CFNB California First Leasing Corporation (QX)

UNITED STATES

SECURITES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act File Number 811-23782

California First Leasing Corporation

(Exact name of registrant as specified in charter)

5000 Birch Street, Suite 500, Newport Beach, CA 92660

(Address of principal executive offices)

Glen T. Tsuma

California First Leasing Corporation

5000 Birch Street, Suite 500

Newport Beach, CA 92660

(Name and address of agent for service)

Registrant’s telephone number, including area code:  949-255-0500

Date of fiscal year end: June 30

Date of reporting period: July 1, 2022 – June 30, 2023

Proposed

Board

CFNB

By

Rec

Vote Cast

ADVANCED MICRO DEVICES, INC.

2023 Annual Meeting

To be held Thursday, May 18, 2023

Ticker: AMD

CUSIP: 007903

Matter Voted On

1a. Election of Director: Nora M. Denzel

Issuer

For

For

1b. Election of Director: Mark Durcan

Issuer

For

For

1c. Election of Director: Michael P. Gregoire

Issuer

For

For

1d. Election of Director: Joseph A. Householder

Issuer

For

For

1e. Election of Director: John W. Marren

Issuer

For

For

1f. Election of Director: Jon A. Olson

Issuer

For

For

1g. Election of Director: Lisa T. Su

Issuer

For

For

1h. Election of Director: Abhi Y. Talwalkar

Issuer

For

For

1i. Election of Director: Elizabeth W. Vanderslice

Issuer

For

For

2. Approve of the Advanced Micro Devices, Inc. 2023 Equity Incentive Plan.

Issuer

For

For

3. Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year

Issuer

For

For

4. Advisory vote to approve the executive compensation of our named executive officers

Issuer

For

Against

5. Advisory vote on the frequency of future advisory votes on executive compensation

Issuer

1 Year

1 Year

Alibaba Group

2022 Annual General Meeting

To be held Friday, September 30, 2022

Ticker: BABA

CUSIP: 01609W

Matter Voted On

1.1 Election of Director: DANIEL YONG ZHANG (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.)

Issuer

For

For

1.2 Election of Director: JERRY YANG (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.)

Issuer

For

For

1.3 Election of Director: WAN LING MARTELLO (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.)

Issuer

For

For

1.4 Election of Director: WEIJIAN SHAN (To serve the remaining term of the Company's Group I directors, which will end at the Company's 2024 annual general meeting.)

Issuer

For

For

1.5 Election of Director: IRENE YUN-LIEN LEE (To serve the remaining term of the Company's Group I directors, which will end at the Company's 2024 annual general meeting.)

Issuer

For

For

1.6 Election of Director: ALBERT KONG PING NG (To serve as a Group II director for a term of office to expire at the third succeeding annual general meeting after his or her election.)

Issuer

For

For

2. Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2023.

Issuer

For

For

Allison Transmission Holdings

2023 Annual Meeting

To be held Wednesday, May 3, 2023

Ticker: ALSN

CUSIP: 01973R

Matter Voted On

1a. Election of Director: Judy L. Altmaier

Issuer

For

For

1b. Election of Director: D. Scott Barbour

Issuer

For

For

1c. Election of Director: Philip J. Christman

Issuer

For

For

1d. Election of Director: David C. Everitt

Issuer

For

For

1e. Election of Director: David S. Graziosi

Issuer

For

For

1f. Election of Director: Carolann I. Haznedar

Issuer

For

For

1g. Election of Director: Richard P. Lavin

Issuer

For

For

1h. Election of Director: Sasha Ostojic

Issuer

For

For

1i. Election of Director: Gustave F. Perna

Issuer

For

For

1j. Election of Director: Krishna Shivram

Issuer

For

For

2. To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023.

Issuer

For

For

3. An advisory non-binding vote to approve the compensation paid to our named executive officers

Issuer

For

Against

Bank of America

2023 Annual Meeting

To be held Tuesday, April 25, 2023

Ticker: BAC

CUSIP: 060505

Matter Voted On

1a. Election of Director: Sharon L. Allen

Issuer

For

For

1b. Election of Director: Jose {Joe) E. Almeida

Issuer

For

For

1c. Election of Director: Frank P. Bramble, Sr.

