finnCap Group PLC PDMR Dealings (2032M)
13 September 2023 - 12:30AM
UK Regulatory
TIDMFCAP
RNS Number : 2032M
finnCap Group PLC
12 September 2023
12 September 2023
finnCap Group plc
(" finnCap " or the " Company ")
PDMR Dealings
Further to the announcement on 7 September 2023 that the
recommended all-share merger (the "Merger") between Cenkos
Securities plc, now renamed Cavendish Securities plc ("Cenkos") and
the Company by way of a court-sanctioned scheme of arrangement
under Part 26 of the Companies Act 2006 (the "Scheme") had become
effective, finnCap today announces that rollover awards to
participants in the Cenkos Deferred Bonus Scheme ("Cenkos DBSS")
and the Cenkos Short-Term Incentive Plan ("Cenkos STIP"), as
described in the Scheme document, have been made in respect of
their unvested awards under the Cenkos DBSS and the Cenkos STIP in
accordance with the terms of the Cenkos DBSS and the Cenkos STIP
(the "Rollover DBSS Awards" and the "Rollover STIP Awards").
As a result, Julian Morse and Ben Procter (who since the
effective date of the Merger are now Executive Directors and PDMRs
of the Company) received the Rollover DBSS Awards and Rollover STIP
Awards over finnCap shares set out in the notifications below, made
in accordance with the requirements of the UK Market Abuse
Regulation.
Contacts
finnCap Group plc Tel: +44 (0) 20 7220 0500
John Farrugia, Co-Chief Executive Officer
investor.relations@cavendish.com
Julian Morse, Co-Chief Executive Officer
Ben Procter, Chief Financial Officer
Grant Thornton (Nominated Adviser) Tel: +44 (0) 20 7383 5100
Philip Secrett/Samantha Harrison/Samuel Littler
Oberon Capital (Joint Broker) Tel: +44 (0) 20 3179 5344
Mike Seabrook
Cavendish Capital Markets Limited (Joint Broker) Tel: +44 (0) 20 7220 0500
Tim Redfern
Details of the person discharging managerial responsibilities
1 / person closely associated
a) Name Julian Morse
------------------------------------ ----------------------------------------------
Reason for the notification
2
------------------------------------------------------------------------------------
a) Position/status Joint Chief Executive Officer
------------------------------------ ----------------------------------------------
b) Initial notification Initial
/Amendment
------------------------------------ ----------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
------------------------------------------------------------------------------------
a) Name finnCap Group plc
------------------------------------ ----------------------------------------------
b) LEI 213800DLRUJW6JVNS533
------------------------------------ ----------------------------------------------
Details of the transaction(s): section to be repeated
4 for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------------------
a) Description of the Ordinary shares
financial instrument,
type of instrument
Identification code GB00BGKPX309
b) Nature of the transaction (1) Grant of rollover award under
the Short-Term Incentive Plan
(2) Grant of rollover award under
the Deferred Bonus Scheme
------------------------------------ ----------------------------------------------
c) Price(s) and volume(s)
----------------- ------------------------
Price(s) Volume(s)
----------------- ------------------------
(1) Nil (1) 2,044,292
----------------------------------------------------------- ------------------------
(2) Nil (2) 871,017
----------------------------------------------------------- ------------------------
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction 8 September 2023
------------------------------------ ----------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ ----------------------------------------------
Details of the person discharging managerial responsibilities
1 / person closely associated
a) Name Ben Procter
--------------------------------------- ----------------------------------------------------
Reason for the notification
2
---------------------------------------------------------------------------------------------
a) Position/status Chief Financial Officer
--------------------------------------- ----------------------------------------------------
b) Initial notification Initial
/Amendment
--------------------------------------- ----------------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------------------
a) Name finnCap Group plc
--------------------------------------- ----------------------------------------------------
b) LEI 213800DLRUJW6JVNS533
--------------------------------------- ----------------------------------------------------
Details of the transaction(s): section to be repeated
4 for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------------------
a) Description of the Ordinary shares
financial instrument,
type of instrument
Identification code GB00BGKPX309
b) Nature of the transaction (1) Grant of rollover award under
the Short-Term Incentive Plan
(2) Grant of rollover award under
the Deferred Bonus Scheme
--------------------------------------- ----------------------------------------------------
c) Price(s) and volume(s)
------------------------ -----------------------
Price(s) Volume(s)
------------------------ -----------------------
Nil 319,420
--------------------------------------------------------------------- -----------------------
Nil 1,014,035
--------------------------------------------------------------------- -----------------------
d) Aggregated information
- Aggregated volume N/A
- Price
e) Date of the transaction 8 September 2023
--------------------------------------- ----------------------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------------------- ----------------------------------------------------
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END
DSHLTMJTMTABBIJ
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