TIDMRSA
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of
interest and short
positions disclosed, if
different from 1(a):
(c) Name of offeror/offeree RSA INSURANCE GROUP PLC
in relation to whose
relevant securities this form relates:
(d) If an exempt fund manager
connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 September 2015
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 8,571,785 0.84% 4,025,560 0.40%
controlled:
(2) Cash-settled
derivatives:
2,319,757 0.23% 2,354,228 0.23%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 1,745,000 0.17%
to
purchase/DEALING:
(4)
TOTAL: 10,891,542 1.07% 8,124,788 0.80%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 348 5.1225 GBP
ADR Purchase 1,100 7.9600 USD
ORD Purchase 1,365 5.1275 GBP
ORD Purchase 3,015 5.1350 GBP
ORD Purchase 5,854 5.1036 GBP
ORD Purchase 16,914 5.0950 GBP
ORD Purchase 17,868 5.1250 GBP
ORD Purchase 17,902 5.1200 GBP
ORD Purchase 24,161 5.1150 GBP
ORD Purchase 28,612 5.1293 GBP
ORD Purchase 30,759 5.1231 GBP
ORD Purchase 61,073 5.1148 GBP
ORD Purchase 110,112 5.1167 GBP
ORD Purchase 287,545 5.1097 GBP
ORD Sale 100 5.1400 GBP
ORD Sale 696 5.1225 GBP
ORD Sale 852 5.1324 GBP
ORD Sale 871 5.1163 GBP
ADR Sale 1,100 7.9600 USD
ORD Sale 2,730 5.1275 GBP
ORD Sale 10,835 5.1308 GBP
ORD Sale 11,943 5.1300 GBP
ORD Sale 17,868 5.1250 GBP
ORD Sale 28,215 5.1200 GBP
ORD Sale 87,164 5.0950 GBP
ORD Sale 89,756 5.1279 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 1,100 5.1440 GBP
ORD CFD Long 4,620 5.1058 GBP
ORD CFD Long 8,555 5.1278 GBP
ORD CFD Long 111,534 5.1276 GBP
ORD CFD Short 3,669 5.1306 GBP
ORD SWAP Short 6,100 5.1145 GBP
ORD CFD Short 14,000 5.1006 GBP
ORD CFD Short 16,754 5.1241 GBP
ORD CFD Short 14,873 5.1377 GBP
ORD CFD Short 42,000 5.1056 GBP
ORD CFD Short 64,477 5.1106 GBP
ORD CFD Short 75,611 5.1156 GBP
ORD CFD Short 78,684 5.0960 GBP
ORD CFD Short 88,964 5.1256 GBP
ORD CFD Short 131,886 5.1206 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 21 Sep 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose RSA INSURANCE GROUP PLC
relevant securities this from relates:
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