Statement of Changes in Beneficial Ownership (4)
11 March 2021 - 8:22AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WEBER FRED |
2. Issuer Name and Ticker or Trading Symbol
ARBOR REALTY TRUST INC
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ABR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP-Structured Finance |
(Last)
(First)
(Middle)
333 EARLE OVINGTON BLVD., SUITE 900 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/8/2021 |
(Street)
UNIONDALE, NY 11553
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.01 per share | 3/8/2021 | | A | | 12666 | A | (1) | 482189 | D | |
Common Stock, par value $0.01 per share | 3/8/2021 | | F(2) | | 2247 | D | $15.79 | 479942 | D | |
Common Stock, par value $0.01 per share | 3/8/2021 | | F(2) | | 2800 | D | $15.79 | 477142 | D | |
Common Stock, par value $0.01 per share | 3/9/2021 | | F(2) | | 3228 | D | $16.12 | 473914 | D | |
Common Stock, par value $0.01 | | | | | | | | 1211 | I | Held as custodian for his daughter Anne Weber |
Common Stock, par value $0.01 | | | | | | | | 1211 | I | Held as custodian for his daughter Janet Weber |
Common Stock, par value $0.01 | | | | | | | | 1211 | I | Held as custodian for his son Steven Weber |
Common Stock, par value $0.01 | | | | | | | | 1211 | I | Held by son Nathan Weber |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years. |
(2) | Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
WEBER FRED 333 EARLE OVINGTON BLVD. SUITE 900 UNIONDALE, NY 11553 |
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| EVP-Structured Finance |
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Signatures
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/s/ Fred Weber | | 3/10/2021 |
**Signature of Reporting Person | Date |
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