RNS Number : 5811L
Barclays PLC
08 November 2024
 

FORM 8.3 - Amendment to 3.c.i
Replaces form Released at 07/11/2024 14:53 RNS Number : 4159L

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

 positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an

 offeror/offeree, state this and specify identity of

 offeror/offeree:

 

(e)

Date position held/dealing undertaken:

06 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

 disclosures in respect of any other party to the offer?

YES:

 CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

4,366,737

1.04%

4,184,856

0.99%

(2) Cash-settled derivatives:

3,884,379

0.92%

2,535,239

0.60%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

 

 TOTAL:

 

8,381,116

1.99%

6,880,095

1.63%

(b)

Rights to subscribe for new securities (including directors and

 other executive options)

Class of relevant security in relation to

 which subscription right exists


Details, including nature of the rights

 concerned and relevant percentages:


3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant

 security

Purchase/sale

Number of

 securities

Price per unit

USD 1 ordinary

Purchase

92,364

25.7770  USD

USD 1 ordinary

Purchase

60,147

26.0636  USD

USD 1 ordinary

Purchase

55,187

26.1625  USD

USD 1 ordinary

Purchase

30,000

25.8320  USD

USD 1 ordinary

Purchase

22,857

26.1869  USD

USD 1 ordinary

Purchase

14,070

26.2705  USD

USD 1 ordinary

Purchase

13,328

26.1857  USD

USD 1 ordinary

Purchase

7,724

26.0404  USD

USD 1 ordinary

Purchase

7,659

26.2110  USD

USD 1 ordinary

Purchase

4,869

26.2274  USD

USD 1 ordinary

Purchase

3,474

26.1578  USD

USD 1 ordinary

Purchase

2,800

26.2100  USD

USD 1 ordinary

Purchase

2,494

26.1766  USD

USD 1 ordinary

Purchase

1,466

26.1573  USD

USD 1 ordinary

Purchase

1,000

26.2500  USD

USD 1 ordinary

Purchase

740

25.9521  USD

USD 1 ordinary

Purchase

721

26.0656  USD

USD 1 ordinary

Purchase

700

26.2050  USD

USD 1 ordinary

Purchase

641

26.1864  USD

USD 1 ordinary

Purchase

536

26.0352  USD

USD 1 ordinary

Purchase

400

26.0925  USD

USD 1 ordinary

Purchase

329

26.2961  USD

USD 1 ordinary

Purchase

300

26.0533  USD

USD 1 ordinary

Purchase

250

26.0810  USD

USD 1 ordinary

Purchase

207

26.2684  USD

USD 1 ordinary

Purchase

180

26.2607  USD

USD 1 ordinary

Purchase

130

26.1900  USD

USD 1 ordinary

Purchase

106

26.3903  USD

USD 1 ordinary

Purchase

100

26.2200  USD

USD 1 ordinary

Purchase

20

26.3100  USD

USD 1 ordinary

Purchase

9

26.2600  USD

USD 1 ordinary

Sale

149,261

26.1193  USD

USD 1 ordinary

Sale

51,747

25.7687  USD

USD 1 ordinary

Sale

30,000

25.8320  USD

USD 1 ordinary

Sale

20,947

25.7799  USD

USD 1 ordinary

Sale

14,070

26.2705  USD

USD 1 ordinary

Sale

11,560

26.1540  USD

USD 1 ordinary

Sale

11,549

25.8641  USD

USD 1 ordinary

Sale

6,978

25.7565  USD

USD 1 ordinary

Sale

6,638

25.8283  USD

USD 1 ordinary

Sale

6,019

26.2686  USD

USD 1 ordinary

Sale

5,690

25.7063  USD

USD 1 ordinary

Sale

5,105

25.8793  USD

USD 1 ordinary

Sale

4,718

25.7619  USD

USD 1 ordinary

Sale

4,649

26.1403  USD

USD 1 ordinary

Sale

4,325

25.8995  USD

USD 1 ordinary

Sale

3,976

26.3225  USD

USD 1 ordinary

Sale

3,804

26.0397  USD

USD 1 ordinary

Sale

3,000

26.2100  USD

USD 1 ordinary

Sale

2,869

25.7986  USD

USD 1 ordinary

Sale

2,747

26.2519  USD

USD 1 ordinary

Sale

900

26.2500  USD

USD 1 ordinary

Sale

700

26.2050  USD

USD 1 ordinary

Sale

633

25.8913  USD

USD 1 ordinary

Sale

620

25.8714  USD

USD 1 ordinary

Sale

400

26.2625  USD

USD 1 ordinary

Sale

386

26.1382  USD

USD 1 ordinary

Sale

329

26.2961  USD

USD 1 ordinary

Sale

300

25.8666  USD

USD 1 ordinary

Sale

254

26.1594  USD

USD 1 ordinary

Sale

150

25.7700  USD

USD 1 ordinary

Sale

130

26.1900  USD

USD 1 ordinary

Sale

100

26.3100  USD

USD 1 ordinary

Sale

100

25.8500  USD

USD 1 ordinary

Sale

100

25.8400  USD

USD 1 ordinary

Sale

25

25.8700  USD

USD 1 ordinary

Sale

19

25.8800  USD

USD 1 ordinary

Sale

9

26.2600  USD

USD 1 ordinary

Sale

1

25.8000  USD

(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 1 ordinary

SWAP

