed as follows.
Effective at the opening Tuesday, November 16, 2010, the common shares of
Gunpoint Exploration Ltd. will commence trading on TSX Venture Exchange,
and the common shares of Christopher James Gold Corp. will be delisted. The
Company is classified as a 'Mineral Exploration/Development' company.
Post - Consolidation
Capitalization: Unlimited shares with no par value of which
5,576,974 shares are issued and outstanding
Escrow: Nil
Transfer Agent: Computershare Investor Services Inc.
Trading Symbol: GUN (new)
CUSIP Number: 403069 10 7 (new)
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IPICO INC. ("RFD")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture/s
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Non-Brokered Private Placement announced September 28, 2010:
Convertible Debenture: $500,000
Conversion Price: Convertible into shares at $0.10 of principal
outstanding
Maturity date: September 30, 2012
Warrants 5,000,000 warrants
Each warrant will have a term of two years
from the date of closing and entitle the
holder to purchase one common share. The
warrants are exercisable at the price of
$0.10.
Interest rate: 12% per annum
Number of Placees: 1 placee
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P / Principal Amount
Brookfield Technology Fund Inc. Y $500,000
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has
issued a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s).
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LUCKY STRIKE RESOURCES LTD. ("LKY")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Non-Brokered Private Placement announced October 26, 2010:
Number of Shares: 6,000,000 shares
Purchase Price: $0.15 per share
Warrants: 6,000,000 share purchase warrants to purchase
6,000,000 shares
Warrant Exercise Price: $0.20 for a two year period
Number of Placees: 54 placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P / # of Shares
Andre Klumb Y 30,000
Shayne Nyquvest P 200,000
Finder's Fee: 322,500 common shares payable to 0894752 BC
Ltd. (Cathy Fong)
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placement does not close promptly. Note
that in certain circumstances the Exchange may later extend the expiry date
of the warrants, if they are less than the maximum permitted term.
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MARKSMEN ENERGY INC. ("MAH")
BULLETIN TYPE: Private Placement-Non-Brokered, Amendment
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
AMENDMENT:
Further to the TSX Venture Exchange Bulletin dated August 30, 2010, the
Exchange has accepted an amendment with respect to a Non-Brokered Private
Placement announced July 6, 2010.
Number of Subscription
Receipts: 5,955,184 subscription receipts
All other aspects of above noted bulleting remain the same.
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MEDX HEALTH CORP. ("MDX")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to
issue 692,370 shares at a deemed price of $0.10 per share to settle
outstanding debt for $69,237.02.
Number of Creditors: 7 Creditors
The Company shall issue a news release when the shares are issued and the
debt extinguished.
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NULOCH RESOURCES INC. ("NLR")
BULLETIN TYPE: Prospectus-Share Offering
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
Effective September 29, 2010, the Company's Prospectus dated September 28,
2010 was filed with and accepted by TSX Venture Exchange, and filed with
and receipted by the Alberta Securities Commission, the British Columbia
Securities Commission, the Saskatchewan Financial Services Commission, the
Manitoba Securities Commission, the Ontario Securities Commission, the New
Brunswick Securities Commission, the Nova Scotia Securities Commission, the
Price Edward Island Securities Office and the Securities Commission of
Newfoundland and Labrador pursuant to the provisions of the Securities
Act.
TSX Venture Exchange has been advised that closing occurred on October 14,
2010, for gross proceeds of $28,362,500 (including over-allotment option).
Agents: Canaccord Genuity Corp.
Raymond James Ltd.
Wellington West Capital Markets Inc.
Clarus Securities Inc.
Offering: 16,000,000 Class A Common Shares
5,400,000 Flow-Through Shares
Share Price: $1.25 per Class A Share
$1.50 per Flow-Through Share
Agents' Options: 648,300 Agent's Options to acquire one common
share at a price of $1.25 per share to July 14
2011.
Greenshoe Option: A total of 210,000 over-allotment options were
exercised by the Agents at a price of $1.25
per share
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PENFOLD CAPITAL ACQUISITION III CORPORATION ("PNF.P")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
Further to TSX Venture Exchange Bulletin dated November 15, 2010, effective
at 1:10 p.m. PST, November 15, 2010 trading in the shares of the Company
will remain halted pending receipt and review of acceptable documentation
regarding the Qualifying Transaction pursuant to Listings Policy 2.4.
