UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE
 
ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: October 30, 2024
UBS Group AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
(Address of principal executive office)
Commission File Number: 1-36764
Indicate by check mark whether the registrant files or will file annual
 
reports under cover of Form 20-F or Form
40-
F.
Form 20-F
 
☒
 
Form 40-F
 
☐
 
This Form 6-K consists of the UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior
unsecured debt information for the third quarter of 2024, published today by
 
the registrant, which appears
immediately following this page.
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
1
UBS Group AG consolidated capital instruments and
TLAC-eligible senior unsecured debt
Third quarter of 2024
This document
 
provides information
 
about the
 
treatment of
 
capital instruments
 
and other
 
instruments contributing
 
to
the total loss-absorbing capacity (TLAC) of UBS Group AG consolidated
 
under the Swiss systemically relevant bank (SRB)
framework as of 30 September 2024.
 
Information
 
about
 
the
 
Swiss
 
SRB
 
capital
 
framework
 
and
 
about
 
Swiss
 
SRB
 
going
 
and
 
gone
 
concern
 
requirements
 
is
provided in the “Capital,
 
liquidity and funding, and balance sheet”
 
section of the UBS Group
 
Annual Report 2023, which
is available under “Annual reporting” at
ubs.com/investors
.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
2
Capital instruments and TLAC-eligible senior unsecured debt as of 30 September 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.9.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 30.9.24
Amount eligible for
the gone concern
requirement
as of 30.9.24
Maturity date
First optional call
date
Additional tier 1 capital
1
UBS Group AG
CH0286864027
7.8.15
USD 1,575
 
1,552
Perpetual
7.8.25
2
UBS Group AG
CH0506668869
13.11.19
CHF 275
 
319
Perpetual
13.11.25
3
UBS Group AG, Switzerland, or employing subsidiaries
4
21.2.20
USD 281
 
281
Perpetual
1.3.25
4
UBS Group AG
CH0558521263
29.7.20
USD 750
 
704
Perpetual
29.7.26
5
UBS Group AG
144A: US902613AD01
RegS: USH42097CB19
10.2.21
USD 1,500
 
1,273
Perpetual
10.2.31
6
UBS Group AG, Switzerland, or employing subsidiaries
4
21.2.21
USD 396
 
396
Perpetual
1.3.26
7
UBS Group AG
144A: US902613AG32
RegS: USH42097CL90
2.6.21
USD 750
 
710
Perpetual
2.6.26
8
UBS Group AG
144A: US902613AJ70
RegS: USH42097CS44
12.1.22
USD 1,500
 
1,405
Perpetual
12.2.27
9
UBS Group AG
CH1160680174
16.2.22
CHF 265
 
311
Perpetual
16.2.27
10
UBS Group AG, Switzerland, or employing subsidiaries
4
18.2.22
USD 450
 
450
Perpetual
1.3.27
11
UBS Group AG, Switzerland, or employing subsidiaries
4
17.2.23
USD 423
 
423
Perpetual
1.3.28
12
UBS Group AG
144A: US902613BF40
RegS: USH42097ES26
13.11.23
USD 1,750
 
1,799
Perpetual
13.11.28
13
UBS Group AG
144A: US902613BE74
RegS: USH42097ER43
13.11.23
USD 1,750
 
1,836
Perpetual
13.11.33
14
UBS Group AG
144A: US902613BK35
RegS: USH42097EW38
12.2.24
USD 1,000
 
1,013
Perpetual
12.4.31
15
UBS Group AG, Switzerland, or employing subsidiaries
4
16.2.24
USD 551
 
551
Perpetual
1.3.29
16
UBS Group AG
CH1325807860
21.2.24
SGD 650
 
516
Perpetual
21.8.29
17
UBS Group AG
CH1357852636
24.6.24
SGD 675
 
538
Perpetual
21.12.29
18
UBS Group AG
144A: US902613BN73
RegS: USH42097EZ68
10.9.24
USD 1,500
 
1,495
Perpetual
10.9.29
Total high-trigger loss-absorbing additional tier 1 capital
 
