Current Report Filing (8-k)
29 September 2021 - 6:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event Reported): September 28, 2021
Gladstone Capital Corporation
(Exact Name of Registrant as Specified in Charter)
|
|
|
|
|
|
|
Maryland
|
|
814-00237
|
|
54-2040781
|
|
(State or Other Jurisdiction
of Incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S. Employer
Identification Number)
|
|
|
|
|
|
1521 Westbranch Drive, Suite 100
McLean, Virginia
|
|
22102
|
|
(Address of Principal Executive Offices)
|
|
(Zip Code)
|
(703) 287-5800
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
|
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
|
|
|
|
Title of each class
|
|
Trading
symbol
|
|
Name of each exchange
on which registered
|
|
Common Stock, $0.001 par value per share
|
|
GLAD
|
|
The Nasdaq Stock Market LLC
|
|
5.375% Notes due 2024, $25.00 par value per note
|
|
GLADL
|
|
The Nasdaq Stock Market LLC
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new
or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On September 28, 2021, Gladstone Capital Corporation (the “Company”) announced that it will redeem 100% (or $38,812,500 aggregate principal
amount) of its outstanding 5.375% Notes due 2024 (the “2024 Notes”) on November 1, 2021 (the “Redemption Date”). The redemption price for the 2024 Notes equals 100% of the $38,812,500 aggregate principal amount of the Notes
being redeemed, plus accrued and unpaid interest otherwise payable for then-current quarterly interest period accrued to, but excluding, the Redemption Date. In connection with the redemption, the 2024 Notes will be delisted from the Nasdaq Global
Select Market. This Current Report on Form 8-K does not constitute notice of redemption of the 2024 Notes.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
|
|
Gladstone Capital Corporation
|
|
|
|
|
|
(Registrant)
|
|
|
|
|
|
|
September 28, 2021
|
|
|
|
By:
|
|
/s/ Nicole Schaltenbrand
|
|
|
|
|
|
|
|
Nicole Schaltenbrand
|
|
|
|
|
|
|
|
Chief Financial Officer and Treasurer
|
Gladstone Capital (NASDAQ:GLAD)
Historical Stock Chart
From Jan 2025 to Feb 2025
Gladstone Capital (NASDAQ:GLAD)
Historical Stock Chart
From Feb 2024 to Feb 2025