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PETROAMERICA OIL CORP. ("PTA")("PTA.WT")("PTA.WT.A")
BULLETIN TYPE: Prospectus-Unit Offering, New Listing-Warrants
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
Effective November 9, 2010, the Company's Short Form Prospectus dated
November 9, 2010 was filed with and accepted by TSX Venture Exchange, and
filed with and receipted by the Alberta Securities Commission and Ontario
Securities Commission, pursuant to the provisions of the Alberta and
Ontario Securities Acts.
The prospectus has also been filed under Multilateral Instrument 11-102
Passport System in British Columbia, Saskatchewan, Manitoba, New Brunswick,
Nova Scotia, Prince Edward Island and Newfoundland and Labrador. A receipt
for the prospectus is deemed to be issued by the regulator in each of those
jurisdictions, if the conditions of the Instrument have been satisfied.
TSX Venture Exchange has been advised that closing occurred on Wednesday,
November 17, 2010, for gross proceeds of $28,750,000.
Underwriters: Raymond James Ltd., GMP Securities L.P.,
Haywood Securities Inc., Canaccord Genuity
Corp. and Jennings Capital Inc.
Offering: 71,875,000 units. Each unit consisting of one
share and one half of a common share purchase
warrant to purchase one share.
Unit Price: $0.40 per unit
Warrant Exercise
Price/Term: $0.60 per share for 24 months from the
completion of the Offering.
Greenshoe Option: The Agent may over-allot the units in
connection with this offering and the Company
has granted to the Agent, an option to
purchase additional units, to 9,375,000 Units
at $3,750,000 gross, up to the close of
business, 30 days after closing. The
Underwriters have fully exercised the
over-allotment option.
New Listing-Warrants:
Effective at the opening November 17, 2010, the warrants of the Company
will commence trading on TSX Venture Exchange.
Corporate Jurisdiction: Alberta
Capitalization: 35,937,500 warrants with no par value of which
35,937,500 warrants are issued and outstanding
Transfer Agent: Computershare Trust Company of Canada
Trading Symbol: PTA.WT.A
CUSIP Number: 71647B121
The warrants were issued pursuant to the Company's Short Form Prospectus
dated November 9, 2010. Each warrant entitles the holder to purchase one
common share of the Company at a price of US$0.60 and will expire on
Monday, November 19, 2012.
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PINECREST ENERGY INC. ("PRY")
BULLETIN TYPE: Prospectus-Share Offering
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
Effective November 3, 2010, the Company's Prospectus dated November 3,
2010 was filed with and accepted by TSX Venture Exchange, and filed with
and receipted by the Alberta and Ontario Securities Commissions on October
22, 2010. The prospectus has also been filed under Multilateral Instrument
11-102 Passport System in the British Columbia, Saskatchewan, Manitoba, New
Brunswick, Nova Scotia, Prince Edward Island and Newfoundland and Labrador.
A receipt for the prospectus is deemed to be issued by the regulator in
each of those jurisdictions, if the conditions of the Instrument have been
satisfied.
TSX Venture Exchange has been advised that closing occurred on November 16,
2010, for gross proceeds of $86,273,000.
Agents: Canaccord Genuity Corp.
Cormark Securities Inc.
GMP Securities L.P.
Peters & Co. Limited
Paradigm Capital Inc.
Offering: 55,660,000 common shares
Share Price: $1.55 per share
Agents' Commission: Cash commission equal to 5% of the gross
proceeds of the Offering to be paid to the
Agent
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RARE EARTH METALS INC. ("RA")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Non-Brokered Private Placement announced October 27, 2010 and November 1,
2010:
Number of Shares: 3,865,448 flow through shares
Purchase Price: $0.46 per share
Warrants: 3,865,448 half share purchase warrants to
purchase 1,932,724 shares
Warrant Exercise Price: $0.60 for a one year period. The warrants have
an acceleration provision such that if after
the four month hold period expires, the shares
of the Company trade above $0.80 for ten
consecutive trading days, then the Company may
accelerate the expiry period to 30 days from
notice.
Number of Placees: 37 placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P / # of Shares
N. Wayne Reid Y 842,000
Finders' Fees: Secutor Capital Management Corporation
receives $92,000
Union Securities Ltd. receives $809.60
CGE Capital Inc. (Clement C. Gagnon) receives
$19,320
Canaccord Genuity Corp. receives $15,054
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placement does not close promptly.
