Fulcrum Utility Services Ltd TR-1: Notification of Major Interest in Shares (0879I)
14 June 2017 - 9:33PM
UK Regulatory
TIDMFCRM
RNS Number : 0879I
Fulcrum Utility Services Ltd
14 June 2017
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------------------------------------
1. Identity of the issuer or FULCRUM UTILITY SERVICES
the underlying issuer LIMITED
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------ --------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------- -------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------- -------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------- -------------------------
An event changing the breakdown of voting rights ü
------------------------------------------------------- -------------------------
Other (please
specify):
----------------------------------------------------- -------------------------
3. Full name of person(s) HARGREAVE HALE LIMITED
subject to the
notification obligation:
(iii)
------------------------------------------------------ --------------------------
4. Full name of shareholder(s) DISCRETIONARY CLIENTS
(if different from 3.):(iv)
------------------------------------------------------ --------------------------
5. Date of the transaction 12 JUNE 2017
and date on
which the threshold is
crossed or
reached: (v)
------------------------------------------------------ --------------------------
6. Date on which issuer 14 JUNE 2017
notified:
------------------------------------------------------ --------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 11%
------------------------------------------------------ --------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- -------------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- --------------- -------------------------- ------------------------- ------------------
Direct Indirect Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- ----------- ------------- ---------- ------------- ------- ---------
KYG368851047 18,979,500 18,979,500 18,979,500 18,979,500 10.9220%
--------------- --------------- ----------- ------------- ---------- ------------- ------- ---------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ --------------- -------------------------- -------------------------------------- ------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- --------------- ------------- ----------- --------------------------- -------------------------------
Nominal Delta
---------------- --------------- ------------- ----------- --------------------------- -------------------- ---------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- ------------------------------------------------------------
18,979,500 10.9220%
------------------------------------------------------------- ------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------------------------
15,151,000 of these shares are held for unit trusts
operated by Marlborough Fund Managers Ltd, for whom
Hargreave Hale Ltd manages the investments on a discretionary
basis. The remaining shares are held on behalf of other
discretionary clients.
Proxy Voting:
-------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
---------------------------------------------------------------- -------------------------------------
11. Number of voting rights proxy
holder will cease to hold:
---------------------------------------------------------------- -------------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
---------------------------------------------------------------- -------------------------------------
The change in the percentage
13. Additional information: of shares held is due entirely
to the shares issued by Fulcrum
Utility Services Ltd, which
were admitted to AIM on 12/06/2017.
---------------------------------------------------------------- -------------------------------------
14. Contact name: David Clueit
Hargreave Hale Ltd
---------------------------------------------------------------- -------------------------------------
15. Contact telephone number: 01253 754739
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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