Brewin Dolphin Holdings PLC Holding(s) in Company (0251W)
04 February 2017 - 1:44AM
UK Regulatory
TIDMBRW
RNS Number : 0251W
Brewin Dolphin Holdings PLC
03 February 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Brewin Dolphin Holdings
the underlying issuer PLC
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------- -----------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights ΓΌ
------------------------------------------------------------- --------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------- --------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------- --------------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------- --------------------------------------
Other (please
specify):
---------------------------------------------------- ------- --------------------------------------
3. Full name of person(s) Kabouter Management, LLC
subject to the
notification obligation:
(iii)
------------------------------------------------------ ---------------------------------------------
4. Full name of shareholder(s) Kabouter I (QP), LLC
(if different from 3.):(iv) Kabouter Fund II, LLC
Kabouter Fund III, LLC
Kabouter Management, LLC
International Select Partners
LP
Kabouter International Opportunities
Fund II, LLC
Kabouter International Mission
Fund, LLC
------------------------------------------------------ ---------------------------------------------
5. Date of the transaction 1 February 2017
and date on
which the threshold is
crossed or
reached: (v)
------------------------------------------------------ ---------------------------------------------
6. Date on which issuer 3 February 2017
notified:
------------------------------------------------------ ---------------------------------------------
7. Threshold(s) that is/are Crossed above 3%
crossed or
reached: (vi, vii)
------------------------------------------------------ ---------------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- --------------------------------- --------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- ---------------- -------------- ------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ------------ -------------- ------------ ----------- ------------ -----------
Ordinary
shares 8,420,197 8,420,197 8,661,021 8,661,021 3.06%
--------------- ---------------- -------------- ------------ ----------- ------------ -----------
ISIN:
GB0001765816
--------------- ----------- ------------ ------------ ---------- ----------- -------- -----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- --------------- -------------------------------- ------------------------- -----------------------
N/A N/A N/A N/A N/A
----------------- --------------- -------------------------------- ------------------------- -----------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
------------- --------------- ---------------- -------------- --------------------------- -------------------------
N/A N/A N/A N/A Nominal Delta
------------- --------------- ---------------- -------------- ---------- -------------
N/A N/A N/A
------------- ----------- ------------ ------------ --------------------------- ---------- -------------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------------------- ------------------------------------------------------
8,661,021 3.06%
---------------------------------------------------------------- ------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------
N/A
Proxy Voting:
-------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- ----------------------
11. Number of voting rights proxy N/A
holder will cease to hold:
------------------------------------------------------- ----------------------
12. Date on which proxy holder will N/A
cease to hold voting rights:
------------------------------------------------------- ----------------------
13. Additional information: N/A
------------------------------------------------------- ----------------------
14. Contact name: Christopher Yarbrough
------------------------------------------------------- ----------------------
15. Contact telephone number: +1 (312) 248 7313
------------------------------------------------------- ----------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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