Statement of Changes in Beneficial Ownership (4)
16 February 2013 - 7:27AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Mincieli Kathleen G
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2. Issuer Name
and
Ticker or Trading Symbol
ATMI INC
[
ATMI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
SVP, Human Resources
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(Last)
(First)
(Middle)
6 COMMERCE DR
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/14/2013
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(Street)
DANBURY, CT US 06810
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option(right to buy)
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$21.85
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2/14/2013
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A
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8460
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(1)
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(1)
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Common Stock
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8460
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$0
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8460
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D
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Total Shareholder Return Performance RSU
(4)
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$0
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2/14/2013
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A
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4005
(2)
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(5)
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(5)
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Common Stock
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4005
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$0
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4005
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D
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Total Shareholder Return Performance RSU
(4)
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$0
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2/14/2013
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A
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4004
(3)
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(5)
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(5)
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Common Stock
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4004
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$0
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4004
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D
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Explanation of Responses:
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(
1)
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Non-qualified stock options vest ratably on each anniversary date over the four-year period following the grant date and expire on the tenth anniversary of the grant date.
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(
2)
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Total Shareholder Return Performance Restricted Stock Units can be earned based upon the relative total shareholder return of ATMI common stock versus the Russell 2000 Index during the performance period from January 1, 2013 - December 31, 2014. Share amount shown represents maximum potential grant pursuant to this award, which represents 175% of the target award. The ultimate grant amount earned can range from zero to the maximum amount depending on relative performance over the applicable period. Vesting takes place, as applicable, after the performance level is determined.
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(
3)
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Total Shareholder Return Performance Restricted Stock Units can be earned based upon the relative total shareholder return of ATMI common stock versus the Russell 2000 Index during the performance period from January 1, 2013 - December 31, 2015. Share amount shown represents maximum potential grant pursuant to this award, which represents 175% of the target award. The ultimate grant amount earned can range from zero to the maximum amount depending on relative performance over the applicable period. Vesting takes place, as applicable, after the performance level is determined.
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(
4)
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Total Shareholder Return Performance Restricted Stock Units
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(
5)
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Earned amount vests immediately upon determination of performance. Any unearned amount, upon determination of performance, expires immediately.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Mincieli Kathleen G
6 COMMERCE DR
DANBURY, CT US 06810
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SVP, Human Resources
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Signatures
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/s/Patrick J. Shima, atty-in-fact
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2/14/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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