Form 8-K - Current report
17 August 2024 - 6:05AM
Edgar (US Regulatory)
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2024-08-16
2024-08-16
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 16, 2024 (August 12, 2024)
RenovoRx,
Inc. |
(Exact
name of registrant as specified in its charter) |
Delaware |
|
001-40738 |
|
27-1448452 |
(State
or other Jurisdiction
of
Incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
4546
El Camino Real, Suite B1
Los
Altos, CA 94022
(650)
284-4433
(Address
and telephone number, including area code, of registrant’s principal executive offices)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act: None.
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
4.01 Change in Registrant’s Certifying Accountant
As
previously reported on May 3, 2024, on April 29, 2024, the Audit Committee (the “Audit Committee”) of the Board of Directors
of RenovoRx, Inc. (the “Company”) received a letter from Baker Tilly US, LLP (“BT”), notifying the Committee
that BT had decided to resign as the independent registered public accounting firm of the Company effective immediately following the
filing of the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024. Such Quarterly Report was filed, and
BT’s resignation therefore became effective, on August 13, 2024.
On
August 12, 2024, with the approval of the Audit Committee, the Company engaged Frank, Rimerman + Co. LLP (“Frank Rimerman”)
as the Company’s independent public accounting firm to audit the Company’s financial statements for the fiscal year ending
December 31, 2024 and to review the Company’s quarterly condensed financial statements for the Company’s fiscal quarter ending
September 30, 2024.
For
the Company’s two most recent fiscal years, and in the subsequent interim period through the date of this Current Report, neither
the Company nor anyone on its behalf consulted with Frank Rimerman regarding: (i) the application of accounting principles to a specified
transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Company’s financial statements,
and neither a written report nor oral advice was provided to the Company that Frank Rimerman concluded was an important factor considered
by the Company in reaching a decision as to any accounting, auditing or financial reporting issue; or (ii) any matter that was either
the subject of a disagreement (as defined in Item 304(a)(1)(iv) of Regulation S-K and the related instructions) or a reportable event
(as described in Item 304(a)(1)(v) of Regulation S-K).
Frank
Rimerman previously served as the independent registered public accounting firm of the Company for its fiscal year ended December 31,
2020.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
RenovoRx,
Inc. |
|
|
Date:
August 16, 2024 |
By: |
/s/
Shaun Bagai |
|
Name: |
Shaun
R. Bagai |
|
Title: |
Chief
Executive Officer |
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