- Current report filing (8-K)
07 October 2009 - 8:14AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
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FORM
8-K
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CURRENT
REPORT
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Pursuant
to Section 13 OR 15(d) of the Securities Exchange Act of
1934
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Date
of Report (Date of earliest event reported)
October 2,
2009
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Regency
Affiliates, Inc.
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(Exact
name of registrant as specified in its charter)
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Delaware
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1-7949
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72-0888772
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(I.R.S.
Employer
Identification
No.)
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610
N.E. Jensen Beach, Florida
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34957
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code (772) 334-8181
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(Former
name or former address, if changed since last report.)
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Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13a-4(c))
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ITEM
8.01. OTHER EVENTS
On October 2, 2009, the
registrant issued notices of redemption to the holders of
its outstanding shares of 7% Cumulative Contingent Convertible, Junior
Preferred Stock, $10, Series D, $0.10 par value (the “Series D Preferred
Stock”), with an effective redemption date of October 19, 2009.
From and after the redemption effective date, the Series D Preferred Stock
will no longer be deemed to be outstanding, and all rights of the holders
thereof as stockholders of the registrant shall cease (other than the right to
receive the redemption price from the registrant). The
redemption price of $10 per share, or $256,940 in the aggregate, will be
paid upon presentation and surrender by Series D Preferred Stock holders of
their Series D Preferred Stock certificates in the manner provided in the notice
of redemption.
Signature
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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REGENCY
AFFILIATES, INC.
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By:
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/s/
Laurence S. Levy
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Name:
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Laurence S. Levy
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Title:
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President
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Date: October
6, 2009
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