Amended Statement of Changes in Beneficial Ownership (4/a)
01 May 2015 - 12:10AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Cunningham Ralph Sandy Jr
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2. Issuer Name
and
Ticker or Trading Symbol
Eagle Ford Oil & Gas Corp
[
ECCE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
2951 MARINA BAY DRIVE, STE 130-369
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3. Date of Earliest Transaction
(MM/DD/YYYY)
4/29/2015
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(Street)
LEAGUE CITY, TX 77573
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/30/2011
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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4/29/2015
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J
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(1)
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3306062
(1)
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D
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(1)
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0
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I
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By Driftwood Resources, LLC and Valor Interest Partners, LLC
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Common Stock
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4/29/2015
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J
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(2)
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2306061
(2)
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D
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(2)
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0
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I
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By Driftwood Resources, LLC and Valor Interest Partners, LLC
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Common Stock
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4/29/2015
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J
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(3)
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8749985
(3)
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D
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(3)
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0
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D
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Common Stock
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4/29/2015
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J
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(4)
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3187496
(4)
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D
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(4)
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0
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I
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By Driftwood Resouces, LLC
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Common Stock
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4/29/2015
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J
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(5)
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1122175
(5)
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D
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(5)
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0
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D
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Common Stock
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4/29/2015
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J
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(6)
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4309671
(6)
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D
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(6)
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0
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I
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By Safari Adventure Productions, Inc.
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Disposition of Eagle Ford Oil & Gas common stock held by Valor Interest Partners, L.L.C. and Driftwood Resources, L.L.C. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value.
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(
2)
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Disposition of Eagle Ford Oil & Gas common stock held by Valor Interest Partners, L.L.C. and Driftwood Resources, L.L.C. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value.
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(
3)
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Disposition of Eagle Ford Oil & Gas common stock held by Driftwood Resources, L.L.C. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value.
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(
4)
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Disposition of Eagle Ford Oil & Gas common stock held by Driftwood Resources, L.L.C. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value.
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(
5)
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Disposition of Eagle Ford Oil & Gas common stock held by Safari Adventure Productions, Inc. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value.
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(
6)
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Disposition of Eagle Ford Oil & Gas common stock held by Safari Adventure Productions, Inc. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Cunningham Ralph Sandy Jr
2951 MARINA BAY DRIVE
STE 130-369
LEAGUE CITY, TX 77573
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X
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Williams Paul L Jr
2951 MARINA BAY DRIVE
STE 130-369
LEAGUE CITY, TX 77573
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X
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Driftwood Resources, LLC
2951 MARINA BAY DRIVE
STE 130-369
LEAGUE CITY, TX 77573
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X
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Safari Adventure Productions (SAP)
3200 SOUTHWEST FREEWAY
SUITE 2300
HOUSTON, TX 77027
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X
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Minx Brook
3200 SOUTHWEST FREEWAY
SUITE 2300
HOUSTON, TX 77027
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X
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Signatures
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/s/ Ralph Sandy Cunningham Jr.
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4/29/2015
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**
Signature of Reporting Person
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Date
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/s/ Paul L. Williams Jr.
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4/29/2015
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**
Signature of Reporting Person
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Date
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/s/ Driftwood Resources, LLC By: Sandy Cunningham Its: President
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4/29/2015
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**
Signature of Reporting Person
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Date
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/s/ Safari Adventure Productions, Inc. By: Brook Minx Its: President
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4/29/2015
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**
Signature of Reporting Person
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Date
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/s/ Brook Minx
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4/29/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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