(Note that in certain circumstances the Exchange may later extend the
expiry date of the warrants, if they are less than the maximum permitted
term.)
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RICHMOND MINERALS INC. ("RMD")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has consented to the extension in the expiry date of
the following warrants:
Warrant Term Extension #1:
Private Placement:
# of Warrants: 9,700,000
Original Expiry
Date of Warrants: December 17, 2010
New Expiry
Date of Warrants: June 17, 2011
Exercise Price
of Warrants: $0.15
These warrants were issued pursuant to a private placement of 9,700,000
shares with 9,700,000 share purchase warrants attached, which was accepted
for filing by the Exchange effective December 23, 2009.
Warrant Term Extension #2:
Private Placement:
# of Warrants: 4,100,000
Original Expiry
Date of Warrants: November 17, 2010
New Expiry
Date of Warrants: May 17, 2011
Exercise Price of Warrants: $0.15
These warrants were issued pursuant to a private placement of 4,100,000
flow-through shares with 4,100,000 share purchase warrants attached and
1,364,000 non flow-through shares with 1,364,000 share purchase warrants
attached, which was accepted for filing by the Exchange effective November
24, 2009.
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RMS SYSTEMS INC. ("RMS")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture/s
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Brokered Private Placement announced November 3, 2010:
Convertible Debenture $2,000,000
Conversion Price: $0.30 per share
Maturity date: October 15, 2012
Interest rate: 8%
Number of Placees: 12 placees
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placement does not close promptly.
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RUSSELL BREWERIES INC. ("RB")
BULLETIN TYPE: Private Placement-Brokered, Private Placement-Brokered,
Convertible Debenture/s
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
Private Placement-Brokered:
TSX Venture Exchange has accepted for filing documentation with respect to
the first tranche of a Brokered Private Placement announced October 5 and
October 25, 2010:
Number of Shares: 10,402,500 shares
Purchase Price: $0.08 per share
Warrants: 10,402,500 share purchase warrants to purchase
10,402,500 shares
Warrant Exercise Price: $0.15 for a two year period
Number of Placees: 35 placees
No Insider / Pro Group Participation
Agent's Fee: $83,220 and 1,248,300 Broker's Warrants
payable to Canaccord Genuity Corp., where each
Broker's Warrant is exercisable at $0.08 and
consists of one share and one share purchase
warrant on the same terms as the private
placement.
Private Placement-Brokered, Convertible Debenture/s:
TSX Venture Exchange has accepted for filing documentation with respect to
the first tranche of a Brokered Private Placement announced October 5, 2010
and October 25, 2010:
Convertible Debenture: $531,000
Conversion Price: Convertible into 3,540,000 common shares at
$0.15 of principal outstanding for a two year
period.
Maturity date: Two years from the date of issue, subject to
Certain acceleration provisions.
Interest rate: 10% per annum, payable quarterly
Number of Placees: 19 placees
No Insider / Pro Group Participation
Agent's Fee: $53,100 and 424,800 Broker's Warrants payable
to Canaccord Genuity Corp., where each
Broker's Warrant is exercisable at $0.08 and
consists of one share and one share purchase
warrant on the same terms as the private
placement.
In addition, 625,000 shares were issued as a
corporate finance fee and an administration
fee of $5,000 was paid to Canaccord (both for
services in connection with both the private
placement and the concurrent private placement
of convertible debentures).
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placements and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placements do not close promptly. (Note
that in certain circumstances the Exchange may later extend the expiry date
of the warrants, if they are less than the maximum permitted term.)
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SAGE GOLD INC. ("SGX")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Non-Brokered Private Placement announced October 18, 2010 and October 26,
2010:
Number of Shares: 3,690,908 flow-through shares and
8,444,444 non flow-through shares
Purchase Price: $0.22 per flow-through share
$0.18 per non flow-through share
Warrants: 6,067,676 share purchase warrants to purchase
6,067,676 shares
Warrant Exercise Price: $0.33 for a two year period (flow-through)
$0.28 for a two year period (non flow-through)
Number of Placees: 33 placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P / # of Shares
C.N. Lees Investments Ltd.
