BARCLAYS PLC Form 38.5(b) - DRAGON OIL PLC
04 August 2015 - 8:25PM
UK Regulatory
TIDMDGO
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT,
1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
Company dealt in DRAGON OIL PLC
Class of relevant security to which the EUR0.10 ordinary shares
dealings being disclosed relate
Date of dealing 3 August 2015
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the
class of relevant security dealt in (Note 2)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
391,257 0.08% 25,162 0.01%
(2) Derivatives
(other
than options):
25,162 0.01% 391,257 0.08%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 416,419 0.08% 416,419 0.08%
(b) Interests and short positions in relevant securities of the
company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sell Number of Price per unit
securities
Purchase 6,977 11.3989 EUR
Purchase 9,076 7.9900 GBP
Purchase 11,783 11.3671 EUR
Purchase 84,745 7.9905 GBP
Purchase 232,792 7.9978 GBP
Sale 1,733 7.9872 GBP
Sale 3,697 11.4154 EUR
Sale 6,759 7.9890 GBP
Sale 7,047 7.9876 GBP
Sale 15,150 7.9822 GBP
(b) Derivatives transactions (other than options
transactions)
Product Nature of transaction Number of relevant Price per unit
securities
name
CFD Long 500 7.9890 GBP
CFD Long 1,095 7.9845 GBP
CFD Long 1,259 7.9842 GBP
CFD Long 1,786 7.9840 GBP
CFD Long 3,697 11.4131 EUR
CFD Long 5,000 7.9893 GBP
SWAP Long 7,685 7.9878 GBP
CFD Long 8,419 7.9790 GBP
CFD Short 214 7.9963 GBP
SWAP Short 4,516 7.9900 GBP
CFD Short 6,977 11.3989 EUR
SWAP Short 7,700 7.9902 GBP
SWAP Short 9,487 7.9950 GBP
CFD Short 11,783 11.3694 EUR
SWAP Short 71,904 7.9908 GBP
SWAP Short 232,792 7.9978 GBP
(c) Options transactions in respect of existing relevant
securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exercise Type, Expiry date Option
name, selling, of price e.g. money
e.g. call purchasing, securities American, paid/received
option varying etc. to which European per unit
the etc. (Note 4)
option
relates
(Note 7)
(ii) Exercising
Product name, Number of securities Exercise price per unit (Note 4)
e.g. call option
(d) Other dealings (including transactions in respect of new
securities) (Note 3)
Nature of transaction Details Price per unit
(Note 7) (if applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred
to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this
should be stated.
Is a Supplemental Form NO
38.5(b) attached?
Date of disclosure: 4 Aug 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Name of offeree/sell Emirates National Oil Company
with which connected
Nature of connection Financial Adviser
View source version on businesswire.com:
http://www.businesswire.com/news/home/sell/en/
This information is provided by Business Wire
Dragon Oil (LSE:DGO)
Historical Stock Chart
From Oct 2024 to Nov 2024
Dragon Oil (LSE:DGO)
Historical Stock Chart
From Nov 2023 to Nov 2024
