FORM 8.5
(EPT/NON-RI)
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
Rule 8.5 of the Takeover Code
(the "Code")
|
1.
|
KEY
INFORMATION
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
(c)
|
Name of the party to the offer with which exempt principal
trader is connected
|
BHP
GROUP LTD
|
(d)
|
Date position held/dealing undertaken:
|
29 May 2024
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to the
offer?
|
YES:
BHP GROUP LTD
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
to
which the disclosure relates following the dealing (if
any)
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
Interests
|
Short
Positions
|
Number
|
(%)
|
Number
|
(%)
|
(1)
Relevant securities owned and/or controlled:
|
6,195,566
|
0.51%
|
16,309,004
|
1.33%
|
(2)
Cash-settled derivatives:
|
16,766,627
|
1.37%
|
6,087,041
|
0.50%
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
103,548
|
0.01%
|
TOTAL:
|
22,962,193
|
1.87%
|
22,499,593
|
1.84%
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
Class of relevant security in relation to
which subscription right exists
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
USD 0.54945
ordinary
|
Purchase
|
2675918
|
25.5138
GBP
|
24.3374
GBP
|
USD 0.54945
ordinary
|
Sale
|
1647589
|
25.5256
GBP
|
24.4956
GBP
|
USD 0.54945
ordinary
|
Sale
|
3556
|
29.0946
EUR
|
29.0946
EUR
|
USD 0.54945
ordinary
|
Purchase
|
2010
|
29.4911
EUR
|
29.4911
EUR
|
ADR
|
Sale
|
150533
|
15.7125
USD
|
15.6403
USD
|
ADR
|
Purchase
|
150533
|
15.7125
USD
|
15.6403
USD
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
251
|
25.0271
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
263
|
24.9315
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
1,795
|
24.8891
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
2,037
|
25.4186
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
2,736
|
25.2726
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
11,934
|
25.5256
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
31,207
|
25.2283
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
50
|
25.1166
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
280
|
25.2506
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
341
|
24.9089
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
601
|
25.3610
GBP
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
711
|
25.0070
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
733
|
25.0360
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
758
|
24.7994
GBP
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
804
|
24.7950
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,248
|
25.2348
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,353
|
25.2134
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,561
|
25.0830
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,878
|
25.0374
GBP
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
2,507
|
24.9576
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,030
|
24.8448
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,130
|
25.0514
GBP
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
4,456
|
24.8000
GBP
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
4,792
|
25.1394
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,545
|
25.0822
GBP
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
13,539
|
24.9377
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
14,598
|
25.0504
GBP
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
15,539
|
24.7850
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
15,944
|
25.0252
GBP
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
17,028
|
24.7561
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
30,392
|
24.7302
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
39,595
|
24.8000
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
54,338
|
24.8367
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
66,097
|
24.9734
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
72,599
|
24.9917
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
98,008
|
24.9908
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
118,908
|
25.1276
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
138,182
|
24.9726
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
550,748
|
24.8392
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,060
|
25.0032
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,200
|
24.8483
GBP
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
3,410
|
29.0877
EUR
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
4,910
|
24.7925
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
48,212
|
25.2852
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
80
|
25.2350
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
303
|
25.1460
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
532
|
25.2800
GBP
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
711
|
25.3650
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,067
|
24.7666
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,488
|
25.2153
GBP
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
1,673
|
25.3901
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,046
|
24.9702
GBP
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
4,251
|
25.0829
GBP
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
8,510
|
24.8000
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
15,000
|
25.1464
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
16,159
|
24.6510
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
41,058
|
24.7553
GBP
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
47,790
|
24.6752
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
58,559
|
24.8114
GBP
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
69,401
|
24.6429
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
80,134
|
25.0263
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
116,333
|
24.8000
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
62
|
25.3395
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
522
|
24.6905
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,000
|
25.3225
GBP
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
2,010
|
29.4944
EUR
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,053
|
24.9459
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
36,787
|
25.1080
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
87,409
|
24.8776
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
146
|
29.1802
EUR
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
5,222
|
24.7791
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
698
|
24.9783
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
3,243
|
24.9937
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
5,781
|
25.0023
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
7,754
|
24.5288
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
11,330
|
24.7807
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
41,265
|
24.7221
GBP
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
170,359
|
24.8001
GBP
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
(i)
|
Writing, selling, purchasing or varying
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
4.
|
OTHER INFORMATION
|
(a)
|
Indemnity and other dealings arrangements
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
NONE
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
NONE
|
(c)
|
Attachments
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
YES
|
Date of disclosure:
|
30 May 2024
|
Contact name:
|
Large Holdings Regulatory
Operations
|
Telephone number:
|
020 3134
7213
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUPPLEMENTAL FORM 8 (OPEN
POSITIONS)
|
DETAILS OF OPEN OPTION AND
DERIVATIVE POSITIONS, AGREEMENTS TO
|
PURCHASE OR SELL
ETC.
|
Note 5(i) on Rule 8 of the
Takeover Code (the "Code")
|
1. KEY INFORMATION
|
Identity of the person whose positions/dealings
are being disclosed:
|
BARCLAYS CAPITAL SECURITIES LTD
|
Name of offeror/offeree in relation to whose
relevant securities this from relates:
|
ANGLO AMERICAN PLC
|
|
|
|
|
|
|
|
|
2. OPTIONS AND DERIVATIVES
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
USD 0.54945
ordinary
|
Call
Options
|
Written
|
-103,548
|
20.4333
|
European
|
-
|
|
|
|
|
|
|
|
|
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
|
Full details should be given so that the nature of the
interest or position can be fully understood:
|
|