JPMorgan Securities Plc Form 8.5 (EPT/RI)- Clinigen Group plc (1221Z)
20 January 2022 - 10:30PM
UK Regulatory
TIDMCLIN
RNS Number : 1221Z
JPMorgan Securities Plc
20 January 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant Clinigen Group plc
securities this form relates:
Use a separate form for each offeror/offeree
--------------------------------------------------
(c) Name of the party to the offer with which exempt principal financial adviser to Triton Investment Management
trader is connected:
--------------------------------------------------
(d) Date dealing undertaken: 19 January 2022
--------------------------------------------------
(e) In addition to the company in 1(b) above, is the exempt N/A
principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
--------------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
0.1p ordinary Purchase 261,288 9.0900 GBP 9.0450 GBP
Sale 213,701 9.0902 GBP 9.0400 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
0.1p ordinary Equity Swap Decrease Long 593 9.0636 GBP
174 9.0666 GBP
2,447 9.0667 GBP
3,090 9.0755 GBP
1,917 9.0810 GBP
Decrease Short 1,615 9.0415 GBP
582 9.0591 GBP
17,418 9.0720 GBP
Increase Long 11,754 9.0556 GBP
4 9.0593 GBP
10,569 9.0660 GBP
Increase Short 626 9.0581 GBP
25 9.0759 GBP
1 9.0809 GBP
Opening a Long Position 2,300 9.0445 GBP
5,397 9.0766 GBP
4,226 9.0770 GBP
11,403 9.0800 GBP
359 9.0823 GBP
Opening a Short Position 906 9.0451 GBP
360 9.0503 GBP
664 9.0597 GBP
17,460 9.0800 GBP
4,295 9.0805 GBP
80,656 9.0811 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 20 January 2022
Contact name: Alwyn Basch
----------------
Telephone number: 020 7742 7407
----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FERSEAFFSEESEEF
(END) Dow Jones Newswires
January 20, 2022 06:30 ET (11:30 GMT)
Clinigen (LSE:CLIN)
Historical Stock Chart
From Sep 2024 to Oct 2024
Clinigen (LSE:CLIN)
Historical Stock Chart
From Oct 2023 to Oct 2024