ADVFN PLC Holding(s) in Company (4093M)
11 January 2023 - 9:49PM
UK Regulatory
TIDMAFN
RNS Number : 4093M
ADVFN PLC
11 January 2023
For immediate release
11 January 2023
ADVFN PLC
("ADVFN" or the "Company")
Holding(s) in Company
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the underlying ADVFN PLC
issuer of existing shares to which voting
rights are attached (ii) :
---------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
---
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
---
An acquisition or disposal of financial instruments
---
An event changing the breakdown of voting rights
---
Other (please specify) (iii) :
---
3. Details of person subject to the notification obligation (iv)
Name Amit Tauman
City and country of registered office
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
---------------------------------------
City and country of registered office
(if applicable)
---------------------------------------
5. Date on which the threshold was crossed 09-01-2023
or reached (vi) :
---------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 09-01-2023
---------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting
to shares (total instruments 8.B) rights held
of 8. A) (total of 8.B in issuer
1 + 8.B 2) (8.A + 8.B)
(vii)
------------------ --------------------- -------------- ---------------
Resulting situation
on the date on which
threshold was crossed
or reached 10.94% 10.94% 4,380,396
------------------ --------------------- -------------- ---------------
Position of previous
notification (if
applicable) 8.29% 8.29%
------------------ --------------------- -------------- ---------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------------
GB00BPT2410 4,380,396 10.94%
--------------------- --------------------- -------------------- ----------------
SUBTOTAL 8.
A 4,380,396 10.94%
-------------------------------------------- --------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------- -------------------------- ----------------
SUBTOTAL 8. B
1
------------------------- -------------------------- ----------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) Settlement
(xii)
---------------- ---------------- ----------------- ----------------
SUBTOTAL
8.B.2
----------------- ----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of both
if it equals or through financial if it equals
is higher than instruments if it or is higher
the notifiable equals or is higher than the notifiable
threshold than the notifiable threshold
threshold
------------------- --------------------- -----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
----------------------------------------------
The number and % of voting rights held
----------------------------------------------
The date until which the voting rights
will be held
----------------------------------------------
11. Additional information (xvi)
Place of completion UK
Date of completion 10-01-2023
-----------
A copy of this announcement is available on the Company's
website, at www.advfn.com
For further information please contact:
ADVFN plc
Amit Tauman (CEO) +44 (0) 203 8794 460
Beaumont Cornish Limited (Nominated
Adviser)
Michael Cornish / Roland Cornish +44 (0) 207 628 3396
Peterhouse Capital Limited (Broker)
Eran Zucker / Lucy Williams
/ Rose Greensmith +44 (0) 207 469 0930
ENDS
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END
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