Amended Current Report Filing (8-k/a)
09 June 2022 - 6:14AM
Edgar (US Regulatory)
0000022701
This Amendment No. 2 to the Current Report on Form 8-K of Pineapple Energy Inc. (the Company) amends the Current Report on Form 8-K filed with the Securities and Exchange Commission (the SEC) on March 29, 2022 (the Initial Form 8-K), as amended by the Amendment No. 1 to the Current Report on Form 8-K/A filed with the SEC on May 19, 2022 (the First Amendment), to file the information required by Item 9.01(b) of Form 8-K related to the completion of the previously announced merger transaction with Pineapple Energy LLC and the previously announced asset acquisitions of Hawaii Energy Connection, LLC and E-Gear, LLC.
true
0000022701
2022-03-25
2022-03-25
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iso4217:USD
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United
States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT
NO. 2 TO FORM 8-K ON FORM 8-K/A
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (date of earliest event reported): March 25, 2022
Pineapple Energy Inc.
|
(Exact name of Registrant as Specified in its Charter) |
|
Minnesota
|
(State Or Other Jurisdiction
Of Incorporation) |
|
001-31588 |
|
41-0957999 |
(Commission
File Number) |
|
(I.R.S.
Employer Identification No.) |
10900
Red Circle Drive
Minnetonka,
MN
|
|
55343 |
(Address
of Principal Executive Offices) |
|
(Zip
Code) |
(952) 996-1674
|
Registrant’s Telephone
Number, Including Area Code |
|
|
N/A |
|
|
(Former name or former address, if changed since last report.) |
|
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class |
Trading
Symbol |
Name
of each exchange on which registered |
Common
Stock, par value, $.05 per share |
PEGY |
The Nasdaq Stock Market, LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
EXPLANATORY NOTE
This Amendment No. 2 to the Current Report on Form 8-K of Pineapple Energy Inc. (the “Company”) amends the Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on March 29, 2022 (the “Initial Form 8-K”), as amended by the Amendment No. 1 to the Current Report on Form 8-K/A filed with the SEC on May 19, 2022 (the “First Amendment”), to file the information required by Item 9.01(b) of Form 8-K related to the completion of the previously announced merger transaction with Pineapple Energy LLC and the previously announced asset acquisitions of Hawaii Energy Connection, LLC and E-Gear, LLC. Except as stated herein, no other information contained in the Initial Form 8-K or the First Amendment has been amended.
| Item 9.01. | Financial Statements and Exhibits |
(b) Pro Forma Financial Information
The unaudited pro forma condensed combined financial information and related notes are included in Exhibit 99.1 hereto and incorporated herein by reference.
(d) Exhibits
SIGNATUREs
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
PINEAPPLE ENERGY INC.
|
|
|
|
|
|
By: |
/s/ Mark D. Fandrich |
|
|
Mark
D. Fandrich, Chief Financial Officer |
|
|
|
Date: June 8, 2022 |
|
|
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