Issuer

For

Against

1d. Election of Director: Pierre J.P. de Weck

Issuer

For

For

1e. Election of Director: Arnold W. Donald

Issuer

For

For

1f. Election of Director: Linda P. Hudson

Issuer

For

For

1g. Election of Director: Monica C. Lozano

Issuer

For

For

1h. Election of Director: Brian T. Moynihan

Issuer

For

For

1i. Election of Director: Lionel L. Nowell Ill

Issuer

For

For

1j. Election of Director: Denise L. Ramos

Issuer

For

For

1k. Election of Director: Clayton S. Rose

Issuer

For

For

1l. Election of Director: Michael D. White

Issuer

For

For

1m. Election of Director: Thomas D. Woods

Issuer

For

For

1n. Election of Director: Maria T. Zuber

Issuer

For

For

2. Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution)

Issuer

For

Against

3. A vote on the frequency of future "Say on Pay" resolutions {an advisory, non-binding "Say on Frequency" resolution)

Issuer

1 Year

Abstain

4. Ratifying the appointment of our independent registered public accounting firm for 2023

Issuer

For

For

5. Amending and restating the Bank of America Corporation Equity Plan

Issuer

For

Against

6. Shareholder proposal requesting an independent board chair

Shareholder

Against

Against

7. Shareholder proposal requesting shareholder ratification of termination pay

Shareholder

Against

Against

8. Shareholder proposal requesting greenhouse gas reduction targets

Shareholder

Against

Against

9. Shareholder proposal requesting report on transition planning

Shareholder

Against

Against

10. Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies

Shareholder

Against

Against

11. Shareholder proposal requesting a racial equity audit.

Shareholder

Against

Against

BERKSHIRE HATHAWAY INC.

2023 Annual Meeting

To be held Saturday, May 6, 2023

Ticker: BRK-B

CUSIP: 084670

Matter Voted On

1. Vote for Board of Directors

Issuer

For All

For All

   Election of Director: Warren E. Buffett

   Election of Director: Charles T. Munger

   Election of Director: Gregory E. Abel

   Election of Director: Howard G. Buffett

   Election of Director: Susan A Buffett

   Election of Director: Stephen B. Burke

   Election of Director: Kenneth I. Chenault

   Election of Director: Christopher C. Davis

   Election of Director: Susan L. Decker

   Election of Director: Charlotte Guyman

   Election of Director: Ajit Jain

   Election of Director: Thomas S. Murphy Jr.

   Election of Director: Ronald L. Olson

   Election of Director: Wallace R. Weitz

   Election of Director: Meryl B. Witmer

2. Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement.

Issuer

For

Against

3. Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation.

Issuer

3 Years

Abstain

4. Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities.

Shareholder

Against

Against

5. Shareholder proposal regarding how climate related risks are being governed by the Company

Shareholder

Against

Against

6. Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities

Shareholder

Against

Against

7. Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts.

Shareholder

Against

Against

8. Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO.

Shareholder

Against

Against

9. Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues.

Shareholder

Against

Against

BRISTOL-MYERS SQUIBB COMPANY

2023 Annual Meeting

To be held Tuesday, May 2, 2023

Ticker: BMY

CUSIP: 110122

Matter Voted On

1A. Election of Director: Peter J. Arduini

Issuer

For

For

1B. Election of Director: Deepak L. Bhatt, M.D., M.P.H.

Issuer

For

For

1C. Election of Director: Giovanni Caforio, M.D.

Issuer

For

For

1D. Election of Director: Julia A. Haller, M.D.

Issuer

For

For

1E. Election of Director: Manuel Hidalgo Medina, M.D., Ph.D.

Issuer

For

For

1F. Election of Director: Paula A. Price

Issuer

For

For

1G. Election of Director: Derica W. Rice

Issuer

For

For

1H. Election of Director: Theodore R. Samuels

Issuer

For

For

1I. Election of Director: Gerald L. Storch

Issuer

For

For

1J. Election of Director: Karen H. Vousden, Ph.D.

Issuer

For

For

1K. Election of Director: Phyllis R. Yale

Issuer

For

For

2. Advisory Vote to Approve the Compensation of our Named Executive Officers.

Issuer

For

Against

3. Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers.

Issuer

1 Year

Abstain

4. Ratification of the Appointment of an Independent Registered Public Accounting Firm.

Issuer

For

For

5. Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director.

Shareholder

Against

Against

6. Shareholder Proposal on Workplace Non-Discrimination Audit.

Shareholder

Against

Against

7. Shareholder Proposal on Special Shareholder Meeting Improvement.

Shareholder

Against

Against

BRITISH AMERICAN TOBACCO P.L.C.