15,572
1
UBS Group AG
CH0271428333
19.2.15
USD 1,250
 
1,239
Perpetual
19.2.25
Total low-trigger loss-absorbing additional tier 1 capital
5
 
1,239
Total additional tier 1 capital
 
16,810
Tier 2 capital
1
UBS AG, Stamford branch
6
US870836AC77
21.7.95
USD 251
 
0
15.7.25
2
UBS AG
7
31.8.95
CHF 50
 
0
1.9.25
3
UBS AG, Jersey branch
6
XS0062270581
18.12.95
GBP 61
 
82
18.12.25
4
UBS AG, Stamford branch
6
US870845AC84
3.9.96
USD 218
 
207
1.9.26
5
UBS AG, London branch
7
XS0102733317
15.10.99
EUR 25
 
0
15.10.29
6
UBS AG, London branch
7
XS0102733408
15.10.99
EUR 25
 
0
15.10.29
7
UBS AG, London branch
7
XS0104830772
1.12.99
USD 80
 
0
3.1.28
8
UBS AG, London branch
7
XS0105838964
23.12.99
USD 19
 
0
30.12.27
9
UBS AG, London branch
7
XS0105839426
23.12.99
USD 24
 
0
30.12.24
10
UBS AG, London branch
7
XS0105839269
23.12.99
USD 46
 
0
30.12.26
Total non-Basel III-compliant tier 2 capital
 
289
Total tier 2 capital
 
289
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
3
Capital instruments and TLAC-eligible senior unsecured debt as of 30 September 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.9.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 30.9.24
Amount eligible for
the gone concern
requirement
as of 30.9.24
Maturity date
First optional call
date
TLAC-eligible senior unsecured debt
1
UBS Group AG
8,9
SEC: US902613AX64
144A: US902613AW81
RegS: USH42097EG87
26.3.15
USD 2,500
 
0
26.3.25
2
UBS Group AG
8,9
SEC: US902613AY48
144A: US902613AZ13
RegS: USH42097EH60
21.5.15
USD 2,000
 
1,709
15.5.45
3
UBS Group AG
8
XS1241134821
29.5.15
NOK 1,000
 
0
28.5.25
4
UBS Group AG
144A: US90351DAB38
RegS: USG91703AB73
24.9.15
USD 2,500
 
0
24.9.25
5
UBS Group AG
CH0310451858
22.2.16
CHF 150
 
173
23.2.26
6
UBS Group AG
144A: US90351DAF42
RegS: USG91703AK72
5.4.16
USD 2,000
 
1,935
15.4.26
7
UBS Group AG
8,9
SEC: US902613BB36
144A: US902613BA52
RegS: USH42097EJ27
18.4.16
USD 2,000
 
1,957
17.4.26
8
UBS Group AG
8
CH0330938876
8.8.16
GBP 500
 
0
8.8.25
9
UBS Group AG
CH0336602930
1.9.16
EUR 1,250
 
1,340
1.9.26
1.6.26
10
UBS Group AG
8
144A: US225401AC20
RegS: USH3698DAR55
9.1.17
USD 2,250
 
2,158
9.1.28
9.1.27
11
UBS Group AG
144A: US90352JAC71
RegS: USH4209UAC02
23.3.17
USD 2,000
 
1,941
23.3.28
23.3.27
12
UBS Group AG
8
CH0385997058
27.10.17
JPY 8,300
 
56
27.10.27
27.10.26
13
UBS Group AG
8
CH0385997066
27.10.17
JPY 10,000
 
62
27.10.33
27.10.32
14
UBS Group AG
8
144A: US225401AF50
RegS: USH3698DBM59
12.1.18
USD 2,000
 
