Current Report Filing (8-k)
03 August 2021 - 6:53AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
July
27, 2021
Date
of Report
(Date
of earliest event reported)
OZOP
ENERGY SOLUTIONS, INC.
(Exact
name of registrant as specified in its charter)
Nevada
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|
000-55976
|
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35-2540672
|
(State
or other jurisdiction
of
Incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
26
N. Main St.
Florida,
NY 10921
(Address
of principal executive offices, including zip code)
(845)
544-5112
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol(s)
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Name
of each exchange on which registered
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None
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N/A
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N/A
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Item
3.03 Material Modifications to Rights of Securities Holders.
The
disclosures set forth in Item 5.03 of this Current Report on Form 8-K in relation thereto is hereby incorporated by reference into this
Item 3.03.
Item
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On
July 27, 2021, Ozop Energy Solutions Corp. (the “Company”) filed with the Secretary of State of the State of Nevada an Amended
and Restated Certificate of Designation of Series D Preferred Stock (the “Series D Amendment”). Under the terms of the Series
D Amendment, 4,570 shares of the Company’s preferred stock will be designated as Series D Convertible Preferred Stock. The holders
of the Series D Convertible Preferred Stock shall not be entitled to receive dividends. Any holder may, at any time convert any number
of shares of Series D Convertible Preferred Stock held by such holder into a number of fully paid and nonassessable shares of common
stock determined by multiplying the number of issued and outstanding shares of common stock of the Company on the date of conversion,
by 1.5 and dividing that number by the number of shares of Series D Convertible Preferred Stock being converted. Except as provided in
the Series D Amendment or as otherwise required by law, no holder of the Series D Convertible Preferred Stock shall be entitled to vote
on any matter submitted to the shareholders of the Company for their vote, waiver, release or other action. The Series D Convertible
Preferred Stock shall not bear any liquidation rights.
The
foregoing information is a summary of the Series D Amendment described above, is not complete, and is qualified in its entirety by reference
to the full text of the Series D Amendment, which is attached as Exhibit 3.1 to this Current Report on Form 8-K. Readers should review
the Series D Amendment for a complete understanding of the terms and conditions of the transaction described above.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated:
August 2, 2021
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OZOP ENERGY SOLUTIONS, INC.
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|
|
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By:
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/s/
Brian Conway
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Name:
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Brian
Conway
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Title:
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Chief
Executive Officer
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Ozop Energy Solutions (PK) (USOTC:OZSC)
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