Physiomics PLC Holding(s) in Company (1723U)
14 October 2014 - 2:43AM
UK Regulatory
TIDMPYC
RNS Number : 1723U
Physiomics PLC
13 October 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Physiomics Plc
issuer
of existing shares to which voting rights
are
attached: (ii)
------------------------------------------------ ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
--------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
--------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
--------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
--------------------------------------------------------------------------- -------
Other (please
specify):
------------------ ------------------------------------------------------- -------
3. Full name of person(s) subject YA Global Master SPV, Ltd
to the
notification obligation: (iii)
------------------------------------------ ----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
------------------------------------------ ----------------------------------------
5. Date of the transaction and date October 2014
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ----------------------------------------
6. Date on which issuer notified: October 2014
------------------------------------------ ----------------------------------------
7. Threshold(s) that is/are crossed Crossed 16% and 15%, and thresholds
or
reached: (vi, vii)
------------------------------------------ ----------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if
possible
using
the ISIN
CODE
----------- ------------------------------------ -------------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
----------- ---------------- ------------------ -------------- -------------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (x)
----------- ----- ------- ------ ----- --- -------------- --------------- --------- --------------- ------------
291,666,667 291,666,667 241,000,001 241,000,001 14.0%
----------- ---------------- ------------------ -------------- --------------- --------- --------------- ------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
-------------------- --------------- --------------------------------- ------------------------------ ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
------------- -------------- ------------- ------------------- ------------------------------- ------------------------
Nominal Delta
------------- -------------- ------------- ------------------- ------------------------------- ------------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------- -----------------------------------------------------------
241,000,001 14.0%
--------------------------------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
Directly owned by YA Global Master SPV, Ltd pursuant to the direct equity
purchase and Swap Agreements.
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: Steven Goldstein
---------------------------------------- --------------------------------------
15. Contact telephone number: 201-985-8300
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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