Amended Statement of Ownership (sc 13g/a)
27 February 2015 - 6:09AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Cascade
Microtech, Inc.
(Name of Issuer)
Common Stock
(Title of
Class of Securities)
147322101
(CUSIP Number)
December
31, 2014
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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1. |
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Names of
Reporting Persons Eric W. Strid |
2. |
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ¨ (b) ¨ |
3. |
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SEC Use Only
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4. |
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Citizenship or Place of
Organization United States of America |
Number of
Shares Beneficially
Owned by Each
Reporting Person
With |
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5. |
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Sole Voting Power
16,477 |
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6. |
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Shared Voting Power
663,746 |
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7. |
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Sole Dispositive Power
16,477 |
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8. |
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Shared Dispositive Power
663,746 |
9. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
680,223 |
10. |
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions) ¨ |
11. |
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Percent of Class Represented by Amount
in Row (9) 4.13%
(1) |
12. |
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Type of Reporting Person (See
Instructions) IN |
(1) |
Percentage calculated based on 16,465,910 shares of Common Stock outstanding as of December 31, 2014. |
Cascade Microtech, Inc., an Oregon corporation
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(b) |
Address of Issuers Principal Executive Offices |
9100 SW Gemini Drive, Beaverton, OR 97008
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(a) |
Name of Person Filing |
Eric W. Strid
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(b) |
Address of Principal Business Office or, if none, Residence |
Eric W. Strid, c/o Cascade
Microtech, Inc., 9100 SW Gemini Drive, Beaverton, OR 97008
Mr. Strid is a United States citizen
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(d) |
Title of Class of Securities |
Common Stock, $0.01 par value per share
147322101
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
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(a) |
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c) |
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
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(d) |
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). |
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(e) |
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
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(h) |
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
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Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Provide the following information regarding the aggregate number and percentage of the class
of securities of the issuer identified in Item 1.
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(a) |
Amount beneficially owned: |
680,223
4.13% (2)
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(c) |
Number of shares as to which the person has: |
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(i) |
Sole power to vote or to direct the vote |
16,477
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(ii) |
Shared power to vote or to direct the vote |
663,746
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(iii) |
Sole power to dispose or to direct the disposition of |
16,477
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(iv) |
Shared power to dispose or to direct the disposition of |
663,746
(2) |
Percentage is calculated based on 16,465,910 shares of Common Stock outstanding as of December 31, 2014. |
Item 5. |
Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that
as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not applicable.
Item 8. |
Identification and Classification of Members of the Group |
Not applicable.
Item 9. |
Notice of Dissolution of Group |
Not applicable.
Not applicable.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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February 26, 2015 |
Date |
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/s/ Eric W. Strid |
Signature |
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Eric W. Strid |
Name/Title |
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