1,886
12.1.29
12.1.28
15
UBS Group AG
8
CH0406415312
29.3.18
USD 408.8
10
 
281
11
29.3.48
29.3.23
16
UBS Group AG
8
CH0419042517
29.6.18
USD 196.8
10
 
145
11
29.6.48
29.6.23
17
UBS Group AG
8
CH0406415296
11.7.18
EUR 100
 
93
11
4.7.34
11.7.28
18
UBS Group AG
8
CH0428194218
31.8.18
USD 255.8
10
 
188
11
31.8.48
31.8.23
19
UBS Group AG
8
CH0438965599
26.10.18
USD 136.3
10
 
106
11
26.10.48
26.10.23
20
UBS Group AG
CH0445624999
9.11.18
JPY 20,000
 
138
9.11.28
9.11.27
21
UBS Group AG
8
CH0449619078
27.12.18
USD 135.4
10
 
105
11
27.12.48
27.12.23
22
UBS Group AG
8
CH0449619094
30.1.19
USD 161.3
10
 
125
11
30.1.49
30.1.24
23
UBS Group AG
8
CH0457206792
30.1.19
USD 161.3
10
 
125
11
30.1.49
30.1.24
24
UBS Group AG
8
CH0457206834
30.1.19
USD 134.1
10
 
103
11
30.1.49
30.1.24
25
UBS Group AG
8
CH0474977748
29.5.19
USD 166.1
10
 
114
11
29.5.49
29.5.24
26
UBS Group AG
8
CH0483180912
11.6.19
EUR 100
 
94
11
11.3.30
11.3.29
27
UBS Group AG
8
CH0483180946
24.6.19
EUR 1,500
 
1,587
24.6.27
24.6.26
28
UBS Group AG
8
CH0483180987
27.6.19
USD 163.9
10
 
108
11
27.6.49
27.6.24
29
UBS Group AG
144A: US902613AA61
RegS: USH42097AZ05
13.8.19
USD 1,500
 
1,362
13.8.30
13.8.29
30
UBS Group AG
8
CH0494734418
10.9.19
EUR 1,000
 
951
10.9.29
31
UBS Group AG
CH0506668844
4.11.19
USD 168.1
10
 
116
11
4.11.49
4.11.22
32
UBS Group AG
8
CH0517825276
14.1.20
EUR 1,250
 
1,289
14.1.28
14.1.27
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
4
Capital instruments and TLAC-eligible senior unsecured debt as of 30 September 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.9.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 30.9.24
Amount eligible for
the gone concern
requirement
as of 30.9.24
Maturity date
First optional call
date
33
UBS Group AG
CH0520042489
29.1.20
EUR 1,500
 
1,649
29.1.26
29.1.25
34
UBS Group AG
8
CH0511762046
31.1.20
USD 334.1
10
 
148
11
31.1.60
31.1.25
35
UBS Group AG
CH0521617321
4.3.20
USD 141.1
10
 
97
11
4.3.50
4.3.25
36
UBS Group AG
8
144A: US225401AP33
RegS: USH3698DCW23
1.4.20
USD 3,000
 
2,749
1.4.31
1.4.30
37
UBS Group AG
8
CH0537261858
2.4.20
EUR 2,000
 
2,207
2.4.26
2.4.25
38
UBS Group AG
CH0535271214
14.4.20
USD 238.3
10
 
141
11
14.4.50
14.4.25
39
UBS Group AG
CH0547243250
22.5.20
USD 116.2
10
 
66
11
22.5.50
22.5.25
40
UBS Group AG
CH0543827189
27.5.20
USD 580.6
10
 
333
11
27.5.50
27.5.25
41
UBS Group AG
8
144A: US225401AQ16
RegS: USH3698DCY88
5.6.20
USD 1,500
 
1,453
5.6.26
5.6.25
42
UBS Group AG
8
CH0550413337
9.6.20
GBP 750
 
912
9.6.28
9.6.27
43
UBS Group AG
144A: US902613AC28
RegS: USH42097BT36
30.7.20
USD 1,300
 
