FORM 8.3 - Amendment to 3.c.i
Replaces form Released at 07/11/2024 14:53 RNS Number :
4159L
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY
|
A
PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR
|
MORE
|
Rule 8.3 of the Takeover Code
(the "Code")
|
1.
|
KEY
INFORMATION
|
(a)
|
Full name of discloser:
|
Barclays PLC.
|
(b)
|
Owner or controller of interest and short
positions disclosed, if different from
1(a):
|
|
(c)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLOGOLD ASHANTI PLC
|
(d)
|
If
an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
|
|
(e)
|
Date position held/dealing undertaken:
|
06
Nov 2024
|
(f)
|
In
addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the
offer?
|
YES:
CENTAMIN PLC
|
2.
|
POSITIONS OF THE PERSON MAKING THE
DISCLOSURE
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
to which the disclosure relates following the dealing(if
any)
|
Class of relevant security:
|
USD
1 ordinary
|
|
Interests
|
Short
Positions
|
Number
|
(%)
|
Number
|
(%)
|
(1)
Relevant securities owned and/or controlled:
|
4,366,737
|
1.04%
|
4,184,856
|
0.99%
|
(2)
Cash-settled derivatives:
|
3,884,379
|
0.92%
|
2,535,239
|
0.60%
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
130,000
|
0.03%
|
160,000
|
0.04%
|
TOTAL:
|
8,381,116
|
1.99%
|
6,880,095
|
1.63%
|
(b)
|
Rights to subscribe for new securities (including directors
and
other executive options)
|
Class of relevant security in relation to
which subscription right exists
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
3.
|
DEALINGS (IF ANY) BY THE PERSON MAKING THE
DISCLOSURE
|
(a)
|
Purchase and sales
|
Class of relevant
security
|
Purchase/sale
|
Number of
securities
|
Price per
unit
|
USD 1
ordinary
|
Purchase
|
92,364
|
25.7770 USD
|
USD 1
ordinary
|
Purchase
|
60,147
|
26.0636 USD
|
USD 1
ordinary
|
Purchase
|
55,187
|
26.1625 USD
|
USD 1
ordinary
|
Purchase
|
30,000
|
25.8320 USD
|
USD 1
ordinary
|
Purchase
|
22,857
|
26.1869 USD
|
USD 1
ordinary
|
Purchase
|
14,070
|
26.2705 USD
|
USD 1
ordinary
|
Purchase
|
13,328
|
26.1857 USD
|
USD 1
ordinary
|
Purchase
|
7,724
|
26.0404 USD
|
USD 1
ordinary
|
Purchase
|
7,659
|
26.2110 USD
|
USD 1
ordinary
|
Purchase
|
4,869
|
26.2274 USD
|
USD 1
ordinary
|
Purchase
|
3,474
|
26.1578 USD
|
USD 1
ordinary
|
Purchase
|
2,800
|
26.2100 USD
|
USD 1
ordinary
|
Purchase
|
2,494
|
26.1766 USD
|
USD 1
ordinary
|
Purchase
|
1,466
|
26.1573 USD
|
USD 1
ordinary
|
Purchase
|
1,000
|
26.2500 USD
|
USD 1
ordinary
|
Purchase
|
740
|
25.9521 USD
|
USD 1
ordinary
|
Purchase
|
721
|
26.0656 USD
|
USD 1
ordinary
|
Purchase
|
700
|
26.2050 USD
|
USD 1
ordinary
|
Purchase
|
641
|
26.1864 USD
|
USD 1
ordinary
|
Purchase
|
536
|
26.0352 USD
|
USD 1
ordinary
|
Purchase
|
400
|
26.0925 USD
|
USD 1
ordinary
|
Purchase
|
329
|
26.2961 USD
|
USD 1
ordinary
|
Purchase
|
300
|
26.0533 USD
|
USD 1
ordinary
|
Purchase
|
250
|
26.0810 USD
|
USD 1
ordinary
|
Purchase
|
207
|
26.2684 USD
|
USD 1
ordinary
|
Purchase
|
180
|
26.2607 USD
|
USD 1
ordinary
|
Purchase
|
130
|
26.1900 USD
|
USD 1
ordinary
|
Purchase
|
106
|
26.3903 USD
|
USD 1
ordinary
|
Purchase
|
100
|
26.2200 USD
|
USD 1
ordinary
|
Purchase
|
20
|
26.3100 USD
|
USD 1
ordinary
|
Purchase
|
9
|
26.2600 USD
|
USD 1
ordinary
|
Sale
|
149,261
|
26.1193 USD
|
USD 1
ordinary
|
Sale
|
51,747
|
25.7687 USD
|
USD 1
ordinary
|
Sale
|
30,000
|
25.8320 USD
|
USD 1
ordinary
|
Sale
|
20,947
|
25.7799 USD
|
USD 1
ordinary
|
Sale
|
14,070
|
26.2705 USD
|
USD 1
ordinary
|
Sale
|
11,560
|
26.1540 USD
|
USD 1
ordinary
|
Sale
|
11,549
|
25.8641 USD
|
USD 1
ordinary
|
Sale
|
6,978
|
25.7565 USD
|
USD 1
ordinary
|
Sale
|
6,638
|
25.8283 USD
|
USD 1
ordinary
|
Sale
|
6,019
|
26.2686 USD
|
USD 1
ordinary
|
Sale
|
5,690
|
25.7063 USD
|
USD 1
ordinary
|
Sale
|
5,105
|
25.8793 USD
|
USD 1
ordinary
|
Sale
|
4,718
|
25.7619 USD
|
USD 1
ordinary
|
Sale
|
4,649
|
26.1403 USD
|
USD 1
ordinary
|
Sale
|
4,325
|
25.8995 USD
|
USD 1
ordinary
|
Sale
|
3,976
|
26.3225 USD
|
USD 1
ordinary
|
Sale
|
3,804
|
26.0397 USD
|
USD 1
ordinary
|
Sale
|
3,000
|
26.2100 USD
|
USD 1
ordinary
|
Sale
|
2,869
|
25.7986 USD
|
USD 1
ordinary
|
Sale
|
2,747
|
26.2519 USD
|
USD 1
ordinary
|
Sale
|
900
|
26.2500 USD
|
USD 1
ordinary
|
Sale
|
700
|
26.2050 USD
|
USD 1
ordinary
|
Sale
|
633
|
25.8913 USD
|
USD 1
ordinary
|
Sale
|
620
|
25.8714 USD
|
USD 1
ordinary
|
Sale
|
400
|
26.2625 USD
|
USD 1
ordinary
|
Sale
|
386
|
26.1382 USD
|
USD 1
ordinary
|
Sale
|
329
|
26.2961 USD
|
USD 1
ordinary
|
Sale
|
300
|
25.8666 USD
|
USD 1
ordinary
|
Sale
|
254
|
26.1594 USD
|
USD 1
ordinary
|
Sale
|
150
|
25.7700 USD
|
USD 1
ordinary
|
Sale
|
130
|
26.1900 USD
|
USD 1
ordinary
|
Sale
|
100
|
26.3100 USD
|
USD 1
ordinary
|
Sale
|
100
|
25.8500 USD
|
USD 1
ordinary
|
Sale
|
100
|
25.8400 USD
|
USD 1
ordinary
|
Sale
|
25
|
25.8700 USD
|
USD 1
ordinary
|
Sale
|
19
|
25.8800 USD
|
USD 1
ordinary
|
Sale
|
9
|
26.2600 USD
|
USD 1
ordinary
|
Sale
|
1
|
25.8000 USD
|
(b)
|
Cash-settled derivative transactions
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
13,544
|
454.8162 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
89,947
|
457.5298 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
