EPT Disclosure
18 June 2007 - 10:22PM
UK Regulatory
RNS Number:5371Y
UBS AG (EPT)
18 June 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 15 JUNE 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 4,512,117 0.47% 3,653 0.00%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 4,512,117 0.47% 3,653 0.00%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
SALE 1910 1128 pence
PURCHASE 3597 1128.5
PURCHASE 2757 1128.5
PURCHASE 3300 1128.5
PURCHASE 2300 1129
PURCHASE 2291 1129
PURCHASE 1100 1129
SALE 400 1129
SALE 1100 1129
PURCHASE 1713 1129
PURCHASE 2647 1129
PURCHASE 100 1129
SALE 1867 1129
SALE 4000 1129
SALE 1600 1129
SALE 2840 1129.5
SALE 2300 1129.5
SALE 419 1129.5
SALE 1700 1129.5
PURCHASE 1700 1129.5
SALE 485 1129.5
SALE 1800 1129.5
SALE 479 1129.5
SALE 216 1129.5
SALE 470 1129.5
SALE 2135 1129.5
SALE 509 1129.5
SALE 1685 1129.5
PURCHASE 1930 1129.5
SALE 3600 1129.5
PURCHASE 2106 1129.5
PURCHASE 1894 1129.5
SALE 1861 1129.5
SALE 4000 1129.5
PURCHASE 2900 1129.5
SALE 1587 1129.5
SALE 95 1129.5
SALE 1518 1129.5
SALE 224 1129.5
SALE 2200 1129.5
SALE 776 1129.5
PURCHASE 4000 1129.5
SALE 3300 1129.5
PURCHASE 2300 1129.5
PURCHASE 3000 1130
PURCHASE 4000 1130
PURCHASE 4000 1130
SALE 1808 1130
SALE 3300 1130
PURCHASE 1400 1130
PURCHASE 2780 1130
SALE 534 1130
SALE 600 1130
SALE 2066 1130
SALE 2662 1130.5
SALE 2251 1130.5
PURCHASE 500 1130.5
PURCHASE 600 1130.5
SALE 600 1130.5
SALE 597 1130.5
PURCHASE 2300 1130.5
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 18 JUNE 2007
Contact name NIMISHA SACHDEV
Telephone number 020 7568 9289
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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