Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
20 December 2019 - 1:27AM
Edgar (US Regulatory)
As filed with the Securities and Exchange
Commission on December 19, 2019
File Nos. 333-215165/811-23222
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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x
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Pre-Effective Amendment No.
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¨
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Post-Effective Amendment No. 23
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x
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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x
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Amendment No. 25
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x
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HARTFORD FUNDS EXCHANGE-TRADED TRUST
(Exact Name of Registrant as Specified in
Charter)
690 Lee Road
Wayne, Pennsylvania 19087
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, including
Area Code: (610) 386-4068
Thomas R. Phillips, Esquire
Hartford Funds Management Company, LLC
690 Lee Road
Wayne, Pennsylvania 19087
(Name and Address of Agent for Service)
Copy to:
John V. O’Hanlon, Esquire
Dechert LLP
One International Place, 40th Floor
100 Oliver Street
Boston, Massachusetts 02110-2605
It is proposed that this filing will become
effective (check appropriate box):
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x
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immediately upon filing
pursuant to paragraph (b) of Rule 485
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¨
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on (Date) pursuant to
paragraph (b) of Rule 485
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¨
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60 days after filing
pursuant to paragraph (a)(1) of Rule 485
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¨
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on (Date) pursuant to
paragraph (a)(1) of Rule 485
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¨
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75 days after filing
pursuant to paragraph (a)(2) of Rule 485
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¨
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on (Date) pursuant to
paragraph (a)(2) of Rule 485
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If appropriate, check the following box:
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¨
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This post-effective
amendment designates a new effective date for a previously filed post-effective amendment.
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SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness
of this Post-Effective Amendment to the Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly
caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, duly authorized,
in the city of Wayne, and Commonwealth of Pennsylvania, on the 19th day of December 2019.
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HARTFORD FUNDS EXCHANGE-TRADED TRUST
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By:
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/s/ James E. Davey*
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James E. Davey
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President
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Pursuant to the requirements of the Securities Act of 1933,
this Post-Effective Amendment to the Registration Statement has been signed below by the following persons in the capacities and
on the date indicated.
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Signature
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Title
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Date
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/s/ James E. Davey*
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Trustee, President and Chief Executive Officer
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December 19, 2019
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James E. Davey
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/s/ Amy N. Furlong*
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Treasurer
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December 19, 2019
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Amy N. Furlong
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(Principal Financial Officer and Principal Accounting Officer)
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/s/ Hilary E. Ackermann*
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Trustee
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December 19, 2019
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Hilary E. Ackermann
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/s/ Robin C. Beery*
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Trustee
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December 19, 2019
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Robin C. Beery
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/s/ Lynn S. Birdsong*
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Chairman of the Board and Trustee
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December 19, 2019
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Lynn S. Birdsong
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/s/ Christine R. Detrick*
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Trustee
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December 19, 2019
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Christine R. Detrick
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/s/ Duane E. Hill*
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Trustee
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December 19, 2019
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Duane E. Hill
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/s/ Lemma W. Senbet*
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Trustee
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December 19, 2019
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Lemma W. Senbet
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/s/ David Sung*
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Trustee
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December 19, 2019
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David Sung
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* By
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/s/ Thomas R. Phillips
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December 19, 2019
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Thomas R. Phillips, Attorney-in-fact
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(Pursuant to Power of Attorney (previously filed))
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EXHIBIT
INDEX
Exhibit
No.
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase Document
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase Document
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase Document
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase Document
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