Report of Foreign Issuer (6-k)
22 December 2015 - 5:49AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of December, 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Indicate by
check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act
of 1934.
If “Yes” is
marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b): N/A
AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the
German Securities Trading Act] with the objective of Europe-wide
distribution
Notification of Major Holdings
1. Details of issuer
AIXTRON SE
Dornkaulstraße 2
52134
Herzogenrath
Germany
2. Reason for notification
X
|
Acquisition/disposal of shares with voting rights
|
|
Acquisition/disposal of instruments
|
|
Change of breakdown of voting rights
|
|
Other reason:
|
3. Details of person subject to the notification obligation
Name:
|
City and country of registered office:
|
Allianz Global Investors GmbH
|
Bockenheimer Landstraße 42-44, 60323 Frankfurt/Main
|
|
Germany
|
4. Names of shareholder(s)
holding directly 3% or more voting rights,
if different from 3.
5. Date on which threshold was crossed or reached
10.12.2015
6. Total positions
|
% of voting rights
attached to shares
(total of 7.a.)
|
% of voting rights
through instruments
(total of 7.b.1 +
7.b.2)
|
total of
both in %
(7.a. +
7.b.)
|
total number of voting
rights of issuer
|
Resulting
situation
|
4.80 %
|
0.04 %
|
4.84 %
|
112720355
|
Previous
notification
|
6.05 %
|
%
|
6.05 %
|
/
|
7. Notified details of the resulting situation
a. Voting rights
attached to shares (Sec.s 21, 22 WpHG)
|
direct
|
indirect
|
direct
|
indirect
|
|
(Sec. 21 WpHG)
|
(Sec. 22 WpHG)
|
(Sec. 21 WpHG)
|
(Sec. 22 WpHG)
|
DE000A0WMPJ6
|
0
|
5409483
|
0.00 %
|
4.80 %
|
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
Type of instrument
|
Expiration
or maturity
date
|
Exercise or
conversion period
|
Voting
rights
absolute
|
Voting
rights
in %
|
Right for redelivery of shares being
subject to open overnight securities
lending
|
None
|
Cancellation
possible on each
trading day
|
45899
|
0.04 %
|
|
|
Total
|
45899
|
0.04 %
|
b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
Type of
instrument
|
Expiration or
maturity date
|
Exercise or
conversion period
|
Cash or physical
settlement
|
Voting rights
absolute
|
Voting
rights in %
|
|
|
|
|
|
%
|
|
|
|
Total
|
|
%
|
8. Information in relation to the person subject to the notification
obligation
|
Person subject to the notification obligation is not controlled
and does itself not control
any other undertaking(s) holding directly or indirectly an
interest in the (underlying)
issuer (1.).
|
X
|
Full chain of controlled undertakings starting with the ultimate
controlling natural person
or legal entity:
|
Name
|
% of voting rights (if
at least held 3% or
more)
|
% of voting rights through
instruments (if at least held 5%
or more)
|
Total of both (if at
least held 5% or
more)
|
Allianz SE
|
%
|
%
|
%
|
Allianz Asset
Management AG
|
%
|
%
|
%
|
Allianz
Global
Investors
GmbH
|
4.80 %
|
%
|
%
|
9. In case of proxy voting according to § 22 Abs. 3 WpHG
Date of general meeting:
|
|
Holding position after general meeting:
|
% (equals voting rights)
|
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
|
|
AIXTRON SE
|
|
|
|
|
|
|
|
|
Date:
|
December 21, 2015
|
|
By:
|
/s/ Martin Goetzeler
|
|
|
Name:
|
Martin Goetzeler
|
|
|
Title:
|
President and CEO
|
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