Current Report Filing (8-k)
17 December 2022 - 8:02AM
Edgar (US Regulatory)
0000845385
false
0000845385
2022-12-15
2022-12-15
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): December 16, 2022 (December 15, 2022)
PRINCETON
CAPITAL CORPORATION
(Exact
name of registrant as specified in its charter)
| Maryland |
|
814-00710 |
|
46-3516073 |
(State
or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
ID Number) |
800
Turnpike Street
Suite
300
North
Andover, Massachusetts |
|
01845 |
| (Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code: (978) 794-3366
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| None |
|
None |
|
None |
Item 5.07. Submission of Matters to a Vote of Security Holders
On
December 15, 2022, Princeton Capital Corporation, a Maryland corporation (the “Company”) held its 2022 Annual Meeting of
Stockholders (the “2022 Annual Meeting”). At the 2022 Annual Meeting, the stockholders voted on (i) the election of Darren
Stainrod, Mark DiSalvo, Martin Laidlaw, and Greg Bennett to the Company’s Board of Directors, (ii) the ratification of the selection
of WithumSmith&Brown, PC (“WithumSmith”) as the Company’s independent registered public accounting firm for the
year ending December 31, 2022, and (iii) the approval of the adjournment of the Annual Meeting, if necessary or appropriate, to solicit
additional proxies.
The
stockholders re-elected all four nominees for director, ratified the selection of WithumSmith for the year ending December 31, 2022,
and approved the adjournment of the Annual Meeting to solicit additional proxies, however it was not necessary.
The
full results of the matters voted on at the 2022 Annual Meeting are set forth below:
Proposal
No. 1 – Election of Directors:
| Nominee | |
Votes For | | |
Votes Withheld | |
Broker Non-Votes | |
| | |
| | |
| |
| |
| Darren Stainrod | |
| 115,697,725 | | |
3 | |
| 200,692 | |
| | |
| | | |
| |
| | |
| Mark S. DiSalvo | |
| 115,697,725 | | |
3 | |
| 200,692 | |
| | |
| | | |
| |
| | |
| Martin Laidlaw | |
| 115,697,725 | | |
3 | |
| 200,692 | |
| | |
| | | |
| |
| | |
| Greg Bennett | |
| 115,697,725 | | |
3 | |
| 200,692 | |
Proposal
No. 2 – Ratification of the Selection of WithumSmith&Brown, PC as the Company’s Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2022:
| Votes For |
|
Votes Against |
|
Abstentions |
| |
|
|
|
|
| 115,898,690 |
|
0 |
|
0 |
There
were no broker non-votes for Proposal 2.
Proposal
No. 3 – To Approve the Adjournment of the Annual Meeting, if Necessary or Appropriate, to Solicit Additional Proxies:
| Votes For |
|
Votes Against |
|
Abstentions |
| |
|
|
|
|
| 115,898,690 |
|
3 |
|
0 |
There
were no broker non-votes for Proposal 3.
No
other proposals were submitted to a vote of the Company’s stockholders.
SIGNATURE
Pursuant
to the requirements of the Securities and Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its
behalf by the undersigned hereto duly authorized.
Dated: December
16, 2022
| |
PRINCETON CAPITAL CORPORATION |
| |
|
|
| |
By: |
/s/
Gregory J. Cannella |
| |
|
Name:
Gregory J. Cannella |
| |
|
Title: Chief Financial Officer |
2
Princeton Capital (PK) (USOTC:PIAC)
Historical Stock Chart
From Feb 2025 to Mar 2025
Princeton Capital (PK) (USOTC:PIAC)
Historical Stock Chart
From Mar 2024 to Mar 2025
