Statement of Changes in Beneficial Ownership (4)
28 March 2020 - 9:43AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
McDonough Edward P. |
2. Issuer Name and Ticker or Trading Symbol
ProtoKinetix, Inc.
[
PKTX
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
|
|
(Last)
(First)
(Middle)
1226 WASHINGTON AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/26/2020 |
|
(Street)
PARKERSBURG, WV 26101
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option | $0.06 | 3/26/2020 | | D | | | 1000000 | (1) | 8/31/2021 | Common Stock | 1000000 | $0.00 | 0 | D | |
| Stock Option | $0.05 | 3/26/2020 | | D | | | 1000000 | (1) | 12/31/2020 | Common Stock | 1000000 | $0.00 | 0 | D | |
| Stock Option | $0.14 | 3/26/2020 | | A | | 1000000 | | (2) | 3/25/2026 | Common Stock | 1000000 | $0.00 | 1000000 | D | |
| Stock Option | $0.14 | 3/26/2020 | | A | | 1000000 | | (2) | 3/25/2026 | Common Stock | 1000000 | $0.00 | 1000000 | D | |
| Stock Option | $0.11 | | | | | | | (3) | 11/17/2024 | Common Stock | 1000000 | | 1000000 | D | |
| Stock Option | $0.26 | | | | | | | (4) | 7/14/2024 | Common Stock | 2000000 | | 2000000 | D | |
| Stock Option | $0.26 | | | | | | | (5) | 7/14/2024 | Common Stock | 1000000 | | 1000000 | D | |
| Stock Option | $0.09 | | | | | | | (6) | 11/8/2023 | Common Stock | 1000000 | | 1000000 | D | |
| Explanation of Responses: |
| (1) | Cancelation of options with no value received. |
| (2) | Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on March 26, 2020. Fully vested. |
| (3) | Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on November 18, 2019. 250,000 shares of common stock vest on February 18, 2020; thereafter 250,000 shares vest every three months until fully vested on November 18, 2020. |
| (4) | Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on July 15, 2019. 500,000 shares of common stock vest on October 13, 2019; thereafter 500,000 shares vest every three months until fully vested on July 13, 2020. |
| (5) | Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on July 15, 2019. 250,000 shares of common stock vest on October 13, 2019; thereafter 250,000 shares vest every three months until fully vested on July 13, 2020. |
| (6) | Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on November 9, 2018. 250,000 shares of common stock vest on March 31, 2019; thereafter 250,000 shares vest every three months until fully vested on December 31, 2019. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
McDonough Edward P.
1226 WASHINGTON AVENUE
PARKERSBURG, WV 26101 | X |
|
|
|
Signatures
|
| /s/ Edward P. McDonough | | 3/27/2020 |
| **Signature of Reporting Person | Date |
Protokinetix (PK) (USOTC:PKTX)
Historical Stock Chart
From Oct 2024 to Nov 2024
Protokinetix (PK) (USOTC:PKTX)
Historical Stock Chart
From Nov 2023 to Nov 2024