1,236
30.1.27
30.1.26
44
UBS Group AG
CH0558521271
18.8.20
AUD 39.9
10
 
19
11
18.8.35
18.8.30
45
UBS Group AG
CH0561923860
22.9.20
USD 61.5
10
 
36
11
22.9.50
22.9.23
46
UBS Group AG
CH0576402181
5.11.20
EUR 1,500
 
1,526
5.11.28
5.11.27
47
UBS Group AG
CH0579132942
24.11.20
USD 40
 
31
11
24.11.35
24.11.23
48
UBS Group AG
CH0581183594
3.12.20
AUD 45
 
23
11
3.12.35
3.12.23
49
UBS Group AG
CH0587372951
12.1.21
USD 110.4
10
 
69
11
12.1.51
12.1.26
50
UBS Group AG
8
CH0591979635
18.1.21
EUR 1,500
 
1,658
16.1.26
16.1.25
51
UBS Group AG
8
CH0591979627
18.1.21
EUR 1,500
 
1,269
18.1.33
52
UBS Group AG
CH0588488863
29.1.21
USD 365.2
10
 
234
11
29.1.51
29.1.26
53
UBS Group AG
8
144A: US225401AT54
RegS: USH3698DDG63
2.2.21
USD 2,000
 
1,865
2.2.27
2.2.26
54
UBS Group AG
144A: US902613AE83
RegS: USH42097CC91
11.2.21
USD 2,000
 
1,715
11.2.32
11.2.31
55
UBS Group AG
CH0595205524
24.2.21
EUR 1,000
 
1,015
24.2.28
56
UBS Group AG
CH0595205532
24.2.21
EUR 1,250
 
1,143
24.2.33
57
UBS Group AG
CH0598928718
24.2.21
CHF 360
 
409
24.8.29
24.8.28
58
UBS Group AG
US902613AF58
25.2.21
USD 25
 
20
11
25.2.36
25.2.24
59
UBS Group AG
CH0595205490
26.2.21
USD 189
10
 
126
11
26.2.51
26.2.26
60
UBS Group AG
CH0595205508
26.2.21
AUD 100.1
10
 
43
11
26.2.51
26.2.26
61
UBS Group AG
CH0598928734
4.3.21
USD 40
 
33
11
4.3.36
4.3.24
62
UBS Group AG
8
144A: US225401AU28
RegS: USH3698DDH47
14.5.21
USD 3,250
 
2,766
14.5.32
14.5.31
63
UBS Group AG
CH1112455774
26.5.21
USD 297.4
10
 
209
11
26.5.51
26.5.26
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
5
Capital instruments and TLAC-eligible senior unsecured debt as of 30 September 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.9.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 30.9.24
Amount eligible for
the gone concern
requirement
as of 30.9.24
Maturity date
First optional call
date
64
UBS Group AG
144A: US902613AH15
RegS: USH42097CM73
10.8.21
USD 2,000
 
1,886
10.8.27
10.8.26
65
UBS Group AG
CH1142231682
3.11.21
EUR 1,250
 
1,347
3.11.26
3.11.25
66
UBS Group AG
CH1142231690
3.11.21
EUR 1,250
 
1,196
3.11.31
67
UBS Group AG
CH1142231708
3.11.21
GBP 400
 
476
3.11.29
3.11.28
68
UBS Group AG
CH1145096165
9.11.21
CHF 440
 
485
9.11.28
9.11.27
69
UBS Group AG
8
CH1142754311
15.11.21
GBP 450
 
519
15.11.29
15.11.28
70
UBS Group AG
144A: US902613AK44
RegS: USH42097CT27
11.1.22
USD 1,500
 
1,302
11.2.33
11.2.32
71
UBS Group AG
144A: US902613AL27
RegS: USH42097CU99
11.1.22
USD 1,500
 
1,139
11.2.43
11.2.42
72
UBS Group AG
8
CH1174335732
24.3.22
EUR 2,000
 
2,167
13.10.26
13.10.25
73
UBS Group AG
8
CH1174335740
24.3.22
EUR 1,500
 
1,545
2.4.32
2.4.31
74
UBS Group AG
CH1175016083
25.3.22
AUD 39.1
10
 
24
11
25.3.32
25.3.25
75
UBS Group AG
CH1167887269
29.3.22
USD 88.3
10
 
60
11
29.3.47
29.3.27
76
UBS Group AG
8
CH1174335773
4.4.22
JPY 5,000
 
33
11
4.4.28
4.4.26
77
UBS Group AG
144A: US902613AM00
RegS: USH42097CZ86
12.5.22
USD 1,200
 
1,182
12.5.26
12.5.25
78
UBS Group AG
144A: US902613AN82
RegS: USH42097DA27
12.5.22
USD 600
 
