Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]
25 October 2024 - 12:07AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G/A
(Amendment
No. 4)*
Under
the Securities Exchange Act of 1934
NUZEE,
INC.
(Name
of Issuer)
COMMON
STOCK, PAR VALUE $0.00001 PER SHARE
(Title of Class of Securities)
67073S307
(CUSIP Number)
Yumei
Liu
Chaoyang
District, Yi An Men 37-111,
100000,
Beijing, China.
+86-18825235796
(Name, Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
October
18, 2024
(Date of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐
Rule 13d-1(b)
☒
Rule 13d-1(c)
☐
Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a
prior cover page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 67073S307 |
1.
|
NAMES
OF REPORTING PERSONS
Yumei
Liu |
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
(a)
☐
(b)
☐ |
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
China
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH |
5. |
SOLE
VOTING POWER
563,507 |
6. |
SHARED
VOTING POWER
0 |
7. |
SOLE
DISPOSITIVE POWER
563,507 |
8. |
SHARED
DISPOSITIVE POWER
0 |
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
563,5071 |
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see
instructions) ☐
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.596%2 |
12.
|
TYPE
OF REPORTING PERSON (see instructions)
IN |
1
Yumei Liu beneficially owns 20,990 shares of common stock through her indirect
100% ownership of Future science and Technology Co. Ltd. On October 18, 2024, Future Science
and Technology Co. Ltd exercised its cashless option to purchase 20,990 shares
of common stock pursuant to warrants issued by the Issuer sold under the convertible note
and warrant purchase agreement dated April 27, 2024; Yumei Liu also beneficially owns
542,517 shares of common stock through her direct 100% ownership of JOYER INVESTMENT LIMITED.
2
This percentage is calculated based upon 8,542,987 shares of common stock issued and outstanding (as of October 18,
2024), as set forth in the Issuer’s current report on Form 8-K as filed with the Securities and Exchange Commission
on October 23, 2024.
CUSIP
No. 67073S307 |
1.
|
NAMES
OF REPORTING PERSONS
I.R.S.
Identification Nos. of above persons (Entities only):
Future
science and Technology Co. Ltd; EIN: N/A3 |
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
(a)
☐
(b)
☐ |
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Marshall
Islands |
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH |
5. |
SOLE
VOTING POWER
20,990 |
6. |
SHARED
VOTING POWER
0
|
7. |
SOLE
DISPOSITIVE POWER
20,990
|
8. |
SHARED
DISPOSITIVE POWER
0
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,990 |
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see
instructions) ☐
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.246%4 |
12.
|
TYPE
OF REPORTING PERSON (see instructions)
CO |
3
Future Science and Technology Co. Ltd. is a Marshall Islands entity, and it does not
possess an Employer Identification Number (EIN).
4
This percentage is calculated based upon 8,542,987 shares of common stock issued and outstanding (as of October
18, 2024), as set forth in the Issuer’s current report on Form 8-K
as filed with the Securities and Exchange Commission on October 23, 2024. On October 18, 2024, Future Science and Technology
Co. Ltd exercised its cashless option to purchase 20,990 shares of common stock pursuant to warrants issued by the
Issuer sold under the convertible note and warrant purchase agreement dated April 27, 2024.
CUSIP
No. 67073S307 |
1.
|
NAMES
OF REPORTING PERSONS
I.R.S.
Identification Nos. of above persons (Entities only):
JOYER
Investment Limited; EIN: N/A4 |
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
(a)
☐
(b)
☐ |
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Hong
Kong |
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH |
5. |
SOLE
VOTING POWER
542,517 |
6. |
SHARED
VOTING POWER
0 |
7. |
SOLE
DISPOSITIVE POWER
542,517 |
8. |
SHARED
DISPOSITIVE POWER
0 |
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
542,517 |
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see
instructions) ☐
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.350%6 |
12.
|
TYPE
OF REPORTING PERSON (see instructions)
CO |
5
JOYER Investment Limited is a Hong Kong entity, and it does not possess an Employer Identification Number (EIN).
6
This percentage is calculated based upon (i) 4,978,245 shares of common stock issued and outstanding (as of August 27,
2024), as set forth in the Issuer’s current report on Form 8-K as filed with the Securities and Exchange Commission
on October 2, 2024; (ii) 3,508,769 shares issued pursuant to the securities purchase agreement entered into on
September 24, 2024, as set forth in the Issuer’s current report on Form 8-K filed with the Securities and Exchange Commission on
October [*], 2024; and (ii) 55,973 shares of common stock issued pursuant to the exercise of warrants, as disclosed in the Issuer’s
Current Report on Form 8-K filed with the Securities and Exchange Commission on October [*], 2024.
