|
1
|
Details of the person discharging managerial
responsibilities/person closely associated
|
|
a)
|
Name
|
Josh
Weinstein
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President,
Chief Executive Officer and Chief Climate Officer of Carnival
Corporation & plc / Director
|
|
b)
|
Initial
notification/ Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Carnival
Corporation
|
|
b)
|
Legal
Entity Identifier
|
F1OF2ZSX47CR0BCWA982
|
|
4A
|
Details of the transaction: 1
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
|
b)
|
Nature
of the transaction
|
Vesting
of Management Incentive Plan-tied restricted stock units ("MTE
RSUs") granted February 21, 2023 pursuant to the Carnival
Corporation 2020 Stock Plan. Each MTE RSU represented a
hypothetical interest in one share of Carnival Corporation common
stock. The MTE RSUs vested pro rata on February 15, 2024 and
February 18, 2025. The 2022 Management Incentive Plan bonus payout
percentage was applied to the MTE RSU target value to determine the
actual MTE RSU grant value.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$0.00
|
Volume(s)
56,097
|
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
56,097
$0.00
|
|
e)
|
Date
of the transaction
|
2025-02-18
|
|
f)
|
Place
of the transaction
|
Off
Market
|
|
4B
|
Details of the transaction: 2
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
|
b)
|
Nature
of the transaction
|
Represents
shares withheld by the Company to cover taxes associated with
vesting of MTE RSUs granted February 21, 2023.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$25.93
|
Volume(s)
22,075
|
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
22,075
$25.93
|
|
e)
|
Date
of the transaction
|
2025-02-18
|
|
f)
|
Place
of the transaction
|
Off
Market
|
|
4C
|
Details of the transaction: 3
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
|
b)
|
Nature
of the transaction
|
Vesting
of performance-based restricted stock units ("PBS RSUs") granted
February 21, 2023 pursuant to the Carnival Corporation 2020 Stock
Plan. Each PBS RSU represented a hypothetical interest in one share
of Carnival Corporation common stock. The PBS RSUs vested pro rata
on February 15, 2024 and February 18, 2025. The 2022 MIP bonus
payout percentage was applied to the PBS RSU target value to
determine the actual PBS RSU grant value.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$0.00
|
Volume(s)
54,452
|
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
54,452
$0.00
|
|
e)
|
Date
of the transaction
|
2025-02-18
|
|
f)
|
Place
of the transaction
|
NYSE
|
|
4D
|
Details of the transaction: 4
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
|
b)
|
Nature
of the transaction
|
Represents
shares withheld by the Company to cover taxes associated with
vesting of PBS RSUs granted February 21, 2023.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$25.93
|
Volume(s)
21,427
|
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
21,427
$25.93
|
|
e)
|
Date
of the transaction
|
2025-02-18
|
|
f)
|
Place
of the transaction
|
Off
Market
|
|
4E
|
Details of the transaction: 5
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
|
b)
|
Nature
of the transaction
|
Vesting
of time-based restricted stock units ("TBS RSUs") granted April 21,
2023 pursuant to the Carnival Corporation 2020 Stock Plan. Each TBS
RSU represented a hypothetical interest in one share of Carnival
Corporation common stock. The TBS RSUs vest pro-rata in February
2024, 2025 and 2026.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$0.00
|
Volume(s)
53,304
|
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
53,304
$0.00
|
|
e)
|
Date
of the transaction
|
2025-02-18
|
|
f)
|
Place
of the transaction
|
Off
Market
|
|
4F
|
Details of the transaction: 6
|
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Common
stock with a nominal value of US$0.01 per share
CUSIP:
143658300
|
|
b)
|
Nature
of the transaction
|
Represents
shares withheld by the Company to cover taxes associated with
vesting of TBS RSUs granted April 21, 2023.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
$25.93
|
Volume(s)
20,975
|
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
20,975
$25.93
|
|
e)
|
Date
of the transaction
|
2025-02-18
|
|
f)
|
Place
of the transaction
|
Off
Market
|
