Post-effective Amendment to an S-8 Filing (s-8 Pos)
09 November 2021 - 5:19AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission
on November 8, 2021.
Registration Statement No. 333-35367
Registration Statement No. 333-48381
Registration Statement No. 333-66610
Registration Statement No. 333-137417
Registration Statement No. 333-160125
Registration Statement No. 333-212435
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
Form S-8 Registration Statement No. 333-35367
Form S-8 Registration Statement No. 333-48381
Form S-8 Registration Statement No. 333-66610
Form S-8 Registration Statement No. 333-137417
Form S-8 Registration Statement No. 333-160125
Form S-8 Registration Statement No. 333-212435
UNDER
THE SECURITIES ACT OF 1933
QAD INC.
(Exact name of Registrant as specified in its charter)
Delaware
|
|
77-0105228
|
(State or other jurisdiction of incorporation or organization)
|
|
(I.R.S. Employer Identification No.)
|
100 Innovation Place
Santa Barbara, California 93108
(Address of principal executive offices) (Zip code)
QAD Inc. 1997 Stock Incentive Program
QAD Inc. 1994 Stock Compensation Program
QAD Inc. 1997 Stock Incentive Program (amended &
restated effective March 21, 2001)
QAD Inc. 2006 Stock Incentive Program
QAD Inc. 2016 Stock Incentive Program
(Full titles of the plans)
Corporation Service Company
2711 Centerville Road
Suite 400
Wilmington,
DE 19808
(Name and address of agent for service)
800-222-2122
(Telephone number, including area code, of agent
for service)
Copies of all communications,
including all communications sent to the agent for service, should be sent to:
Craig Miller
Veronica Lah
Manatt, Phelps & Phillips, LLP
One Embarcadero Center
30th Floor
San Francisco, CA 94111
(415) 291-7400
|
Indicate by check mark whether the registrant is a large accelerated
filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions
of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging
growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer
|
¨
|
Accelerated filer
|
x
|
|
|
|
|
Non-accelerated filer
|
¨ (Do not check if a smaller reporting company)
|
Smaller reporting company
|
¨
|
|
|
|
|
|
|
Emerging growth company
|
¨
|
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨
DEREGISTRATION OF UNSOLD SECURITIES
These Post-Effective Amendments (“Post-Effective
Amendments”), filed by QAD Inc., a Delaware corporation (the “Company”), remove from registration all shares of common
stock of the Company, par value $0.001 per share (the “Common Stock”), and Class A common stock of the Company, par value
$0.001 per share (the “Class A Common Stock”) that remain unsold under the following registration statements (each, a
“Registration Statement,” and collectively, the “Registration Statements”) filed by the Company with the Securities
and Exchange Commission (the “SEC”):
On June 27, 2021, QAD Inc., a Delaware corporation
(the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Project Quick Parent,
LLC, a limited liability company organized under the laws of Delaware (“Parent”), Project Quick Merger Sub, Inc., a Delaware
corporation and a direct, wholly owned subsidiary of Parent (“Merger Sub”), providing for the merger of Merger Sub with and
into the Company (the “Merger”), with the Company surviving the Merger as a wholly-owned subsidiary of Parent. Parent and
Merger Sub are entities that are affiliated with Thoma Bravo, L.P., (“Thoma Bravo”) a private equity investment firm. The
Merger became effective on November 5, 2021 (the “Effective Time”), pursuant to a Certificate of Merger filed with the
Secretary of State of the State of Delaware. In connection with the Merger, and subject to certain exceptions described in the Merger
Agreement, each outstanding share of the Company’s common stock and each outstanding equity incentive was converted into the right
to receive a cash payment.
As a result of the Merger, the Company has terminated
any and all offerings of its securities pursuant to its existing registration statements, including the Registration Statements. In accordance
with an undertaking in the Registration Statements to remove from registration, by means of a post-effective amendment, any and all securities
that were registered for issuance but remain unsold at the termination of the offering, the Company hereby removes from registration any
and all securities registered but unsold under the Registration Statements.
SIGNATURE
Pursuant
to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to be signed on its behalf by the
undersigned, thereunto duly authorized, in Santa Barbara, California on this 8th day of November, 2021.
|
QAD INC.
|
|
|
|
|
By:
|
/s/ Daniel Lender
|
|
|
Daniel Lender
|
|
|
Chief Financial Officer
|
No other person is required to sign these Post-Effective
Amendments in reliance upon Rule 478 under the Securities Act of 1933, as amended.
QAD (NASDAQ:QADB)
Historical Stock Chart
From Oct 2024 to Nov 2024
QAD (NASDAQ:QADB)
Historical Stock Chart
From Nov 2023 to Nov 2024