600
12.5.26
12.5.25
79
UBS Group AG
144A: US902613AP31
RegS: USH42097DB00
12.5.22
USD 1,200
 
1,183
12.5.28
12.5.27
80
UBS Group AG
CH1182086871
16.5.22
EUR 45
 
47
11
16.5.37
16.5.27
81
UBS Group AG
CH1187520452
18.5.22
AUD 62.9
10
 
40
11
18.5.37
18.5.25
82
UBS Group AG
CH1194000340
15.6.22
EUR 1,000
 
1,097
15.6.27
15.6.26
83
UBS Group AG
CH1194000357
15.6.22
EUR 1,000
 
1,083
15.6.30
15.6.29
84
UBS Group AG
CH1195555425
22.6.22
EUR 25
 
25
11
22.6.42
22.6.29
85
UBS Group AG
144A: US902613AS79
RegS: USH42097DK09
5.8.22
USD 1,750
 
1,718
5.8.27
5.8.26
86
UBS Group AG
144A: US902613AT52
RegS: USH42097DL81
5.8.22
USD 1,500
 
1,409
5.8.33
5.8.32
87
UBS Group AG
8
144A: US225401AY40
RegS: USH3698DDR29
12.8.22
USD 1,500
 
1,496
15.7.26
15.7.25
88
UBS Group AG
8
144A: US225401AV01
RegS: USH3698DDN15
12.8.22
USD 1,750
 
1,772
11.8.28
11.8.27
89
UBS Group AG
8
144A: US225401AZ15
RegS: USH3698DDS02
12.8.22
USD 3,000
 
3,098
12.8.33
12.8.32
90
UBS Group AG
CH1204175116
16.8.22
EUR 32.6
10
 
30
11
16.8.52
16.8.32
91
UBS Group AG
8
CH1211713180
7.9.22
GBP 750
 
1,019
30.9.27
30.9.26
92
UBS Group AG
8
CH1211713198
7.9.22
GBP 750
 
1,079
7.9.33
7.9.32
93
UBS Group AG
CH1210198151
8.9.22
EUR 37
 
38
11
8.9.42
8.9.32
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
6
Capital instruments and TLAC-eligible senior unsecured debt as of 30 September 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.9.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 30.9.24
Amount eligible for
the gone concern
requirement
as of 30.9.24
Maturity date
First optional call
date
94
UBS Group AG
CH1212189141
15.9.22
EUR 120
 
126
11
15.9.37
15.9.34
95
UBS Group AG
CH1213243889
21.9.22
EUR 30
 
32
11
21.9.32
21.9.27
96
UBS Group AG
CH1213243905
28.9.22
JPY 10,000
 
56
11
28.9.42
97
UBS Group AG
8
CH1214797172
14.11.22
EUR 3,000
 
3,732
1.3.29
1.3.28
98
UBS Group AG
8
144A: US225401BB38
RegS: USH3698DDW14
14.11.22
USD 2,000
 
2,373
15.11.33
15.11.32
99
UBS Group AG
CH1236363391
11.1.23
EUR 1,000
 
1,128
11.1.31
11.1.30
100
UBS Group AG
144A: US902613AU26
RegS: USH42097DS35
12.1.23
USD 1,750
 
1,727
12.1.27
12.1.26
101
UBS Group AG
144A: US902613AV09
RegS: USH42097DT18
12.1.23
USD 2,250
 
