McCarthy & Stone PLC Holding(s) in Company (9866C)
21 April 2017 - 7:30PM
UK Regulatory
TIDMMCS TIDM42SB
RNS Number : 9866C
McCarthy & Stone PLC
21 April 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
------------------------------------------------------------------------------------------------
1. Identity of the issuer or McCarthy & Stone plc
the underlying issuer
of existing shares to which
voting rights are
attached:
------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ------------------------------
An event changing the breakdown of voting rights X
---------------------------------------------------------------- ------------------------------
Other (please
specify):
--------------------------------------------------------- ----- ------------------------------
3. Full name of person(s) The Goldman Sachs Group, Inc.
subject to the
notification obligation:
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s) Goldman Sachs International
(if different from 3.): ELQ Investors VIII Ltd
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 18 April 2017
and date on
which the threshold is
crossed or
reached:
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 20 April 2017
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are N/A
crossed or
reached:
----------------------------------------------------------- -----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- --------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights
Shares Voting shares rights
Rights
--------------- ----------------- -------------- ---------- -------------------------- --------------------------
Direct Direct Indirect Direct Indirect
--------------- --------------- ------------ ---------- --------- --------------- --------- ---------------
GB00BYNVD082 21,165,058 21,165,058 10,062,552 1.87%
----------------- -------------- ---------- --------- --------------- --------- ---------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ----------------- -------------------------- -------------------------- ------------------------
Stock Loan
(Physical) Open 23,986,848 4.46%
----------------- ----------------- -------------------------- -------------------------- ------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights
instrument period rights
instrument
refers to
-------------- ---------- ------------ ------------- ------------- ----------------
Nominal Delta
-------------- ---------- ------------ ------------- ------------- -------- ------
Please refer
to Annexure
A 2,907,490 0.54%
------------------------------------------------------- ------------- -------- ------
----------------------------------------------------------------------------------------------------------------------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
36,956,890 6.88%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
----------------------------------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.; 36,956,890 shares; 6.88%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman
Sachs Group, Inc.); 26,956,890 shares; 5.02%
Goldman Sachs Group UK Limited (Controlled by Goldman
Sachs (UK) L.L.C.); 26,956,890 shares; 5.02%
Goldman Sachs International (Controlled by Goldman
Sachs Group UK Limited); 26,956,890 shares; 5.02%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman
Sachs Group, Inc.)
Goldman Sachs Group UK Limited (Controlled by Goldman
Sachs (UK) L.L.C.)
Goldman Sachs Group Holdings (U.K.) Limited (Controlled
by Goldman Sachs Group UK Limited)
ELQ Investors VIII Ltd (Controlled by Goldman Sachs
Group Holdings (U.K.) Limited)
----------------------------------------------------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------------------------- -------------------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------------------------- -------------------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
------------------------------------------------------------------------- -------------------------------------------
Please note, total amount
13. Additional information: of voting rights have been
rounded to 2 decimal places
therefore there is a possibility
of a rounding error.
General email contact:
shareholderdisclosures@gs.com
---------------------------------------------------- ----------------------------------------------------------------
14. Contact name: Peter Chisholm
---------------------------------------------------- ----------------------------------------------------------------
15. Contact telephone number: +44 207 051 9612
---------------------------------------------------- ----------------------------------------------------------------
Annexure A
--------------------------------------------------------------------------------------------
Attached to notification of voting rights given in
fulfilment of the obligations imposed by the FCA in
accordance with DTR5 (including section 5.8.1). by
The Goldman Sachs Group, Inc. dated 18 April 2017
for itself and its subsidiaries in relation to McCarthy
& Stone plc
--------------------------------------------------------------------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
--------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights rights
instrument period instrument
refers to
------------- ---------- ------------- ------------- ---------------
Nominal Delta
------------- ---------- ------------- ------------- --------------- -------- --------
CFD (Cash) 12-Mar-2027 1,400 0.0003%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 18-Apr-2018 2,100 0.0004%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 18-Apr-2018 5,800 0.001%
------------------------- ---------------------------- --------------- -------- --------
CFD (Cash) 13-Aug-2026 417,011 0.08%
------------------------- ---------------------------- --------------- -------- --------
CFD (Cash) 8-Apr-2027 73,903 0.01%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 19-Mar-2018 4,800 0.001%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 17-May-2018 10,100 0.002%
------------------------- ---------------------------- --------------- -------- --------
CFD (Cash) 25-Nov-2026 1,415,406 0.26%
------------------------- ---------------------------- --------------- -------- --------
CFD (Cash) 3-Mar-2027 164,938 0.03%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 17-May-2018 6,500 0.001%
------------------------- ---------------------------- --------------- -------- --------
CFD (Cash) 25-Nov-2026 226,094 0.04%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 18-Apr-2018 4,900 0.001%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 19-Mar-2018 2,500 0.0005%
------------------------- ---------------------------- --------------- -------- --------
CFD (Cash) 14-Apr-2027 52,356 0.01%
------------------------- ---------------------------- --------------- -------- --------
CFD (Cash) 24-Feb-2027 32,031 0.01%
------------------------- ---------------------------- --------------- -------- --------
CFD (Cash) 7-Apr-2027 37,502 0.01%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 18-Apr-2018 1,600 0.0003%
------------------------- ---------------------------- --------------- -------- --------
CFD (Cash) 25-Nov-2026 119,483 0.02%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 18-Apr-2018 3,700 0.001%
------------------------- ---------------------------- --------------- -------- --------
CFD (Cash) 9-Dec-2026 288,464 0.05%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 18-Apr-2018 3,300 0.001%
------------------------- ---------------------------- --------------- -------- --------
Swap (Cash) 18-Apr-2018 33,600 0.01%
------------------------- ---------------------------- --------------- -------- --------
Total Number of voting rights
and percentage of voting rights 2,907,490 0.54%
------------------------------------------------------- --------------- -------- --------
Additional information: Please note, total amount
of voting rights have been rounded to 2 decimal places
therefore there is a possibility of a rounding error.
--------------------------------------------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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