2023 Annual Meeting

To be held Wednesday, April 19, 2023

Ticker: BTI

CUSIP: 110448

Matter Voted On

O1 Receipt of the 2022 Annual Report and Accounts

Issuer

For

For

O2 Directors' remuneration report

Issuer

For

Against

O3 Reappointment of the Auditors

Issuer

For

For

O4 Authority for the Audit Committee to agree the Auditors' remuneration

Issuer

For

For

O5 Re-election of Luc Jobin as a Director (Nominations)

Issuer

For

For

O6 Re-election of Jack Bowles as a Director

Issuer

For

For

O7 Re-election of Tadeu Marroco as a Director

Issuer

For

For

O8 Re-election of Krishnan (Kandy) Anand (Nominations, Remuneration)

Issuer

For

For

O9 Re-election of Sue Farr as a Director (Nominations, Remuneration)

Issuer

For

For

O10 OR e-election of Karen Guerra as a Director (Audit, Nominations)

Issuer

For

For

O11 Re-election of Holly Keller Koeppel as a Director (Audit, Nominations)

Issuer

For

For

O12 Re-election of Dimitri Panayotopoulos as a Director (Nominations, Remuneration)

Issuer

For

For

O13 Re-election of Darrell Thomas as a Director (Audit, Nominations)

Issuer

For

For

O14 Re-election of Veronique Laury as a Director (Audit, Nominations)

Issuer

For

For

O15 Authority to make donations to political organizations and to incur political expenditure

Issuer

For

Against

O16 Authority to allot securities

Issuer

For

For

S17 Disapplication of statutory pre-emption rights

Shareholder

For

For

S18 Authority for market purchases

Shareholder

For

For

S19 Notice of general meetings

Shareholder

For

For

S20 Articles of association

Shareholder

For

For

CHARTER COMMUNICATIONS, INC

2023 Annual Meeting

To be held Tuesday, April 25, 2023

Ticker: CHTR

CUSIP: 16119P

Matter Voted On

1a. Election of Director: W. Lance Conn

Issuer

For

Against

1b. Election of Director: Kim C. Goodman

Issuer

For

For

1c. Election of Director: Craig A. Jacobson

Issuer

For

Against

1d. Election of Director: Gregory B. Maffei

Issuer

For

Against

1e. Election of Director: John D. Markley, Jr.

Issuer

For

Against

1f. Election of Director: David C. Merritt

Issuer

For

Against

1g. Election of Director: James E. Meyer

Issuer

For

Against

1h. Election of Director: Steven A. Miron

Issuer

For

Against

1i. Election of Director: Balan Nair

Issuer

For

Against

1j. Election of Director: Michael A. Newhouse

Issuer

For

Against

1k. Election of Director: Mauricio Ramos

Issuer

For

Against

1l. Election of Director: Thomas M. Rutledge

Issuer

For

Against

1m. Election of Director: Eric L. Zinterhofer

Issuer

For

Against

2. Approval, on an advisory basis, of executive compensation.

Issuer

For

Against

3. An advisory vote on the frequency of holding an advisory vote on executive compensation.

Issuer

3 Years

Abstain

4. The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2023.

Issuer

For

For

5. Stockholder proposal regarding lobbying activities.

Shareholder

Against

Against

CIGNA GROUP

2023 Annual Meeting

To be held Wednesday, April 26, 2023

Ticker: CI

CUSIP: 125523

Matter Voted On

1a. Election of Director: David M. Cordani

Issuer

For

For

1b. Election of Director: William J. Delaney

Issuer

For

For

1c. Election of Director: Eric J. Foss

Issuer

For

For

1d. Election of Director: Retired Maj. Gen. Elder Granger, M.D.

Issuer

For

For

1e. Election of Director: Neesha Hathi

Issuer

For

For

1f. Election of Director: George Kurian

Issuer

For

For

1g. Election of Director: Kathleen M. Mazzarella

Issuer

For

For

1h. Election of Director: Mark B. McClellan, M.D., Ph.D.

Issuer

For

For

1i. Election of Director: Kimberly A. Ross

Issuer

For

For

1j. Election of Director: Eric C. Wiseman

Issuer

For

For

1k. Election of Director: Donna F. Zarcone

Issuer

For

For

2. Advisory approval of The Cigna Group's executive compensation

Issuer

For

Against

3. Advisory approval of the frequency of future advisory votes on executive compensation

Issuer

1 Year

Abstain

4. Ratification of the appointment of PricewaterhouseCoopers LLP as The Cigna Group's independent registered public accounting firm for 2023.

Issuer

For

For

5. Approval of an amendment to our Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted pursuant to recent amendments to the Delaware General Corporation Law.

