RNS Number : 4037W
Morgan Stanley & Co. Int'l plc
15 July 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hargreaves Lansdown plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Hargreaves Lansdown plc

(d) Date dealing undertaken:

12 July 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

PURCHASES

128,698

11.2200 GBP

10.9725 GBP

0.4p ordinary

SALES

114,493

11.2200 GBP

10.9700 GBP

0.4p ordinary

PURCHASES

2,941

14.3404 USD

14.3404 USD

0.4p ordinary

SALES

2,941

14.3404 USD

14.3404 USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.4p ordinary

CFD

increasing a long position

324

10.9937 GBP

0.4p ordinary

CFD

increasing a long position

1,510

11.0111 GBP

0.4p ordinary

CFD

increasing a long position

18,956

11.0398 GBP

0.4p ordinary

CFD

increasing a long position

1,942

11.0417 GBP

0.4p ordinary

CFD

increasing a long position

221

11.0442 GBP

0.4p ordinary

CFD

increasing a long position

1

11.0550 GBP

0.4p ordinary

CFD

increasing a long position

27

11.0600 GBP

0.4p ordinary

CFD

increasing a short position

1

11.0101 GBP

0.4p ordinary

CFD

increasing a short position

10,460

11.0115 GBP

0.4p ordinary

CFD

increasing a short position

1,043

11.0160 GBP

0.4p ordinary

CFD

increasing a short position

4,495

11.0255 GBP

0.4p ordinary

CFD

increasing a short position

31,198

11.0329 GBP

0.4p ordinary

CFD

increasing a short position

204

11.0400 GBP

0.4p ordinary

CFD

increasing a short position

1,560

11.0422 GBP

0.4p ordinary

CFD

increasing a short position

393

11.0428 GBP

0.4p ordinary

CFD

increasing a short position

659

11.0430 GBP

0.4p ordinary

CFD

reducing a long position

4,219

11.0051 GBP

0.4p ordinary

CFD

reducing a long position

2,729

11.0069 GBP

0.4p ordinary

CFD

reducing a long position

4,415

11.0087 GBP

0.4p ordinary

CFD

reducing a long position

58

11.0107 GBP

0.4p ordinary

CFD

reducing a long position

342

11.0253 GBP

0.4p ordinary

CFD

reducing a long position

3,212

11.0253 GBP

0.4p ordinary

CFD

reducing a long position

1,504

11.0320 GBP

0.4p ordinary

CFD

reducing a long position

1

11.0329 GBP

0.4p ordinary

CFD

reducing a long position

8,431

11.0354 GBP

0.4p ordinary

CFD

reducing a long position

1,461

11.0400 GBP

0.4p ordinary

CFD

reducing a long position

55

11.0400 GBP

0.4p ordinary

CFD

reducing a long position

317

11.0400 GBP

0.4p ordinary

CFD

reducing a long position

1,700

11.0400 GBP

0.4p ordinary

CFD

reducing a long position

6,664

11.0403 GBP

0.4p ordinary

CFD

reducing a long position

1,546

11.0417 GBP

0.4p ordinary

CFD

reducing a long position

4,327

11.0490 GBP

0.4p ordinary

CFD

reducing a long position

25

11.0554 GBP

0.4p ordinary

CFD

reducing a short position

1,077

11.0107 GBP

0.4p ordinary

CFD

reducing a short position

165

11.0111 GBP

0.4p ordinary

CFD

reducing a short position

32,318

11.0263 GBP

0.4p ordinary

CFD

reducing a short position

31,199

11.0400 GBP

0.4p ordinary

CFD

reducing a short position

1,043

11.0400 GBP

0.4p ordinary

CFD

reducing a short position

632

11.0400 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

15 July 2024
Contact name:

Craig Horsley
Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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