General Electric Company Director/PDMR Shareholding (4717C)
13 June 2023 - 4:00PM
UK Regulatory
TIDMGEC
RNS Number : 4717C
General Electric Company
12 June 2023
4
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director X 10% Owner
(*)GENERAL ELECTRIC CO Trading Symbol Officer (give title below) Other (specify below)
GE HealthCare
(Last) (First) (Middle) Technologies
Inc. [ GEHC ]
ONE FINANCIAL CENTER, SUITE
3700
(Street)BOSTON MA 02111
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
06/12/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Rule 10b5-1(c) Transaction Indication
Check this box to indicate that a transaction was made pursuant to a contract,
instruction
or written plan that is intended to satisfy the affirmative defense conditions of
Rule 10b5-1(c).
See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired (A) or 5. Amount of 6. 7. Nature of
Security Date Execution Date, Code (Instr. 8) Disposed Of (D) (Instr. 3, 4 Securities Ownership Indirect
(Instr. 3) (Month/Day/Year) if any and 5) Beneficially Form: Beneficial
(Month/Day/Year) Owned Direct Ownership
Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common
stock, par
value $0.01
per share
(1) 06/12/2023 J (1) 25,000,000 D (2) 65,331,302 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and 8. Price 9. Number of 10. 11. Nature
of Conversion Date Execution Date, Code (Instr. Derivative Expiration Date Amount of of derivative Ownership of Indirect
Derivative or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Securities Derivative Securities Form: Beneficial
Security Exercise (Month/Day/Year) Acquired (A) or Underlying Security Beneficially Direct Ownership
(Instr. 3) Price of Disposed of (D) Derivative (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Security (Instr. 3 Following Indirect
Security 5) and 4) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Explanation of Responses:
1. The reporting person exchanged 25,000,000 shares of the common stock of the Issuer to extinguish
$1,950 million aggregate principal amount of indebtedness under a short-term credit facility
of the reporting person in a debt-for-equity exchange.
2. The value of the Issuer's common stock for purposes of the debt-for-equity exchange was
$78.00 per share.
/s/ Brandon Smith, Vice President, Chief Corporate, Securities & Finance Counsel 06/12/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
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END
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