|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
|
Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
|
(d)
|
Date position held/dealing undertaken:
|
29 Apr 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
7,886,167
|
0.64%
|
19,995,266
|
1.63%
|
|
(2)
Cash-settled derivatives:
|
18,563,630
|
1.52%
|
6,178,820
|
0.50%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
26,449,797
|
2.16%
|
26,174,086
|
2.14%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
1376548
|
27.5300
GBP
|
26.7900
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
2123565
|
27.5300
GBP
|
26.7900
GBP
|
|
ADR
|
Purchase
|
51698
|
17.2800
USD
|
17.0582
USD
|
|
ADR
|
Sale
|
51698
|
17.2746
USD
|
17.0582
USD
|
|
USD 0.54945
ordinary
|
Purchase
|
7026
|
32.0017
EUR
|
32.0017
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
1130
|
31.3600
EUR
|
31.3600
EUR
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
100
|
26.9900
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
1,032
|
26.9685
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
14
|
635.8900
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
30
|
27.0802
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
476
|
26.9120
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
531
|
27.1549
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
681
|
633.5020
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
940
|
633.5298
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,221
|
639.7294
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,567
|
27.5002
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,660
|
27.2033
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,018
|
27.0324
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,566
|
633.8034
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,640
|
27.1248
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,014
|
27.2929
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,107
|
27.0319
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,004
|
27.1618
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,039
|
630.9861
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,423
|
26.9624
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,768
|
26.9747
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
8,981
|
27.1357
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
9,595
|
629.7740
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
12,308
|
27.4170
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
19,554
|
27.2139
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
21,212
|
640.6600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
22,167
|
638.1138
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
33,869
|
630.3783
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
53,046
|
27.1847
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
88,114
|
26.8701
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
14
|
629.7170
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
31
|
27.2354
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
42
|
26.9690
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
350
|
27.2297
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
500
|
27.0922
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
676
|
633.5509
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
904
|
27.3940
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
914
|
633.5411
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
1,130
|
31.3565
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,975
|
27.2582
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,214
|
26.9674
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,448
|
26.8626
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,894
|
27.5000
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,981
|
27.3965
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
4,566
|
633.5499
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
6,448
|
27.0400
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
11,173
|
27.1282
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
13,727
|
640.6600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
13,727
|
640.6600
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
22,167
|
637.9383
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
25,000
|
31.4250
EUR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
35,962
|
26.9027
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
46,724
|
27.0852
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
68,051
|
27.4980
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
80,565
|
631.3789
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
82,605
|
27.3907
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
106,678
|
27.5000
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
127,603
|
27.1937
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
140,544
|
636.7535
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
192,050
|
27.4659
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
303,205
|
26.9593
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
14
|
635.8900
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
41
|
27.0950
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
43
|
26.8747
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
204
|
26.8461
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
353
|
633.9375
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
396
|
27.1148
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
429
|
27.2411
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
681
|
633.5020
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
694
|
26.8179
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
940
|
633.5298
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,167
|
26.9184
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,221
|
639.7294
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,844
|
27.3502
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
4,314
|
26.8393
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,039
|
630.9861
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9,263
|
640.6600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9,595
|
629.7740
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
11,949
|
640.6600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
17,856
|
27.2054
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
21,825
|
27.4322
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
26,473
|
27.4989
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
33,869
|
630.3783
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
38,036
|
27.4980
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
40,000
|
640.9803
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
40,000
|
27.4807
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
52,541
|
27.3913
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
58,923
|
26.9422
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
14
|
629.7170
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
47
|
26.9379
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
83
|
26.8118
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
353
|
634.1118
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
676
|
633.5509
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
914
|
633.5411
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,165
|
27.0934
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
1,300
|
26.9391
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,866
|
27.0955
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
3,309
|
26.9062
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
3,567
|
27.4822
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
5,000
|
26.9971
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
5,624
|
26.8896
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
7,026
|
32.0053
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
11,365
|
27.4797
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
11,734
|
26.8275
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
13,659
|
27.0911
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
13,727
|
640.6600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
13,727
|
640.6600
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
19,319
|
27.3058
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
25,000
|
26.8704
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
32,939
|
26.9050
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
40,000
|
640.9803
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
41,857
|
26.9639
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
49,127
|
27.0500
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
59,014
|
26.9545
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
74,946
|
27.4985
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
80,565
|
631.5684
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
140,544
|
636.9445
ZAR
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
30 Apr 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|