Statement of Changes in Beneficial Ownership (4)
04 May 2020 - 8:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TINDALE DARREN |
2. Issuer Name and Ticker or Trading Symbol
BODY & MIND INC.
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BAMM
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Secretary |
(Last)
(First)
(Middle)
308-155 12TH STREET EAST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/30/2020 |
(Street)
NORTH VANCOUVER, A1 V7L 2J3
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Options (right to buy) | $0.67 (1) | 4/30/2020 | | A (2) | | 50000 | | (3) | 4/30/2025 | Common Stock | 50000 | $0 | 750000 (4) | D | |
Explanation of Responses: |
(1) | Prices shown reflect Canadian dollars. |
(2) | Granted pursuant to and in accordance with the Company stock incentive plan. |
(3) | The Options become exercisable as to 12,500 Options on October 30, 2020, 12,500 Options on April 30, 2021, 12,500 Options on October 30, 2021, and 12,500 Options on April 30, 2022. |
(4) | In addition to the options to purchase 50,000 shares as disclosed above, the Reporting Person also holds options to purchase 200,000 shares at an exercise price of C$0.66 per share expiring on November 24, 2022, options to purchase 250,000 shares at an exercise price of C$0.57 per share expiring on December 10, 2023, and options to purchase 250,000 shares at an exercise price of C$0.88 per share, subject to vesting provisions, expiring on August 21, 2024. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
TINDALE DARREN 308-155 12TH STREET EAST NORTH VANCOUVER, A1 V7L 2J3 |
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| Secretary |
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Signatures
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/s/ Darren Tindale | | 5/1/2020 |
**Signature of Reporting Person | Date |
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