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FORM 8.5
(EPT/NON-RI)
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PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
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EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
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(OR WHERE RI STATUS IS NOT
APPLICABLE)
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Rule 8.5 of the Takeover Code
(the "Code")
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1.
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KEY
INFORMATION
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(a)
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Name of exempt principal trader:
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BARCLAYS CAPITAL SECURITIES LTD
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(b)
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Name of offeror/offeree in relation to whose
relevant securities this form relates:
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ANGLO AMERICAN PLC
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(c)
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Name of the party to the offer with which exempt
principal trader is connected
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BHP
GROUP LTD
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(d)
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Date position held/dealing undertaken:
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01 May 2024
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(e)
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In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
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YES:
BHP GROUP LTD
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2.
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POSITIONS OF THE EXEMPT PRINCIPAL TRADER
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(a)
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Interests and short positions in the relevant securities of
the offeror or offeree
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to
which the disclosure relates following the dealing (if
any)
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Class of relevant security:
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USD
0.54945 ordinary
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Interests
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Short
Positions
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Number
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(%)
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Number
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(%)
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(1)
Relevant securities owned and/or controlled:
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6,277,399
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0.51%
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18,594,719
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1.52%
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(2)
Cash-settled derivatives:
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18,482,061
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1.51%
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5,789,766
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0.47%
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(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
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0
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0.00%
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0
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0.00%
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TOTAL:
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24,759,460
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2.02%
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24,384,485
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1.99%
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(b)
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Rights to subscribe for new securities (including directors
and other executive options)
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Class of relevant security in relation to
which subscription right exists
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Details, including nature of the rights
concerned and relevant percentages:
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3.
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
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(a)
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Purchase and sales
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Class of relevant
security
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Purchase/sale
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Total number of
securities
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Highest price per unit
paid/received
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Lowest price per unit
paid/received
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USD 0.54945
ordinary
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Purchase
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592598
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26.8250
GBP
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26.2098
GBP
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USD 0.54945
ordinary
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Sale
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621941
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26.8900
GBP
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26.2125
GBP
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ADR
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Sale
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4909
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16.4600
USD
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16.4241
USD
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ADR
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Purchase
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4909
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16.4600
USD
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16.4241
USD
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(b)
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Cash-settled derivative transactions
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Class of
relevant
security
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Product
description
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Nature of
dealing
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Number of
reference
securities
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Price per
unit
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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100
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26.7669
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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122
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26.3683
GBP
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USD 0.54945
ordinary
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CFD
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Decreasing
Long
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190
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26.7253
GBP
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|
USD 0.54945
ordinary
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SWAP
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Decreasing
Long
|
228
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26.3654
GBP
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|
USD 0.54945
ordinary
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SWAP
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Decreasing
Long
|
287
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26.8178
GBP
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|
USD 0.54945
ordinary
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SWAP
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Decreasing
Long
|
295
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26.7452
GBP
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|
USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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354
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26.7972
GBP
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USD 0.54945
ordinary
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CFD
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Decreasing
Long
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416
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26.3586
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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970
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26.5713
GBP
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USD 0.54945
ordinary
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CFD
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Decreasing
Long
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994
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26.3436
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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1,003
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26.3280
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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1,472
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26.3596
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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2,480
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26.5712
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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2,693
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26.3487
GBP
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USD 0.54945
ordinary
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CFD
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Decreasing
Long
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3,000
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26.6885
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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3,023
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26.3547
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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5,369
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26.6094
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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7,171
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26.6464
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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9,911
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26.5846
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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10,475
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26.4972
GBP
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USD 0.54945
ordinary
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CFD
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Decreasing
Long
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10,733
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26.3450
GBP
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USD 0.54945
ordinary
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CFD
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Decreasing
Long
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16,103
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26.5865
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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21,157
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26.5727
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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27,591
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26.5296
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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39,025
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26.3451
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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48,297
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26.4910
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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57,030
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26.4712
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Long
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77,109
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26.3450
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Short
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47
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26.3709
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Short
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54
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26.5410
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Short
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58
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26.3435
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Short
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500
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26.3754
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Short
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75,252
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26.3464
GBP
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USD 0.54945
ordinary
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SWAP
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Decreasing
Short
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92,618
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26.4376
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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63
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26.1774
GBP
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|
USD 0.54945
ordinary
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SWAP
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Increasing
Long
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129
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26.7597
GBP
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|
USD 0.54945
ordinary
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SWAP
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Increasing
Long
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296
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26.3956
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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525
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26.5572
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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533
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26.5628
GBP
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USD 0.54945
ordinary
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CFD
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Increasing
Long
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878
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26.3499
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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954
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26.6822
GBP
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USD 0.54945
ordinary
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CFD
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Increasing
Long
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1,147
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26.3420
GBP
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USD 0.54945
ordinary
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CFD
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Increasing
Long
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2,283
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26.3333
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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3,197
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26.4988
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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3,401
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26.6666
GBP
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USD 0.54945
ordinary
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CFD
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Increasing
Long
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3,622
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26.8900
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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4,008
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26.3126
GBP
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|
USD 0.54945
ordinary
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SWAP
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Increasing
Long
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4,668
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26.3346
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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7,329
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26.6312
GBP
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USD 0.54945
ordinary
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CFD
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Increasing
Long
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8,802
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26.3538
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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9,480
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26.4376
GBP
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USD 0.54945
ordinary
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CFD
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Increasing
Long
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12,116
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26.5775
GBP
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USD 0.54945
ordinary
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CFD
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Increasing
Long
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16,584
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26.3450
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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17,066
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26.7108
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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28,031
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26.5496
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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36,878
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26.3735
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Long
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43,140
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26.5220
GBP
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USD 0.54945
ordinary
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SWAP
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Increasing
Short
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62
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26.3450
GBP
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(c)
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Stock-settled derivative transactions (including
options)
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(i)
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Writing, selling, purchasing or varying
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Class
of
relevant
security
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Product
description
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Writing,
purchasing,
selling,
varying etc
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Number
of
securities
to which
option
relates
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Exercise
price
per unit
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Type
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Expiry
date
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Option
money
paid/
received
per unit
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(ii)
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Exercising
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Class of relevant
security
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Product
description
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Exercising/ exercised
against
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Number of
securities
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Exercise price per
unit
|
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(d)
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Other dealings (including subscribing for new
securities)
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Class of relevant
security
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Nature of
Dealings
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Details
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Price per unit (if
applicable)
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4.
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OTHER INFORMATION
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(a)
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Indemnity and other dealings arrangements
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Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
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NONE
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(b)
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Agreements, arrangements or understandings relating to options
or derivatives
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Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
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NONE
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(c)
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Attachments
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Is
a Supplemental Form 8 (Open Positions) attached?
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NO
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Date of disclosure:
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02 May 2024
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Contact name:
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Large Holdings Regulatory
Operations
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Telephone number:
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020 3134
7213
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