JPMorgan Securities Plc Form 8.5 (EPT/RI) - Shaftesbury plc (8590R)
03 March 2023 - 9:38PM
UK Regulatory
TIDMSHB
RNS Number : 8590R
JPMorgan Securities Plc
03 March 2023
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this Shaftesbury plc
form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Shaftesbury plc
connected:
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(d) Date dealing undertaken: 2 March 2023
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(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Capital & Counties Properties plc
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 75,916 4.1840 GBP 4.0420 GBP
Sale 87,816 4.1920 GBP 4.0280 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
25p ordinary Equity Swap Decrease Long 7,658 4.1015 GBP
847 4.1437 GBP
406 4.1507 GBP
27,823 4.1620 GBP
815 4.1621 GBP
1,153 4.1626 GBP
3 4.1733 GBP
441 4.1740 GBP
Decrease Short 29,923 4.1296 GBP
Increase Long 5,141 4.0895 GBP
1,412 4.0954 GBP
2,155 4.1124 GBP
2,384 4.1136 GBP
3,226 4.1207 GBP
1,571 4.1243 GBP
323 4.1269 GBP
345 4.1580 GBP
1,497 4.1618 GBP
1,376 4.1751 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 3 March 2023
Contact name: Natasha Mondon
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Telephone number: 01202 325175
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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