Statement of Changes in Beneficial Ownership (4)
17 February 2021 - 9:03AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Ferguson Christopher |
2. Issuer Name and Ticker or Trading Symbol
Vinco Ventures, Inc.
[
BBIG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman and CEO |
(Last)
(First)
(Middle)
C/O VINCO VENTURES, INC., 1 WEST BROAD STREET, SUITE 1004 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/10/2021 |
(Street)
BETHLEHEM, PA 18018
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 2/10/2021 | | A | | 150000 | A | $1.76 (1) | 1932950 (2) | D | |
Common Stock | | | | | | | | 13000 | I | FergcoBros, LLC (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price reported in Column 4 is the closing stock price on November 12, 2020, which is the Effective date of Mr. Ferguson's 2020 Employment Agreement. These shares were issued to Mr. Ferguson on February 10, 2021 under the Company's 2018 Amended and Restated Omnibus Incentive Plan. |
(2) | Includes 1,455,750 shares held jointly by Mr. Ferguson's spouse, Lelainya Ferguson. |
(3) | The reporting person is a 25% owner of FergcoBros, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Ferguson Christopher C/O VINCO VENTURES, INC. 1 WEST BROAD STREET, SUITE 1004 BETHLEHEM, PA 18018 | X | X | Chairman and CEO |
|
Signatures
|
/s/ Christopher B. Ferguson | | 2/16/2021 |
**Signature of Reporting Person | Date |
Vinco Ventures (NASDAQ:BBIG)
Historical Stock Chart
From Apr 2024 to May 2024
Vinco Ventures (NASDAQ:BBIG)
Historical Stock Chart
From May 2023 to May 2024