Decreasing Short

13,544

454.8162  ZAR

USD 1 ordinary

SWAP

Decreasing Short

89,947

457.5298  ZAR

USD 1 ordinary

SWAP

Decreasing Short

147,640

457.8400  ZAR

USD 1 ordinary

SWAP

Decreasing Short

30,000

458.0231  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,550

458.9679  ZAR

USD 1 ordinary

SWAP

Decreasing Short

21,091

462.5900  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,389

463.8795  ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,900

464.3261  ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,827

465.3730  ZAR

USD 1 ordinary

SWAP

Decreasing Short

11,735

465.7987  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,521

468.8315  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,100

469.1677  ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,056

472.4052  ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,446

473.1296  ZAR

USD 1 ordinary

SWAP

Decreasing Short

137

475.0106  ZAR

USD 1 ordinary

SWAP

Increasing Short

18,480

454.7578  ZAR

USD 1 ordinary

SWAP

Increasing Short

147,640

457.7621  ZAR

USD 1 ordinary

SWAP

Increasing Short

30,000

458.0231  ZAR

USD 1 ordinary

SWAP

Increasing Short

15,495

458.7984  ZAR

USD 1 ordinary

SWAP

Increasing Short

7,809

458.9759  ZAR

USD 1 ordinary

SWAP

Increasing Short

7,000

460.7671  ZAR

USD 1 ordinary

SWAP

Increasing Short

60,450

463.2426  ZAR

USD 1 ordinary

SWAP

Increasing Short

7,663

464.2227  ZAR

USD 1 ordinary

SWAP

Increasing Short

16,900

464.2472  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,838

465.1742  ZAR

USD 1 ordinary

SWAP

Increasing Short

13,827

465.2939  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,521

468.7518  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,100

469.0880  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,179

469.7348  ZAR

USD 1 ordinary

SWAP

Increasing Short

11,267

473.9843  ZAR

USD 1 ordinary

SWAP

Increasing Short

137

474.9299  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,322

477.6730  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,860

0.0000  ZAR

USD 1 ordinary

CFD

Increasing Long

18,480

454.7100  ZAR

USD 1 ordinary

CFD

Increasing Long

15,495

458.7502  ZAR

USD 1 ordinary

CFD

Increasing Long

7,809

458.9507  ZAR

USD 1 ordinary

CFD

Increasing Long

7,000

460.6612  ZAR

USD 1 ordinary

CFD

Increasing Long

60,450

463.1824  ZAR

USD 1 ordinary

CFD

Increasing Long

7,663

464.1740  ZAR

USD 1 ordinary

CFD

Increasing Long

1,838

465.1138  ZAR

USD 1 ordinary

CFD

Increasing Long

2,322

477.6228  ZAR

USD 1 ordinary

CFD

Decreasing Long

13,544

454.8639  ZAR

USD 1 ordinary

CFD

Decreasing Long

89,947

457.5892  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,550

459.0275  ZAR

USD 1 ordinary

CFD

Decreasing Long

21,091

462.6385  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,389

463.9282  ZAR

USD 1 ordinary

CFD

Decreasing Long

11,735

465.8243  ZAR

USD 1 ordinary

CFD

Decreasing Long

3,056

472.4547  ZAR

USD 1 ordinary

SWAP

Opening Long

30,000

25.8307  USD









(c)

Stock-settled derivative transactions

 (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit




 













(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit














(d)

Other dealings (including subscribing for

 new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)





4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal

 or refrain from dealing entered into by the person making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or

 derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

 






Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

07 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 
















SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.    KEY INFORMATION

Identity of the person whose positions/dealings

 are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose

 relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

 








2.    OPTIONS AND DERIVATIVES

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025









3.    AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

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