Issuer

For

For

6. Shareholder proposal - Special shareholder meeting improvement

Shareholder

Against

Against

7. Shareholder proposal - Political contributions report

Shareholder

Against

Against

CLEVELAND-CLIFFS INC.

2023 Annual Meeting

To be held Wednesday, May 17, 2023

Ticker: CLF

CUSIP: 185899

Matter Voted On

1. Vote for Board of Directors

Issuer

For All

For All

   Election of Director: L. Goncalves

   Election of Director: D.C. Taylor

   Election of Director: J.T.  Baldwin

   Election of Director: R.P. Fisher, Jr.

   Election of Director: W.K. Gerber

   Election of Director: S.M. Green

   Election of Director: R.S. Michael, III

   Election of Director: J.L. Miller

   Election of Director: G. Stoliar

   Election of Director: A. M. Yocum

2. Approval, on an advisory basis, of Cleveland-Cliffs lnc.'s named executive officers' compensation.

Issuer

For

Against

3. Approval, on an advisory basis, of the frequency of shareholder votes on our named executive officers' compensation.

Issuer

1 Year

Abstain

4. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cleveland-Cliffs Inc. to serve for the 2023 fiscal year.

Issuer

For

For

DUPONT

2023 Annual Meeting

To be held Wednesday, May 24, 2023

Ticker: DD

CUSIP: 26614N

Matter Voted On

1a. Election of Director: Amy G. Brady

Issuer

For

For

1b. Election of Director: Edward D. Breen

Issuer

For

For

1c. Election of Director: Ruby R. Chandy

Issuer

For

For

1d. Election of Director: Terrence R. Curtin

Issuer

For

For

1e. Election of Director: Alexander M. Cutler

Issuer

For

For

1f. Election of Director: Eleuthere I. du Pont

Issuer

For

For

1g. Election of Director: Kristina M. Johnson

Issuer

For

For

1h. Election of Director: Luther C. Kissam

Issuer

For

For

1i. Election of Director: Frederick M. Lowery

Issuer

For

For

1j. Election of Director: Raymond J. Milchovich

Issuer

For

For

1k. Election of Director: Deanna M. Mulligan

Issuer

For

For

1l. Election of Director: Steven M. Sterin

Issuer

For

For

2. Advisory Resolution to Approve Executive Compensation

Issuer

For

Against

3. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023.

Issuer

For

For

4. Independent Board Chair

Shareholder

Against

Against

FORD

2023 Annual Meeting

To be held Thursday, May 11, 2023

Ticker: F

CUSIP: 345370

Matter Voted On

1a. Election of Director: Kimberly A. Casiano

Issuer

For

For

1b. Election of Director: Alexandra Ford English

Issuer

For

For

1c. Election of Director: James D. Farley, Jr.

Issuer

For

For

1d. Election of Director: Henry Ford Ill

Issuer

For

For

1e. Election of Director: William Clay Ford, Jr.

Issuer

For

For

1f. Election of Director: William W. Helman IV

Issuer

For

For

1g. Election of Director: Jon M. Huntsman, Jr.

Issuer

For

For

1h. Election of Director: William E. Kennard

Issuer

For

For

1i. Election of Director: John C. May

Issuer

For

For

1j. Election of Director: Beth E. Mooney

Issuer

For

For

1k. Election of Director: Lynn Vojvodich Radakovich

Issuer

For

For

1l. Election of Director: John L. Thornton

Issuer

For

For

1m. Election of Director: John B. Veihmeyer

Issuer

For

For

1n. Election of Director: John S. Weinberg

Issuer

For

For

2. Ratification of Independent Registered Public Accounting Firm.

Issuer

For

For

3. Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives.

Issuer

For

Against

4. An Advisory Vote on the Frequency of a Shareholder Vote to Approve the Compensation of the Named Executives.

Issuer

1 Year

1 Year

5. Approval of the 2023 Long-Term Incentive Plan.

Issuer

For

Against

6. Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share.

Shareholder

Against

For

7. Relating to Disclosure of the Company's Reliance on Child Labor Outside of the United States.

Shareholder

Against

Against

8. Relating to Reporting on the Company's Animal Testing Practices.

Shareholder

Against

Against

GLOBAL PAYMENTS INC.

2023 Annual Meeting

To be held Thursday, April 27, 2023

Ticker: GPN

CUSIP: 37940X

Matter Voted On

1a. Election of Director: F. Thaddeus Arroyo

Issuer

For

For

1b. Election of Director: Robert H.B. Baldwin, Jr.

