Borgwarner Inc - Report of proposed sale of securities (144)
25 October 2007 - 6:47AM
Edgar (US Regulatory)
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SEC
USE ONLY
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DOCUMENT
SEQUENCE NO.
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CUSIP
NUMBER
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WORK
LOCATION
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, DC
20549
FORM 144
NOTICE OF PROPOSED SALE OF
SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF
1933
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ATTENTION:
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Transmit for filing 3 copies of this form
concurrently
with either placing an order with a broker to execute sale or executing
a
sale directly with a market maker.
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1(a)
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Name of Issuer
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(b)
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IRS Ident. No.
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(c)
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S.E.C. File No.
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BorgWarner Inc.
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13-3404508
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1-12161
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(d)
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Address of Issuer
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(e)
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Telephone
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3850 Hamlin Rd.
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Auburn Hills, MI 48326
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(248) 754-9200
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(Street)
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(City) (State)
(Zip Code)
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(Area Code) (Number)
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2(a)
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Name of Person For Whose Account
the
Securities are to be Sold
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(b)
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IRS Ident. No.
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(c)
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Relationship to Issuer
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William
C. Cline
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Director
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(d)
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Address
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563 Dundee Road
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Glencoe, IL 60022
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(Street)
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(City) (State)
(Zip Code)
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INSTRUCTION:
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The person filing this notice
should
contact the issuer to obtain the I.R.S. Identification Number and
the
S.E.C. File Number
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3(a)
Title of the
Class of
Securities
to
be Sold
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(b)
Name and Address
of Each
Broker
Through Whom the
Securities Are to be
Offered or
Each
Market Maker Who
is Acquiring the Securities
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SEC USE
ONLY
Broker-Dealer
File
Number
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(c)
Number
of
Shares or
Other
Units to be Sold
(See Instr. 3(c))
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(d)
Aggregate
Market
Value
(See Instr. 3(d))
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(e)
Number
of
Shares or
Other
Units Outstanding
(See Instr. 3(e))
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(f)
Approximate
Date of
Sale
(Mo/Day/Yr)
(See Instr. 3(f))
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(g)
Name of
Each
Securities
Exchange
(See Instr.
3(g))
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COMMON STOCK
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Merrill Lynch
225 W. Wacker Dr. #1400
Chicago,
IL 60606
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6,000
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$574,020.00
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58,027,699
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10/29/2007
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NYSE
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INSTRUCTIONS:
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1.
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(a)
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Name of issuer
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(b)
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Issuer’s I.R.S. Identification
Number
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(c)
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Issuer’s S.E.C. file number,
if
any
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(d)
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Issuer’s address, including
zip
code
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(e)
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Issuer’s telephone number,
including area code
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2.
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(a)
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Name of person for whose
account
the securities are to be sold
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(b)
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Such person’s I.R.S. Identification
number, if such person is an entity
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(c)
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Such person’s relationship to the
issuer (e.g., officer, director, 10% stockholder, or member of immediate
family of any of the foregoing)
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(d)
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Such person’s address, including
zip code
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3.
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(a)
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Title of the class of
securities to
be sold
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(b)
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Name and Address of
each broker
through whom the securities are intended to be sold
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(c)
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Number of shares or
other units to
be sold (if debt securities, give the aggregate face amount)
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(d)
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Aggregate market value
of the
securities to be sold as of a specified date within 10 days prior to
the filing of this notice
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(e)
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Number of shares or
other units of
the class outstanding, or if debt securities the face amount thereof
outstanding, as shown by the most recent report or statement published
by
the issuer
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(f)
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Approximate date on
which the
securities are to be sold
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(g)
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Name of each securities
exchange,
if any, on which the securities are intended to be
sold
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Page 2
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TABLE I — SECURITIES TO BE
SOLD
Furnish the following information
with respect to the acquisition of the securities to be sold
and with
respect to the payment of all or any part of the purchase price or
other
consideration therefor:
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Title of the Class
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Date You
Acquired
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Nature of
Acquisition
Transaction
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Name of Person from
Whom
Acquired
(if gift, also give
date donor
acquired)
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Amount
of
Securities
Acquired
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Date of
Payment
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Nature of
Payment
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COMMON
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05/06/02
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Stock received from exercise of
options.
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BORGWARNER INC.
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12,120*
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*due to stock split
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INSTRUCTIONS:
If the securities were purchased
and full
payment therefor was not made in cash at the time of purchase, explain
in
the table or in a note thereto the nature of the consideration given.
If
the consideration consisted of any note or other obligation, or if
payment
was made in installments describe the arrangement and state when
the note
or other obligation was discharged in full or the last installment
paid.
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TABLE II — SECURITIES SOLD DURING THE
PAST 3 MONTHS
Furnish the following information as to all
securities of the issuer sold
during the past 3 months by the person
for whose account the securities are to be sold.
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Name and Address of
Seller
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Title of Securities
Sold
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Date of Sale
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Amount of
Securities
Sold
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Gross
Proceeds
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William C. Cline
560 Dundee Road
Glencoe, IL 60022
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Common Stock
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7/30/07
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2,000
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$171,640
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Page 3
REMARKS:
INSTRUCTIONS:
See
the
definition of “person” in paragraph (a) of Rule 144. Information
is to be given not only as to the person for whose account the securities
are to be sold but also as to all other persons included in that
definition. In addition, information shall be given as to sales by
all
persons whose sales are required by paragraph (e) of Rule 144 to
be aggregated with sales for the account of the person filing this
notice.
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ATTENTION:
The
person for whose account the securities to which this notice
relates are to be sold hereby represents by signing this notice that
he
does not know any material adverse information in regard to the current
and prospective operations of the issuer of the securities to be
sold
which has not been publicly disclosed.
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October 24, 2007
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/s/
William
C. Cline
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DATE
OF NOTICE
|
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(SIGNATURE)
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The notice shall be signed by the
persons for
whose account the securities are to be sold.
At least one copy of the notice
shall be manually signed.
Any copies not manually signed shall bear typed or
printed signatures.
ATTENTION:
Intentional
misstatements or omission of
facts constitute
Federal Criminal Violations (See 18 U.S.C.
1001)
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Page 4
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