Item
1.
|
(a) |
Name
of Issuer
NUZEE,
INC. |
|
|
|
|
(b) |
Address
of Issuer’s Principal Executive Offices
2865
Scott St. Suite 107, Vista, California 92081 |
Item
2.
|
(a) |
Name
of Person Filing
Yumei
Liu
Future
science and Technology Co. Ltd
JOYER Investment Limited |
|
|
|
|
(b) |
Address
or principal business office or, if none, residence |
|
|
Yumei
Liu: Chaoyang District, Yi An Men 37-111, 100000, Beijing, China. |
|
|
Future Science and Technology Co. Ltd.: Chaoyang District, Yi An Men 37-111, 100000, Beijing, China.
JOYER Investment Limited: FLAT/RM A, 12F, ZJ300, 300 LOCKHART ROAD, WAN CHAI, HONG KONG |
|
|
|
|
(c) |
Citizenship
Yumei
Liu: China
Future
science and Technology Co. Ltd: Marshall Islands
JOYER Investment Limited: Hong Kong |
|
|
|
|
(d) |
Title
of Class of Securities
Yumei
Liu: Common Stock
Future
science and Technology Co. Ltd: Common Stock
JOYER Investment Limited: Common Stock |
|
|
|
|
(e) |
CUSIP
Number
67073S307 |
Item
3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
(a) |
☐ |
Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
|
|
|
|
|
(b) |
☐ |
Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
|
|
|
|
|
(c) |
☐ |
Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
|
|
|
|
|
(d) |
☐ |
Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
|
|
|
|
|
(e) |
☐ |
An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
|
|
|
|
|
(f) |
☐ |
An
employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
|
|
|
|
|
(g) |
☐ |
A
parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
|
|
|
|
|
(h) |
☐ |
A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
|
|
|
|
|
(i) |
☐ |
A
church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3); |
|
|
|
|
|
(j) |
☐ |
Group,
in accordance with §240.13d-1(b)(1)(ii)(J). |
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
(a) |
Amount
beneficially owned: See response to Item 9 on each cover page. |
|
|
|
|
(b) |
Percent
of class: See response to Item 11 on each cover page. |
|
|
|
|
(c) |
Number
of shares as to which the person has: |
|
|
|
|
|
(i) |
Sole
power to vote or to direct the vote.
See
response to Item 5 on each cover page.
|
|
|
|
|
|
|
(ii) |
Shared
power to vote or to direct the vote.
See
response to Item 6 on each cover page. |
|
|
|
|
|
|
(iii) |
Sole
power to dispose or to direct the disposition of.
See
response to Item 7 on each cover page.
|
|
|
|
|
|
|
(iv) |
Shared
power to dispose or to direct the disposition of.
See
response to Item 8 on each cover page. |
Instruction.
For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
Item
5. Ownership of Five Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following ☐ .
Instruction.
Dissolution of a group requires a response to this item.
Item
6. Ownership of More than Five Percent on Behalf of Another Person.
Not
applicable.
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not
applicable.
Item
8. Identification and Classification of Members of the Group.
Not
applicable.
Item
9. Notice of Dissolution of Group.
Not
applicable.
Item
10. Certification.
|
(a) |
The
following certification shall be included if the statement is filed pursuant to §240.13d-1(b): |
|
|
|
|
|
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect. |
|
|
|
|
(b) |
The
following certification shall be included if the statement is filed pursuant to §240.13d-1(c): |
|
|
|
|
|
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not
acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
|
Yumei
Liu |
|
|
|
10/24/2024 |
|
Date |
|
|
|
/s/
Yumei Liu |
|
Signature |
|
|
|
Yumei
Liu/Individual |
|
Name/Title |
|
Future
science and Technology Co. Ltd. |
|
|
|
10/24/2024 |
|
Date |
|
|
|
/s/
Tong Sun |
|
Signature |
|
|
|
Tong
Sun/Director |
|
Name/Title |
|
JOYER
Investment Limited |
|
|
|
10/24/2024 |
|
Date |
|
|
|
/s/
Yumei Liu |
|
Signature |
|
|
|
Yumei
Liu/Director |
|
Name/Title |
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