Issuer

For

For

1c. Election of Director: John G. Bruno

Issuer

For

For

1d. Election of Director: Joia M. Johnson

Issuer

For

For

1e. Election of Director: Ruth Ann Marshall

Issuer

For

For

1f. Election of Director: Connie D. McDaniel

Issuer

For

For

1g. Election of Director: Joseph H. Osnoss

Issuer

For

For

1h. Election of Director: William B. Plummer

Issuer

For

For

1i. Election of Director: Jeffrey S. Sloan

Issuer

For

For

1j. Election of Director: John T. Turner

Issuer

For

For

1k. Election of Director: M. Troy Woods

Issuer

For

For

2. Approval, on an advisory basis, of the compensation of our named executive officers for 2022.

Issuer

For

Against

3. Approval, on an advisory basis, of the frequency of the advisory vote on executive compensation.

Issuer

1 Year

Abstain

4. Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023.

Issuer

For

For

5. Advisory shareholder proposal on shareholder ratification of termination pay.

Shareholder

Against

Against

GOLDMAN SACHS

2023 Annual Meeting

To be held Wednesday, April 26, 2023

Ticker: GS

CUSIP: 38141G

Matter Voted On

1a. Election of Director: Michele Burns

Issuer

For

For

1b. Election of Director: Mark Flaherty

Issuer

For

For

1c. Election of Director: Kimberley Harris

Issuer

For

For

1d. Election of Director: Kevin Johnson

Issuer

For

For

1e. Election of Director: Ellen Kullman

Issuer

For

For

1f. Election of Director: Lakshmi MirtaI

Issuer

For

For

1g. Election of Director: Adebayo Ogunlesi

Issuer

For

For

1h. Election of Director: Peter Oppenheimer

Issuer

For

For

1i. Election of Director: David Solomon

Issuer

For

For

1j. Election of Director: Jan Tighe

Issuer

For

For

1k. Election of Director: Jessica Uhl

Issuer

For

For

1l. Election of Director: David Viniar

Issuer

For

For

2. Advisory Vote to Approve Executive Compensation (Say on Pay)

Issuer

For

Against

3. Advisory Vote on the Frequency of Say on Pay

Issuer

1 Year

Abstain

4. Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2023

Issuer

For

For

5. Shareholder Proposal Regarding a Report on Lobbying

Shareholder

Against

Against

6. Shareholder Proposal Regarding a Policy for an Independent Chair

Shareholder

Against

Against

7. Shareholder Proposal Regarding Chinese Congruency of Certain ETFs

Shareholder

Against

Against

8. Shareholder Proposal Regarding a Racial Equity Audit

Shareholder

Against

Against

9. Shareholder Proposal Regarding a Policy to Phase Out Fossil Fuel-Related Lending & Underwriting Activities

Shareholder

Against

Against

10. Shareholder Proposal Regarding Disclosure of 2030 Absolute Greenhouse Gas Reduction Goals

Shareholder

Against

Against

11. Shareholder Proposal Regarding Climate Transition Report

Shareholder

Against

Against

12. Shareholder Proposal Regarding Reporting on Pay Equity

Shareholder

Against

Against

JP MORGAN CHASE & CO

2023 Annual Meeting

To be held Tuesday, May 16, 2023

Ticker: JPM

CUSIP: 46625H

Matter Voted On

1a. Election of Director: Linda B. Bammann

Issuer

For

For

1b.  Election of Director: Stephen B. Burke

Issuer

For

For

1c. Election of Director: Todd A. Combs

Issuer

For

For

1d. Election of Director: James S. Crown

Issuer

For

For

1e. Election of Director: Alicia Boler Davis

Issuer

For

For

1f. Election of Director: James Dimon

Issuer

For

For

1g. Election of Director: Timothy P. Flynn

Issuer

For

For

1h. Election of Director: Alex Gorsky

Issuer

For

For

1i. Election of Director: Mellody Hobson

Issuer

For

For

1j. Election of Director: Michael A. Neal

Issuer

For

For

1k. Election of Director: Phebe N. Novakovic

Issuer

For

For

1l. Election of Director: Virginia M. Rometty

Issuer

For

For

2. Advisory resolution to approve executive compensation.

Issuer

For

Against

3. Advisory vote on frequency of advisory resolution to approve executive compensation.

Issuer

1 Year

1 Year

4. Ratification of independent registered public accounting firm.

Issuer

For

For

5. Independent board chairman

Shareholder

Against

Against

6. Fossil fuel phase out

Shareholder

Against

Against

7. Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk.