(Nigel Lees) Y 57,455
Shirley A. Lees Y 49,244
Finder's Fee: An aggregate of $147,719 in cash and 763,669
finders' warrants payable to Macquarie Private
Wealth Inc., John Mullen, John Walter
Communications Inc., Union Securities Ltd.,
Canaccord Genuity Corp., Jones, Gable and
Company Limited, Mackie Research Capital
Corp., D&D Securities Company, Pope & Company
Ltd. and Kingsdale Capital Markets Inc. Each
finder's warrant entitles the holder to
acquire one unit at $0.22 (flow-through) and
at $0.18 (non flow-through) for a two year
period.
Note that in certain circumstances the Exchange may later extend the expiry
date of the warrants, if they are less than the maximum permitted term.
For further details, please refer to the Company's news releases dated
October 18, 2010 and October 26, 2010.
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SENTINEL ROCK OIL INC. ("SNT")
(formerly Sentinel Rock Oil Corporation ("SEN"))
BULLETIN TYPE: Name Change and Consolidation
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
Pursuant to a resolution passed by shareholders April 14, 2010, the Company
has consolidated its capital on a 10 old for 1 new basis. The name of the
Company has also been changed as follows.
Effective at the opening Wednesday, November 17, 2010, the common shares of
Sentinel Rock Oil Inc. will commence trading on TSX Venture Exchange and
the common shares of Sentinel Rock Oil Corporation will be delisted. The
Company is classified as an 'Oil and Gas Exploration and Development'
company.
Post - Consolidation
Capitalization: Unlimited shares with no par value of which
4,261,385 shares are issued and outstanding
Escrow: 290,220 Escrowed Shares
Transfer Agent: CIBC Mellon Trust Company
Trading Symbol: SNT (new)
CUSIP Number: 81728R 10 1 (new)
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STREAM OIL & GAS LTD. ("SKO")
BULLETIN TYPE: Regional Office Change
BULLETIN DATE: November 16, 2010
TSX Venture Tier 1 Company
Pursuant to Policy 1.2, TSX Venture Exchange has been advised of, and
accepted the change of the Filing and Regional Office from Vancouver to
Calgary.
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SUNRIDGE GOLD CORP. ("SGC")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Non-Brokered Private Placement announced October 14, 2010:
Number of Shares: 18,500,000 shares
Purchase Price: $0.90 per share
Warrants: 18,500,000 share purchase warrants to purchase
18,500,000 shares
Warrant Exercise Price: $1.40 for a five year period
Number of Placees: 32 placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P / # of Shares
Lundin Mining Corporation Y 2,086,548
Robert Sali P 900,000
Finders' Fees: $826,000 and 918,000 units payable to
Peninsula Merchant Syndications Corp.
$60,000 payable to Ocean Equities Ltd.
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placement does not close promptly.
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WEST KIRKLAND MINING INC. ("WKM")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Brokered Private Placement announced October 6, 2010:
Number of Shares: 2,156,233 flow-through shares
Purchase Price: $1.20 per flow-through share
Number of Placees: 24 placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P / # of Shares
Carol Ellis P 10,000
Franco Papalia P 20,200
Karim Jandali P 20,200
Eric Mennell P 20,150
Benjamin Kendall P 20,150
Oliver Gilbert P 40,300
Gerald Fabbro P 20,150
Agent's Fee: PI Financial Corp. will receive a cash
commission (6%) of $155,248.78
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placement does not close promptly.
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XCITE ENERGY LTD. ("XEL")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Non-Brokered Private Placement announced November 4, 2010:
Number of Shares: 2,840,893 shares
Purchase Price: CAD$2.50 per share
Warrants: 150,000 share purchase warrants to purchase
150,000 shares
Warrant Exercise Price: CAD$5.90 for up to 24 months from date of
issuance
Number of Placees: 1 placee
No Insider / Pro Group Participation
No Finder's Fee.
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YELLOWHEAD MINING INC. ("YMI")
(formerly Four Points Capital Corp. ("FPA.P"))
BULLETIN TYPE: Qualifying Transaction-Completed/New Symbol, Private
Placement-Non-Brokered, Name Change, Resume Trading
BULLETIN DATE: November 16, 2010
TSX Venture Tier 2 Company
TSX Venture Exchange Inc. (the "Exchange") has accepted for filing Four
Points Capital Corp.'s (the "Company") Qualifying Transaction described in
its filing statement (the "Filing Statement") dated September 29, 2010. As
a result, effective at the opening Wednesday, November 17, 2010, the
trading symbol for the Company will change from FPA.P to YMI and the
Company will no longer be considered a Capital Pool Company. The Qualifying
Transaction includes the following matters, all of which have been accepted
by the Exchange.