147,640
|
457.8400 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
30,000
|
458.0231 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
1,550
|
458.9679 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
21,091
|
462.5900 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
1,389
|
463.8795 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
16,900
|
464.3261 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
13,827
|
465.3730 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
11,735
|
465.7987 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
1,521
|
468.8315 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
1,100
|
469.1677 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
3,056
|
472.4052 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
14,446
|
473.1296 ZAR
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
137
|
475.0106 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
18,480
|
454.7578 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
147,640
|
457.7621 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
30,000
|
458.0231 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
15,495
|
458.7984 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
7,809
|
458.9759 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
7,000
|
460.7671 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
60,450
|
463.2426 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
7,663
|
464.2227 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
16,900
|
464.2472 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
1,838
|
465.1742 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
13,827
|
465.2939 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
1,521
|
468.7518 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
1,100
|
469.0880 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
3,179
|
469.7348 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
11,267
|
473.9843 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
137
|
474.9299 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
2,322
|
477.6730 ZAR
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
2,860
|
0.0000 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
18,480
|
454.7100 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
15,495
|
458.7502 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
7,809
|
458.9507 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
7,000
|
460.6612 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
60,450
|
463.1824 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
7,663
|
464.1740 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
1,838
|
465.1138 ZAR
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
2,322
|
477.6228 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
13,544
|
454.8639 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
89,947
|
457.5892 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
1,550
|
459.0275 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
21,091
|
462.6385 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
1,389
|
463.9282 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
11,735
|
465.8243 ZAR
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
3,056
|
472.4547 ZAR
|
USD 1
ordinary
|
SWAP
|
Opening
Long
|
30,000
|
25.8307 USD
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions
(including options)
|
(i)
|
Writing, selling, purchasing or varying
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for
new securities)
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
4.
|
OTHER INFORMATION
|
(a)
|
Indemnity and other dealings arrangements
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the person making the
disclosure and any party
to the offer or any person acting in concert with a party to
the offer:
|
NONE
|
(b)
|
Agreements, arrangements or understandings relating to options
or
derivatives
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the person making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
|
NONE
|
(c)
|
Attachments
|
|
|
|
|
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
YES
|
Date of disclosure:
|
07 Nov 2024
|
Contact name:
|
Large Holdings Regulatory
Operations
|
Telephone number:
|
020 3134
7213
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUPPLEMENTAL FORM 8 (OPEN
POSITIONS)
|
DETAILS OF OPEN OPTION AND
DERIVATIVE POSITIONS, AGREEMENTS TO
|
PURCHASE OR SELL
ETC.
|
Note 5(i) on Rule 8 of the
Takeover Code (the "Code")
|
1. KEY INFORMATION
|
Identity of the person whose positions/dealings
are being disclosed:
|
Barclays PLC.
|
Name of offeror/offeree in relation to whose
relevant securities this from relates:
|
ANGLOGOLD ASHANTI PLC
|
|
|
|
|
|
|
|
|
2. OPTIONS AND DERIVATIVES
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
USD 1
ordinary
|
Put
Options
|
Purchased
|
-160,000
|
22.0000
|
American
|
21 Mar
2025
|
USD 1
ordinary
|
Put
Options
|
Written
|
130,000
|
15.0000
|
American
|
17 Jan
2025
|
|
|
|
|
|
|
|
|
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
|
Full details should be given so that the nature of the
interest or position can be fully understood:
|
|