Barclays PLC Form 8.5 (EPT/NON-RI) CLINIGEN GROUP PLC (5079E)
11 March 2022 - 9:18PM
UK Regulatory
TIDMBARC TIDMCLIN
RNS Number : 5079E
Barclays PLC
11 March 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL SECURITIES
trader: LTD
-------------------------------------------
(b) Name of offeror/offeree in CLINIGEN GROUP PLC
relation to whose
-----------------------------------------
relevant securities this form
relates:
-------------- -------------------------------------------------------- -------- -------------- ---------------
(c) Name of the party to the offer Triley Bidco Limited (a newly-formed
with which exempt company indirectly owned by
Triton Funds)
-----------------------------------------
principal trader is connected
-------------- ------------------------------------------- ----------- -------- -------------- ---------------
(d) Date position held/dealing 10 March 2022
undertaken:
-------------- -------------------------------------------------------- -----------------------------------------
(e) In addition to the company NO
in 1(b) above, is the exempt
principal
trader making disclosures
in respect of any other party
to the offer?
-------------- -------------------------------------------------------- -------- -------------- ---------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 0.1p ordinary
------------------------ ------------------------
Interests Short Positions
------------------------ ------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ----------- -------- --------------
(1) Relevant securities
owned
and/or controlled: 1,064,791 0.80% 251,018 0.19%
(2) Cash-settled
derivatives:
104,563 0.08% 406,193 0.30%
(3) Stock-settled
derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,169,354 0.88% 657,211 0.49%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security
in relation to
-----------
which subscription
right exists
---------------------------------------------- ----------- ------------------------------------------------------
Details, including nature of
the rights
-----------
concerned and relevant percentages:
----------------------------------------------------------- ------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and
sales
-------------- ------------------------------ ----------- ----------- -------- -------------- ---------------
Class Purchase/sale Total Highest Lowest price
of relevant number price per per unit
of unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ----------- -------- -------------- ---------------
0.1p ordinary Purchase 11,839 9.2075 9.2 GBP
GBP
---------------------------- --------------------- -------------- ---------------
0.1p ordinary Sale 58,608 9.2092 9.2021 GBP
GBP
---------------------------- --------------------- -------------- ---------------
(b) Cash-settled derivative transactions
-------------- -------------------------------------------------------- -------- -------------- ---------------
Class Product Nature Number Price per
of of of
dealing
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ----------- -------- -------------- ---------------
0.1p ordinary SWAP Increasing 1,861 9.2005 GBP
Long
---------------------------- --------------------- -------------- ---------------
0.1p ordinary SWAP Increasing 2,473 9.2052 GBP
Long
---------------------------- --------------------- -------------- ---------------
0.1p ordinary SWAP Increasing 6,704 9.2074 GBP
Long
---------------------------- --------------------- -------------- ---------------
0.1p ordinary SWAP Increasing 15,788 9.2043 GBP
Long
---------------------------- --------------------- -------------- ---------------
0.1p ordinary SWAP Increasing 21,033 9.2008 GBP
Long
---------------------------- --------------------- -------------- ---------------
0.1p ordinary CFD Increasing 66 9.2012 GBP
Short
---------------------------- --------------------- -------------- ---------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing
or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying to which received
etc
option per unit
relates
------------- --------------- ----------- ----------- -------- -------------- ---------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise price
exercised against of per
security securities unit
-------------- ------------- --------------- ----------- -------------- ---------------
(d) Other dealings (including subscribing
for new securities)
Class Nature Details Price per
of relevant of Dealings unit (if
security applicable)
-------------- ------------- --------------- ----------- -------------- ---------------
4. OTHER INFORMATION
(a) Indemnity and other dealings
arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
---------------------------------------------------------------------------------- -------------- ---------------
NONE
-------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
---------------------------------------------- ----------- ----------- -------- -------------- ---------------
NONE
-------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------------
Date of disclosure: 11
Mar
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- -------------- ---------------
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