Shareholder

Against

Against

8. Special shareholder meeting improvement.

Shareholder

Against

Against

9. Report on climate transition planning.

Shareholder

Against

Against

10. Report on ensuring respect for civil liberties.

Shareholder

Against

Against

11. Report analyzing the congruence of the company's political and electioneering expenditures.

Shareholder

Against

Against

12. Absolute GHG reduction goals.

Shareholder

Against

Against

LITHIA MOTORS, INC.

2023 Annual Meeting

To be held Thursday, April 20, 2023

Ticker: LAD

CUSIP: 536797

Matter Voted On

1a. Election of director: Sidney B. DeBoer

Issuer

For

For

1b. Election of director: Susan O. Cain

Issuer

For

For

1c. Election of director: Bryan B. DeBoer

Issuer

For

For

1d. Election of director: James E. Lentz

Issuer

For

For

1e. Election of director: Shauna F. McIntyre

Issuer

For

For

1f. Election of director: Louis P. Miramontes

Issuer

For

For

1g. Election of director: Kenneth E. Roberts

Issuer

For

For

1h. Election of director: David J. Robino

Issuer

For

For

1i. Election of director: Stacy C. Loretz-Congdon

Issuer

For

For

2. To approve, by an advisory vote, named executive officer compensation.

Issuer

For

Against

3. To approve, by an advisory vote, the frequency of future advisory votes on executive compensation.

Issuer

1 Year

Abstain

4. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year ending December 31, 2023.

Issuer

For

For

Ovintiv

2023 Annual Meeting

To be held Wednesday, May 3, 2023

Ticker: OVV

CUSIP: 69047Q

Matter Voted On

1a. Election of Director: Peter A. Dea

Issuer

For

For

1b. Election of Director: Meg A. Gentle

Issuer

For

For

1c. Election of Director: Ralph Izzo

Issuer

For

For

1d. Election of Director: Howard J. Mayson

Issuer

For

For

1e. Election of Director: Brendan M. McCracken

Issuer

For

For

1f. Election of Director: Lee A. McIntire

Issuer

For

For

1g. Election of Director: Katherine L. Minyard

Issuer

For

For

1h. Election of Director: Steven W. Nance

Issuer

For

For

1i. Election of Director: Suzanne P. Nimocks

Issuer

For

For

1j. Election of Director: George L. Pita

Issuer

For

For

1k. Election of Director: Thomas G. Ricks

Issuer

For

For

1l. Election of Director: Brian G. Shaw

Issuer

For

For

2. Advisory Vote to Approve Compensation of Named Executive Officers

Issuer

For

Against

3. Advisory Vote on the Frequency of Future Votes to Approve the Compensation of Named Executive Officers

Issuer

1 Year

Abstain

4. Ratify Pricewaterhouse Coopers LLP as Independent Auditors

Issuer

For

For

PIMCO MUNICIPAL INCOME FUND III-COM

2022 Annual Meeting

To be held Friday, December 16, 2022

Ticker: PMX

CUSIP: 72201A

Matter Voted On

1.1 Election of Trustee: Alan Rappaport

Issuer

For

For

1.2 Election of Trustee: Kathleen McCartney

Issuer

For

For

Qualcomm

2023 Annual Meeting of Stockholders

To be held Wednesday, March 8, 2023

Ticker: QCOM

CUSIP: 747525

Matter Voted On

1a. Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo

Issuer

For

For

1b. Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon

Issuer

For

For

1c. Election of Director to hold office until the next annual meeting of stockholders: Mark Fields

Issuer

For

For

1d. Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson

Issuer

For

For

1e. Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson

Issuer

For

For

1f. Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore

Issuer

For

For

1g. Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin

Issuer

For

For

1h. Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller

Issuer

For

For

1i. Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld

Issuer

For

For

1j. Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit

Issuer

For

For

1k. Election of Director to hold office until the next annual meeting of stockholders: Jean-Pascal Tricoire

Issuer

For

Withheld

1l. Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra

Issuer

For

Withheld

2. Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023.

Issuer

For

For

3. Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan.

Issuer

For

Against

4. Approval, on an advisory basis, of the compensation of our named executive officers.

Issuer

For

Against

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

2023 Annual Meeting

To be held Wednesday, April 5, 2023

Ticker: SLB

CUSIP: 806857

Matter Voted On

1a. Election of Director: Peter Coleman

Issuer

For

For

1b. Election of Director: Patrick de la Chevardiere