UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

NOTICE OF EFFECTIVENESS

Effective Date: February 04, 2013 5:30 P.M.
Form: N-2
CIK: 0001372807
Company Name: KCAP Financial, Inc.
File Number: 333-185559
Kcap Financial 7.375% Senior Notes Due 2019 (delisted) (NYSE:KAP)
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