Barclays PLC Form 8.5 (EPT/NON-RI) THG PLC amendment (7061Z)
17 May 2023 - 4:15PM
UK Regulatory
TIDMBARC TIDMTHG
RNS Number : 7061Z
Barclays PLC
17 May 2023
FORM 8.5 (EPT/NON-RI) Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation THG PLC
to whose
-------------------------------------------
relevant securities this form
relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer THG PLC
with which exempt
-------------------------------------------
principal trader is connected
-------------- --------------------------------------------------------- ----------- -------------- --------------
(d) Date position held/dealing undertaken: 04 May 2023
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in NO
1(b) above, is the exempt principal
trader making disclosures in
respect of any other party to
the offer?
-------------- --------------------------------------------------------- ----------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: THG PLC
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 4,093,187 0.32% 16,963,011 1.31%
(2) Cash-settled derivatives:
16,930,863 1.30% 3,253,378 0.25%
(3) Stock-settled
derivatives (including
options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 21,024,050 1.62% 20,216,389 1.56%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
THG PLC Purchase 2,030,400 1.1202 0.8442 GBP
GBP
---------------------------- ------------------------- -------------- --------------
THG PLC Sale 1,578,226 1.0632 0.8442 GBP
GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price per
of of dealing of
relevant description reference Unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
THG PLC SWAP Decreasing Long 2 0.9518 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 6,576 0.8591 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 21,744 1.0321 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 22,667 0.9607 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 105,787 0.9816 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 146,372 0.9766 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 242,648 0.9997 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 524,196 0.9892 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 125 0.9627 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Increasing Long 5,789 0.9933 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 10,000 0.9191 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 10,000 0.9224 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 12,433 0.9518 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 14,100 0.9333 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 14,963 0.9014 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 25,000 0.8935 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 27,500 0.8870 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Increasing Long 35,959 1.0421 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 40,924 0.9517 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Increasing Long 53,015 0.9965 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 131,188 0.9518 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Increasing Long 160,290 0.9543 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Increasing Long 196,249 0.9704 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 409,538 0.9899 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 565,423 0.9584 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP 55,303 0.9814 GBP
---------------------------- ------------ ----------- -------------- --------------
NB: The below transactions which were previously disclosed have
been cancelled
Class Product Nature Number Price per
of of dealing of
relevant description reference Unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
THG PLC SWAP Long 196,249 0.9704 GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing
or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date Money
relevant selling, securities per unit paid/
security varying to which Received
etc
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities Unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing for new
securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
------------------------------------------------------------------------------------------------------ --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
----------------------------------------------------------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 17 May
2023
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------- -------------- --------------
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