1. Qualifying Transaction:
The Exchange has accepted for filing a Letter Agreement dated June 17, 2010
as superseded by an Amalgamation Agreement dated August 13, 2010 (the
"Agreement") between the Company, a wholly-owned subsidiary of the Company
and Yellowhead Mining Inc. (the "Target" or "Yellowhead"), a private BC
incorporated company, whereby the Company agreed to acquire all of the
issued and outstanding shares of Target on a 1 for 1 basis.
For further information on the Qualifying Transaction please read the
Company's Filing Statement available on SEDAR.
Insider / Pro Group Participation: None. At the time the transaction was
agreed to, the Company was at arm's length to Target.
The Exchange has been advised that the above transactions, that did not
require shareholder approval from the Company's shareholders, have been
completed.
In addition, the Exchange has accepted for filing the following:
2. Private Placement-Non-Brokered:
TSX Venture Exchange has accepted for filing documentation with respect to
a non-brokered Private Placement of Units completed by Yellowhead in
connection with the Qualifying Transaction. Each Unit consists of one
common share of Yellowhead and one half of one common share purchase
warrant, each whole warrant is exercisable for a period of two years from
the issue date:
Number of Shares: 7,473,869 shares
Purchase Price: $1.08 per share
Warrants: 3,736,937 share purchase warrants to purchase
3,736,937 shares
Warrant Exercise Price: $1.40 for a two year period
Number of Placees: 16 placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P / # of Units
Andrew Neale Y 91,666
Thomas Gregory Hawkins Y 56,019
Ian Smith Y 37,176
Anthill Resources Ltd. Y 5,604,701
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company
issued a news release announcing the closing of the private placement on
November 4, 2010 setting out the expiry dates of the hold period(s). (Note
that in certain circumstances the Exchange may later extend the expiry date
of the warrants, if they are less than the maximum permitted term.)
3. Name Change & Resume Trading:
Pursuant to a resolution passed by directors November 9, 2010, the Company
has changed its name to "Yellowhead Mining Inc.". There is no consolidation
of capital.
Effective at the opening Wednesday, November 17, 2010, the common shares of
Yellowhead Mining Inc. will commence trading on TSX Venture Exchange, and
the common shares of Four Points Capital Corp. will be delisted. The
Company is classified as a 'Mining' company.
Capitalization: Unlimited common shares with no par value of
which 35,146,244 common shares are issued and
outstanding
Escrow: 22,338,139 common shares are subject to 18
month staged release escrow restrictions
Transfer Agent: Equity Financial Trust Company
Trading Symbol: YMI (new)
CUSIP Number: 98563A 10 0 (new)
Company Contact: Ian Smith, Chief Executive Officer
Company Address: Suite 2310 - 21331 Gordon Way
Richmond, BC, V6W 1J9
Company Phone Number: (604) 273-5597
Company Fax Number: (604) 608-3524
Company Email Address: info@yellowheadmining.com
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NEX COMPANIES:
COALCORP MINING INC. ("CCJ.H")
BULLETIN TYPE: Reinstated for Trading
BULLETIN DATE: November 16, 2010
NEX Company
Further to TSX Venture Exchange Bulletin dated September 29, 2010, the
Exchange has been advised that the Cease Trade Orders issued by the Ontario
Securities Commission on September 29, 2010 and October 12, 2010 has been
revoked.
Effective at the opening Wednesday, November 17, 2010 trading will be
reinstated in the securities of the Company (CUSIP 190135 40 0).
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PACIFIC LINK MINING CORP. ("PKC.H")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: November 16, 2010
NEX Company
TSX Venture Exchange has accepted for filing documentation with respect to
a Non-Brokered Private Placement announced September 27, 2010:
Number of Shares: 7,000,000 shares
Purchase Price: $0.06 per share
Number of Placees: 13 placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P / # of Shares
Lyle McLennan P 62,000
Richard Savage P 638,000
Michael Doggett Y 500,000
Walter Zanewycz P 300,000
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must
issue a news release announcing the closing of the private placement and
setting out the expiry dates of the hold period(s). The Company must also
issue a news release if the private placement does not close promptly.
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