Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
19 May 2020 - 3:51AM
Edgar (US Regulatory)
Filed with the Securities and Exchange Commission
on May 18, 2020
1933 Act Registration File No. 033-20827
1940 Act Registration File No. 811-05518
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No.
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Post-Effective Amendment No.
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265
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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Amendment No.
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269
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(Check Appropriate Box or Boxes)
THE RBB FUND, INC.
(Exact Name of Registrant as Specified
in Charter)
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615 East Michigan Street
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Milwaukee, Wisconsin 53202
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(Address of Principal Executive Offices, including
Zip Code)
Registrant’s Telephone Number, including
Area Code: (609) 731-6256
Copies to:
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SALVATORE FAIA
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MICHAEL P. MALLOY, ESQUIRE
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The RBB Fund, Inc.
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Drinker Biddle & Reath LLP
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615 East Michigan Street
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One Logan Square, Suite 2000
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Milwaukee, Wisconsin 53202
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Philadelphia, Pennsylvania 19103-6996
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Approximate Date of Proposed Public Offering:
As soon as practicable after the Registration Statement becomes effective.
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immediately upon filing pursuant to paragraph (b)
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on (date) pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on (date) pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on (date) pursuant to paragraph (a)(2) of Rule 485.
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If appropriate, check the following box:
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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This Post-Effective Amendment (“PEA”)
No. 265 to the Registration Statement for The RBB Fund, Inc. (the “Company”) on Form N-1A hereby incorporates Parts
A, B and C from the Company’s PEA No. 264 on Form N-1A filed on April 28, 2020. This PEA No. 265 is filed for the sole purpose
of submitting the XBRL exhibits for the risk/return summaries first provided in PEA No. 264 to the Company’s Registration
Statement.
SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies
that it meets all of the requirements for effectiveness of this Post-Effective Amendment to its Registration Statement under Rule
485(b) under the 1933 Act and has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf
by the undersigned, thereto duly authorized, in the City of Chadds Ford, and Commonwealth of Pennsylvania on May 18, 2020.
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THE RBB FUND, INC.
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By:
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/s/ Salvatore Faia
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Salvatore Faia
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President
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Pursuant to the requirements of the 1933 Act,
this Amendment to Registrant’s Registration Statement has been signed below by the following persons in the capacities and
on the date indicated.
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SIGNATURE
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TITLE
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DATE
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/s/ Salvatore Faia
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President (Principal Executive Officer) and Chief Compliance
Officer
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May 18, 2020
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Salvatore Faia
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/s/ James G. Shaw
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Treasurer (Chief Financial Officer)
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May 18, 2020
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James G. Shaw
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and Secretary
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*J. Richard Carnall
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Director
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May 18, 2020
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J. Richard Carnall
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*Julian A. Brodsky
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Director
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May 18, 2020
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Julian A. Brodsky
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*Arnold M. Reichman
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Director
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May 18, 2020
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Arnold M. Reichman
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*Robert Sablowsky
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Director
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May 18, 2020
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Robert Sablowsky
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*Robert Straniere
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Director
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May 18, 2020
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Robert Straniere
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*Nicholas A. Giordano
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Director
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May 18, 2020
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Nicholas A. Giordano
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*Gregory P. Chandler
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Director
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May 18, 2020
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Gregory P. Chandler
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*Brian T. Shea
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Director
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May 18, 2020
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Brian T. Shea
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*By: /s/ Salvatore Faia
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Salvatore Faia
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Attorney-in-Fact
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THE RBB FUND, INC.
(the “Company”)
POWER OF ATTORNEY
Know All Men by These Presents,
that the undersigned, Julian A. Brodsky, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward
Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or
officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental
in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power
and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary
to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys
being hereby ratified and approved.
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DATED:
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February 16, 2017
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/s/ Julian A. Brodsky
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Julian A. Brodsky
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THE RBB FUND, INC.
(the “Company”)
POWER OF ATTORNEY
Know All Men by These Presents,
that the undersigned, J. Richard Carnall, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward
Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or
officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental
in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power
and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary
to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys
being hereby ratified and approved.
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DATED:
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February 16, 2017
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/s/ J. Richard Carnall
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J. Richard Carnall
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THE RBB FUND, INC.
(the “Company”)
POWER OF ATTORNEY
Know All Men by These Presents,
that the undersigned, Nicholas A. Giordano, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward
Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or
officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental
in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power
and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary
to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys
being hereby ratified and approved.
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DATED:
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February 16, 2017
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/s/ Nicholas A. Giordano
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Nicholas A. Giordano
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THE RBB FUND, INC.
(the “Company”)
POWER OF ATTORNEY
Know All Men by These Presents,
that the undersigned, Arnold M. Reichman, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward
Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or
officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental
in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power
and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary
to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys
being hereby ratified and approved.
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DATED:
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February 16, 2017
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/s/ Arnold M. Reichman
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Arnold M. Reichman
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THE RBB FUND, INC.
(the “Company”)
POWER OF ATTORNEY
Know All Men by These Presents,
that the undersigned, Robert Sablowsky, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward
Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or
officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental
in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power
and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary
to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys
being hereby ratified and approved.
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DATED:
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February 16, 2017
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/s/ Robert Sablowsky
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Robert Sablowsky
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THE RBB FUND, INC.
(the “Company”)
POWER OF ATTORNEY
Know All Men by These Presents,
that the undersigned, Robert A. Straniere, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward
Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or
officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental
in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power
and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary
to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys
being hereby ratified and approved.
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DATED:
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February 16, 2017
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/s/ Robert Straniere
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Robert Straniere
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THE RBB FUND, INC.
(the “Company”)
POWER OF ATTORNEY
Know All Men by These Presents,
that the undersigned, Gregory P. Chandler, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward
Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or
officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental
in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power
and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary
to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys
being hereby ratified and approved.
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DATED:
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February 17, 2017
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/s/ Gregory P. Chandler
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Gregory P. Chandler
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THE RBB FUND, INC.
(the “Company”)
POWER OF ATTORNEY
Know All Men by These Presents,
that the undersigned, Brian T. Shea, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz,
and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer,
or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection
therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority
to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done
in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being
hereby ratified and approved.
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DATED:
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May 10, 2018
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/s/ Brian T. Shea
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Brian T. Shea
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INDEX TO EXHIBITS
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Exhibit
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Exhibit No.
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Instance Document
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EX-101.INS
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Schema Document
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EX-101.SCH
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Calculation Linkbase Document
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EX-101.CAL
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Definition Linkbase Document
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EX-101.DEF
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Label Linkbase Document
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EX-101.LAB
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Presentation Linkbase Document
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EX-101.PRE
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