Current Report Filing (8-k)
13 December 2022 - 1:58AM
Edgar (US Regulatory)
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0001828805
2022-12-12
2022-12-12
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report
(Date
of earliest event reported): December 12, 2022
Aeluma,
Inc.
(Exact
name of registrant as specified in its charter)
Delaware |
|
000-56218 |
|
85-2807351 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification
No.) |
27
Castilian Drive
Goleta,
California |
|
93117 |
(Address of principal
executive offices) |
|
(Zip Code) |
805-351-2707
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act: none.
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
8.01 Other Events.
We
are filing this report to disclose our new investor power point presentation. The
presentation is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
Neither
this report nor the exhibits attached hereto constitute an offer to sell, or the solicitation of an offer to buy our securities, nor
shall there be any sale of our securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior
to the registration or qualification under the securities laws of any such state or jurisdiction.
Item
9.01 Financial Statements and Exhibits.
Exhibit
Number |
|
Exhibit |
99.1 |
|
Power Point Presentation |
104 |
|
Cover Page Interactive
Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
AELUMA, INC. |
|
|
|
Date: December 12, 2022 |
By: |
/s/
Jonathan Klamkin |
|
|
Jonathan Klamkin |
|
|
President, Chief Executive Officer and Director |
2
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