FORM 8.5
(EPT/NON-RI)
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
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(OR WHERE RI STATUS IS NOT
APPLICABLE)
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Rule 8.5 of the Takeover Code
(the "Code")
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1.
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KEY
INFORMATION
|
(a)
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Name of exempt principal trader:
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BARCLAYS CAPITAL SECURITIES LTD
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(b)
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Name of offeror/offeree in relation to whose
relevant securities this form relates:
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ANGLO AMERICAN PLC
|
(c)
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Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
(d)
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Date position held/dealing undertaken:
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06 May 2024
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(e)
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In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
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YES:
BHP GROUP LTD
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2.
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POSITIONS OF THE EXEMPT PRINCIPAL TRADER
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(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
to
which the disclosure relates following the dealing (if
any)
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
Interests
|
Short
Positions
|
Number
|
(%)
|
Number
|
(%)
|
(1)
Relevant securities owned and/or controlled:
|
5,555,511
|
0.45%
|
18,820,807
|
1.54%
|
(2)
Cash-settled derivatives:
|
18,758,118
|
1.53%
|
5,222,269
|
0.43%
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
TOTAL:
|
24,313,629
|
1.98%
|
24,043,076
|
1.96%
|
|
|
|
|
|
|
|
|
(b)
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Rights to subscribe for new securities (including directors
and other executive options)
|
Class of relevant security in relation to
which subscription right exists
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
3.
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
USD 0.54945
ordinary
|
Purchase
|
201
|
31.2740
EUR
|
31.2709
EUR
|
USD 0.54945
ordinary
|
Sale
|
201
|
31.1851
EUR
|
31.1820
EUR
|
ADR
|
Sale
|
3262
|
16.9258
USD
|
16.8300
USD
|
ADR
|
Purchase
|
3262
|
16.9258
USD
|
16.8300
USD
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
127
|
616.8791
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,293
|
618.0433
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,563
|
617.6946
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
9,534
|
617.0000
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
16,258
|
618.3936
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
24,609
|
618.6414
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
38
|
616.9378
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
85
|
616.6850
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
93
|
617.0547
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
280
|
617.4737
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
297
|
617.4761
ZAR
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
1,052
|
618.6936
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,000
|
621.2294
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
6,599
|
617.3511
ZAR
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
11,662
|
620.0226
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
13
|
628.1400
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
150
|
621.0000
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,773
|
619.5581
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
38
|
616.9378
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
85
|
616.6850
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
93
|
617.0547
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
280
|
617.4737
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
297
|
617.4761
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,000
|
621.2294
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
6,599
|
617.3511
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
8,471
|
617.7359
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
13
|
628.1400
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
127
|
616.8791
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
150
|
621.0000
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
1,052
|
618.8143
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
3,293
|
618.0433
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
3,773
|
619.5581
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
7,563
|
617.6946
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
8,471
|
617.7359
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
9,534
|
617.0000
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
11,662
|
620.1932
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
16,258
|
618.3936
ZAR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
24,609
|
618.6414
ZAR
|
|
|
|
|
|
|
|
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(c)
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Stock-settled derivative transactions (including
options)
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(i)
|
Writing, selling, purchasing or varying
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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(ii)
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Exercising
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
4.
|
OTHER INFORMATION
|
(a)
|
Indemnity and other dealings arrangements
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
NONE
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
NONE
|
(c)
|
Attachments
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
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Date of disclosure:
|
07 May 2024
|
Contact name:
|
Large Holdings Regulatory
Operations
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Telephone number:
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020 3134
7213
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