0001230245trueEffective as of February 6, 2025, the Board appointed Ann C. Gallo to the Audit Committee. As previously reported, Ms. Gallo will participate in the Company’s non-employee director compensation plan as currently in effect and, in connection therewith, will receive a pro-rated cash retainer for her service on the committee.00012302452024-09-232024-09-23

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 ________________________________
FORM 8-K/A
 (Amendment No. 1)
 ________________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

September 23, 2024
Date of report (Date of earliest event reported)
_________________________________ 
PIPER SANDLER COMPANIES
(Exact Name of Registrant as Specified in its Charter)
_________________________________ 
Delaware1-3172030-0168701
(State or Other Jurisdiction of Incorporation)(Commission File Number)(IRS Employer Identification No.)
800 Nicollet MallSuite 900
MinneapolisMinnesota55402
(Address of Principal Executive Offices)(Zip Code)
(612)303-6000
(Registrant’s Telephone Number, Including Area Code)
 _________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading SymbolName of Each Exchange On Which Registered
Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐



Explanatory Note

Piper Sandler Companies (the “Company”) is filing this Current Report on Form 8-K/A to amend the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 23, 2024 (the “Original Filing”) to disclose the appointment of Ann C. Gallo to a committee of the Company’s board of directors (the “Board”). Ms. Gallo’s initial election to the Board was disclosed in the Original Filing and, at that time, the Board had not determined the committee to which Ms. Gallo would be appointed. Except as expressly stated herein, the Original Filing remains unchanged.

Item 5.02.    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Effective as of February 6, 2025, the Board appointed Ms. Gallo to the Audit Committee of the Board (the “Audit Committee”). As previously reported, Ms. Gallo will participate in the Company’s non-employee director compensation plan as currently in effect and, in connection therewith, will receive a pro-rated cash retainer for her service on the Audit Committee for the remainder of 2025.







SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

PIPER SANDLER COMPANIES
Date: February 6, 2025By/s/ John W. Geelan
John W. Geelan
General Counsel and Secretary


v3.25.0.1
Cover Page Document
Sep. 23, 2024
Cover [Abstract]  
Document Type 8-K/A
Document Period End Date Sep. 23, 2024
Entity Registrant Name PIPER SANDLER COMPANIES
Entity Incorporation, State or Country Code DE
Entity File Number 1-31720
Entity Tax Identification Number 30-0168701
Entity Address, Address Line One 800 Nicollet Mall
Entity Address, Address Line Two Suite 900
Entity Address, City or Town Minneapolis
Entity Address, State or Province MN
Entity Address, Postal Zip Code 55402
City Area Code (612)
Local Phone Number 303-6000
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, par value $0.01 per share
Trading Symbol PIPR
Security Exchange Name NYSE
Entity Emerging Growth Company false
Entity Central Index Key 0001230245
Amendment Flag true
Amendment Description Effective as of February 6, 2025, the Board appointed Ann C. Gallo to the Audit Committee. As previously reported, Ms. Gallo will participate in the Company’s non-employee director compensation plan as currently in effect and, in connection therewith, will receive a pro-rated cash retainer for her service on the committee.
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