2,275
12.1.34
12.1.33
102
UBS Group AG
CH1242301294
16.1.23
EUR 42
 
47
11
16.1.43
16.1.33
103
UBS Group AG
CH1244731761
9.2.23
AUD 66.9
10
 
46
11
9.2.38
9.2.26
104
UBS Group AG
CH1244731779
15.2.23
EUR 90
 
103
11
15.2.38
15.2.33
105
UBS Group AG
CH1244731787
17.2.23
EUR 32.3
10
 
35
11
17.2.43
17.2.33
106
UBS Group AG
CH1255915022
16.3.23
AUD 40
 
28
11
16.3.38
16.3.30
107
UBS Group AG
CH1248666922
16.3.23
JPY 10,000
 
70
16.3.33
108
UBS Group AG
CH1255915006
17.3.23
EUR 1,046
 
1,191
17.3.28
17.3.27
109
UBS Group AG
CH1255915014
17.3.23
EUR 977
 
1,144
17.3.32
17.3.31
110
UBS Group AG
CH1255915030
17.3.23
AUD 54.9
10
 
36
11
17.3.38
17.3.26
111
UBS Group AG
CH1253456094
21.3.23
AUD 200
 
141
11
21.3.33
21.3.26
112
UBS Group AG
CH1277240953
29.6.23
EUR 25
 
28
11
29.6.43
29.6.33
113
UBS Group AG
CH1277240961
30.6.23
EUR 50
 
56
11
30.6.43
30.6.31
114
UBS Group AG
144A: US225401BC11
RegS: USH42097EL72
22.9.23
USD 1,250
 
1,281
22.12.27
22.12.26
115
UBS Group AG
144A: US225401BE76
RegS: USH42097EN39
22.9.23
USD 1,500
 
1,556
22.9.29
22.9.28
116
UBS Group AG
144A: US225401BG25
RegS: USH42097EQ69
22.9.23
USD 1,750
 
1,849
22.9.34
22.9.33
117
UBS Group AG
CH1305916756
21.11.23
EUR 83.8
10
 
96
11
21.11.38
21.11.30
118
UBS Group AG
CH1305916798
30.11.23
EUR 25
 
29
11
30.11.38
30.11.32
119
UBS Group AG
CH1305916806
30.11.23
EUR 60
 
71
11
30.11.38
30.11.30
120
UBS Group AG
CH1305916822
7.12.23
AUD 52.4
10
 
39
11
7.12.53
7.12.26
121
UBS Group AG
CH1305916863
15.12.23
CHF 40.8
10
 
48
11
30.6.34
122
UBS Group AG
144A: US902613BJ61
RegS: USH42097EV54
8.1.24
USD 1,750
 
1,769
8.2.30
8.2.29
123
UBS Group AG
144A: US902613BH06
RegS: USH42097EU71
8.1.24
USD 2,250
 
2,280
8.2.35
8.2.34
124
UBS Group AG
CH1305916897
9.1.24
EUR 1,250
 
1,393
9.6.33
9.6.32
125
UBS Group AG
CH1314941464
17.1.24
EUR 50
 
58
11
17.1.44
17.1.29
126
UBS Group AG
CH1331113543
13.3.24
EUR 25
 
28
11
13.3.44
13.3.32
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
7
Capital instruments and TLAC-eligible senior unsecured debt as of 30 September 2024
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.9.24
(currency, in
million)
Amount recognized
in regulatory capital
as of 30.9.24
Amount eligible for
the gone concern
requirement
as of 30.9.24
Maturity date
First optional call
date
127
UBS Group AG
CH1331113600
15.4.24
USD 36.8
10
 
37
11
15.4.29
15.4.27
128
UBS Group AG
144A: US902613BL18
RegS: USH42097EX11
13.5.24
USD 1,750
 
1,821
13.9.30
13.9.29
129
UBS Group AG
CH1348614079
21.5.24
EUR 50
 
55
11
21.5.34
130
UBS Group AG
CH1348614152
22.5.24
CHF 335
 
396
22.5.30
22.5.29
131
UBS Group AG
CH1348614095
23.5.24
EUR 25.4
10
 
29
11
23.5.44
23.5.29
132
UBS Group AG
CH1353257855
14.6.24
EUR 70
 
80
11
14.6.44
14.6.27
133
UBS Group AG
CH1357852727
16.7.24
USD 25.3
10
 
26
11
16.7.39
16.7.29
134
UBS Group AG
CH1357852743
23.7.24
USD 77.7
10
 
78
11
23.1.32
23.1.31
135
UBS Group AG
CH1357852719
25.7.24
JPY 4100
 
29
11
25.7.54
25.7.29
136
UBS Group AG
CH1357852768
30.7.24
EUR 25
 
28
11
30.7.31
30.7.27
137
UBS Group AG
CH1357852776
30.7.24
EUR 35
 
39
11
30.7.36
30.7.27
138
UBS Group AG
144A: US902613BM90
RegS: USH42097EY93
6.9.24
USD 1,500
 
