false 0000088948 0000088948 2021-11-12 2021-11-12 0000088948 senea:CommonStockClassACustomMember 2021-11-12 2021-11-12 0000088948 senea:CommonStockClassBCustomMember 2021-11-12 2021-11-12
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (date of earliest event reported): November 12, 2021
 
SENECA FOODS CORPORATION
(Exact Name of Registrant as Specified in its Charter)
 
New York
(State or Other Jurisdiction of Incorporation)
0-01989
(Commission File Number)
16-0733425
(IRS Employer Identification No.)
 
3736 South Main Street, Marion, New York 14505-9751
(Address of principal executive offices, including zip code)
 
(315) 926-8100
(Registrant's telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report)
 
Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of Each Class
Trading Symbol
Name of Each Exchange on
Which Registered
Common Stock Class A, $.25 Par
SENEA
NASDAQ Global Select Market
Common Stock Class B, $.25 Par
SENEB
NASDAQ Global Select Market
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 
 
 
Item 2.02          Results of Operations and Financial Condition
 
On November 12, 2021, Seneca Foods Corporation (the “Company”) issued a press release on its financial results for the second quarter ended October 2, 2021 furnished as Exhibit 99.1, attached hereto.
 
 
Item 9.01          Financial Statements and Exhibits.
 
(d)           Exhibits
 
Exhibit 99.1
Exhibit 104 Cover Page Interactive Data File (embedded within Inline XBRL document)
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amended report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: November 12, 2021
SENECA FOODS CORPORATION
 
By:         /s/ Timothy J. Benjamin
Name:    Timothy J. Benjamin
Title:       Chief Financial Officer
 
 
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