1,472
6.9.45
6.9.44
139
UBS Group AG
CH1377443820
20.9.24
USD 50
 
49
11
20.9.34
20.9.30
140
UBS Group AG
CH1377443861
26.9.24
EUR 43
 
46
11
26.9.44
26.9.34
Total TLAC-eligible senior unsecured debt
 
103,593
1 Refer to
 
“Capital and total
 
loss-absorbing capacity instruments”
 
under “Bondholder information”
 
at ubs.com/investors for
 
more information about
 
the key
 
features and the
 
terms and conditions
 
of the capital
 
instruments included in
 
the table above.
 
Instruments are listed
 
according to their
 
issuance date.
 
2 On
12 June 2023, Credit Suisse Group AG
 
merged with and into UBS Group
 
AG, and its obligations
 
under its outstanding debt securities
 
became obligations of UBS Group
 
AG.
 
3 Instruments available to meet gone
 
concern requirements remain eligible until
 
one year before maturity.
 
4 Relates to Deferred Contingent
Capital Plan awards.
 
5 An outstanding low-trigger loss-absorbing additional tier 1 capital instrument is available under the Swiss SRB framework to meet the going concern requirements until its first call date.
 
As of the first call date, this instrument is eligible to meet the gone concern requirements.
 
6 Non-Basel III-
compliant tier 2 capital instruments
 
issued by UBS AG
 
qualify as gone concern instruments.
 
7 Non-Basel III-compliant tier 2
 
capital instruments (originally issued
 
by Credit Suisse AG)
 
do not qualify as gone
 
concern instruments.
 
8 Originally issued by Credit
 
Suisse Group AG.
 
9 The ISINs for
 
this instrument have
changed compared with those from original issuance.
 
10 Information corresponds to the amortized face
 
amount as of 30 September 2024 and therefore
 
includes the applicable accrual yield and, if
 
applicable, the issue price discount, with
 
the numbers being rounded to one decimal place.
 
11 The eligible amounts
presented are adjusted for own-credit-related gains / losses.
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
8
Cautionary statement
 
|
 
This report
 
and the
 
information contained
 
herein are
 
provided solely
 
for information
 
purposes, and
 
are not to
 
be construed
 
as solicitation
of an offer to buy or sell any securities or other financial instruments in Switzerland, the United States or any other jurisdiction. No investment decision relating
to securities of or relating to UBS Group AG, UBS AG or their affiliates should be made on the basis of this report. Refer to UBS’s most recent annual report on
Form 20-
F,
quarterly reports and other information
 
furnished to or filed with
 
the US Securities and Exchange
 
Commission (the SEC) on Form
 
6-K, available at
ubs.com/investors
, for additional information.
Rounding |
 
Numbers presented throughout this report may not add up
 
precisely to the totals provided in the tables and text.
 
Percentages and percent changes
disclosed in text and tables are
 
calculated on the basis of unrounded
 
figures. Absolute changes between reporting periods disclosed in
 
the text, which can be
derived from numbers presented in related tables, are calculated on
 
a rounded basis.
 
Tables |
 
Within tables, blank fields generally indicate non-applicability or that presentation of any content would not be meaningful, or that information is not
available as of the relevant date or for the relevant period. Zero values generally indicate that the respective figure is zero on an actual or rounded basis.
 
Values
that are zero on a rounded basis can be either negative
 
or positive on an actual basis.
Websites |
 
In this report,
 
any website
 
addresses are provided
 
solely for information
 
and are not
 
intended to
 
be active links.
 
UBS does not
 
incorporate
 
the contents
of any such websites into this report.
 
 
 
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
 
registrant has duly caused this
report to be signed on its behalf by the undersigned, thereunto duly authorized.
UBS Group AG
By: _/s/ David Kelly_____________
Name:
 
David Kelly
Title:
 
Managing Director
 
By: _/s/ Ella Campi______________
Name:
 
Ella Campi
Title:
 
Executive Director
Date:
 
October 30, 2024
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